Workbear재주넘는곰
대법원 92다48697

Confirmation of Invalidity of Dismissal해고무효확인

Decided1993. 04. 27. Court대법원Worker won
AI-generated English translation (summary, key points, decision summary and full text) for reference only — not an official translation and without legal effect. The Korean original below is authoritative.
AI Easy read — AI summary of this decision
AI-generated summary for reference only — the Korean original below is authoritative.

An employee caused a disturbance directed at his workplace supervisor, and the company disciplinarily dismissed him under its work rules (취업규칙). However, since the collective bargaining agreement (단체협약) specified that dismissal could only occur pursuant to its own provisions and prohibited dismissal based on work rules, the Supreme Court held that the dismissal was invalid.

Key takeaways
  • CaseAn employee caused a disturbance toward his workplace supervisor, and the company disciplinarily dismissed him based on its work rules (취업규칙).
  • OutcomeThe court ruled the dismissal invalid because the collective bargaining agreement (단체협약) stated that dismissal could only be made under its own provisions, not under the work rules.
  • LessonCompanies with a collective bargaining agreement must carefully determine whether dismissal decisions should be governed by the collective bargaining agreement or the work rules before taking action.
Issues
  • Whether an employer may establish new grounds for disciplinary action in its work rules (취업규칙) as long as they do not conflict with the collective bargaining agreement (단체협약)
  • Whether a dismissal carried out under work rules is valid when the collective bargaining agreement prohibits dismissal based on work rules
Key reasoning

Generally, an employer may establish new grounds for disciplinary action in its work rules (취업규칙) as long as they do not conflict with the collective bargaining agreement (단체협약). However, where the collective bargaining agreement expressly states that dismissal may only be carried out under its own provisions and explicitly excludes dismissal based on work rules, any disciplinary dismissal carried out pursuant to the work rules—rather than the collective bargaining agreement—is invalid. This is because the collective bargaining agreement, as an agreement between labor and management, takes precedence over unilaterally established work rules regarding the specific issue of dismissal. Therefore, even though the employee's conduct may have constituted a valid ground for discipline under the work rules, the company could not lawfully dismiss him without following the procedure required by the collective bargaining agreement.

Summary of Decision (English, AI translation)

[1] As long as it does not conflict with the collective agreement, an employer may establish new grounds for disciplinary action in the rules of employment (취업규칙) and may also impose discipline based on such grounds.

[2] A case holding that, since the collective agreement provided that dismissal must be based on the provisions of the collective agreement and that dismissal could not be made pursuant to the rules of employment (취업규칙), a dismissal made pursuant to the rules of employment was invalid.

Full text (English, AI translation) 4,790 chars

[Plaintiff, Appellee]

[Defendant, Appellant] Daelim Engineering Co., Ltd., Attorneys-in-fact Lee Jae-hu and 5 others

[Judgment Below]

Seoul High Court, Judgment of September 30, 1992, Case No. 91Na43406

[Order]

The appeal is dismissed.
The costs of the appeal shall be borne by the Defendant.

[Reasoning]

The grounds of appeal are examined.

As to Ground No. 1

The court below, comprehensively considering the evidence it adopted, found that the Plaintiff had committed misconduct including a disturbance against his workplace superior, non-party Han Mun-ju, and then held as follows: although the disturbance constituted an act disrupting order within the company and thus fell under the grounds for disciplinary action set forth in Article 64, Item 2 of the Rules of Employment (취업규칙), it did not fall under the grounds for disciplinary action set forth in the collective bargaining agreement (단체협약). Since the portion of the Rules of Employment providing for disciplinary action based on acts disrupting order thereby falls below the standard set by the collective bargaining agreement, it is invalid, and disciplinary action cannot be taken by applying it. Furthermore, since Article 40 of the collective bargaining agreement provides that dismissal must be governed by the collective bargaining agreement and that dismissal may not be effected pursuant to the Rules of Employment, a disciplinary dismissal applying the Rules of Employment cannot be made; therefore, the disciplinary dismissal in this case is invalid.

Any portion of the Rules of Employment that violates the standards set forth in the collective bargaining agreement concerning working conditions and other treatment of workers is invalid (Article 36, Paragraph 1 of the Trade Union Act (노동조합법)), and the Rules of Employment may not conflict with the collective bargaining agreement applicable to the relevant place of business (Article 97, Paragraph 1 of the Labor Standards Act (근로기준법)). However, so long as it does not conflict with the collective bargaining agreement, the employer may establish new grounds for disciplinary action in the Rules of Employment, and may also take disciplinary action based on such grounds (see this Court's Decision 92Nu13035, delivered on January 15, 1993).

However, Article 64, Item 2 of the Defendant company's Rules of Employment, which formed the basis for the disciplinary dismissal in this case, provides for new grounds for disciplinary action that have no relation to the grounds for disciplinary action set forth in Article 36 of the collective bargaining agreement, and it is therefore difficult to say that it conflicts with the provisions of Article 36 of the collective bargaining agreement. Accordingly, the lower court's holding that the portion of Article 64, Item 2 of the Rules of Employment concerning acts disrupting order falls below the standard of Article 36 of the collective bargaining agreement and is thus invalid was erroneous. Nevertheless, since Article 40 of the collective bargaining agreement provides to the effect that dismissal must be governed by the collective bargaining agreement and may not be effected pursuant to the Rules of Employment, the Plaintiff, who was a union member, could not be dismissed by applying the Rules of Employment.

The lower court's determination that the disciplinary dismissal in this case, made by applying Article 64, Item 2 of the Rules of Employment, is invalid is correct, and the argument is ultimately without merit.

As to Ground No. 2

Upon examination of the record, the lower court, having found the circumstances and course of the disturbance as stated in its judgment as well as the Plaintiff's attitude following the disturbance, comprehensively considered the circumstances of the disturbance in this case, the extent of harm to the victim and to the Defendant company, and the Plaintiff's attitude of remorse, and determined that the Defendant company's imposition of disciplinary dismissal—the most severe disciplinary measure—for the Plaintiff's aforementioned disturbance was excessively harsh and thus exceeded the scope of the disciplinary authority. This determination is justified, and it cannot be said that there was any illegality therein due to incomplete deliberation, violation of the rules of evidence, or misapprehension of facts due to violation of the rules of experience, as pointed out in the argument. Accordingly, this ground of appeal is also without merit.

Therefore, the appeal is dismissed, and the costs of the appeal are to be borne by the losing party. This judgment is rendered as stated in the Order by the unanimous opinion of the Justices involved.

Chief Justice Choi Jae-ho
Justice Bae Man-un
Justice Kim Seok-su (Presiding Justice)
Justice Choi Jong-yeong

【판결요지】

가. 단체협약에 반하지 않는 한 사용자는 취업규칙에서 새로운 징계사유를 정할 수 있고 그 징계사유에 터잡아 징계할 수도 있다.

나. 단체협약에 해고는 단체협약규정에 의하여야만 하고 취업규칙에 의하여는 해고할 수 없다고 규정되어 있어 취업규칙에 의한 해고가 무효라고 본 사례.

【참조조문】

가. 근로기준법 제97조 제1항, 제94조 / 나. 노동조합법 제36조 제1항

【참조판례】

대법원 1993.1.15. 선고 92누13035 판결(공1993,742)

【주문】·【이유】 전문 1,562자 · 펼쳐 보기

【원고, 피상고인】

【피고, 상고인】 대림엔지니어링 주식회사 소송대리인 변호사 이재후 외 5인

【원심판결】 서울고등법원 1992.9.30. 선고 91나43406 판결

【주 문】

상고를 기각한다.

상고비용은 피고의 부담으로 한다.

【이 유】 상고이유를 본다.

제1점을 대하여

원심은 그 채택증거를 종합하여 원고가 직장상사인 소외 한문주에 대하여 한 소란행위등 비위사실을 인정한 다음 소란행위는 사내질서 문란행위로서 취업규칙상 제64조 제2호의 징계사유에는 해당하나 단체협약상의 징계사유에는 해당하지 아니하는 바, 취업규칙상 질서문란행위를 징계사유로 한 부분은 단체협약의 규정을 하회하는 것이 되어 무효이므로 이를 적용하여 징계할 수 없고, 또 단체협약 제40조에 의하면 해고에 관하여는 단체협약에 의하여야 하고 취업규칙에 의하여 해고할 수 없다는 취지를 규정하고 있으므로 취업규칙을 적용한 징계해고는 할 수 없으니 이 사건 징계해고처분은 무효라고 판단하였다.

단체협약에 정한 근로조건 기타 근로자의 대우에 관한 기준에 위반하는 취업규칙부분은 무효로 되고( 노동조합법 제36조 제1항) 취업규칙은 당해 사업장에 대하여 적용되는 단체협약에 반할 수 없으나( 근로기준법 제97조 제1항) 단체협약에 반하지 않는 한 사용자는 취업규칙에서 새로운 징계사유를 정할 수 있고 그 징계사유에 터잡아 징계를 할 수도 있는 것이다( 당원 1993.1.15. 선고 92누13035 판결 참조).

그런데 이 사건 징계해고처분의 근거가 된 피고 회사의 취업규칙 제64조 제2호는 단체협약 제36조 소정의 징계사유와는 아무 관련이 없는 새로운 징계사유를 규정하고 있어 이를 단체협약 제36조의 규정에 반하는 것이라고 하기는 어렵다고 할 것이므로 취업규칙 제64조 제2호의 질서문란행위 부분은 단체협약 제36조의 규정을 하회하여 무효라고 설시한 부분은 잘못이라고 할 것이나 한편 단체협약 제40조는 단체협약에 의하여 해고하여야 하고 취업규칙에 의하여는 해고할 수 없다는 취지로 규정하고 있으므로 그 취업규칙을 적용하여 조합원이었던 원고를 해고할 수는 없는 것이다.

원심이 취업규칙 제64조 제2호를 적용하여 한 이 사건 징계해고가 무효라고 본 것은 옳고 논지는 결국 그 이유 없음에 돌아간다.

제2점에 대하여,

기록에 의하여 살펴보면 원심이 판시와 같은 소란행위의 경위와 그 전말 및 소란행위 이후 원고가 보인 태도 등을 인정한 다음 이 사건 소란행위의 경위와 피해자 및 피고 회사의 피해정도, 원고의 반성태도 등을 종합적으로 고려하여 피고 회사가 원고의 위 소란행위에 대하여 가장 무거운 징계처분인 징계해고처분을 내린 것은 너무 과중한 것으로서 징계권의 범위를 일탈한 것이라고 본 것은 정당하고 거기에 소론이 지적하는 바와 같은 심리미진 및 채증법칙위배와 경험법칙위배로 인한 사실오인의 위법이 있다고 할 수 없으므로 논지도 이유 없다.

그러므로 상고를 기각하고 상고비용은 패소자의 부담으로 하여 관여 법관의 일치된 의견으로 주문과 같이 판결한다.

대법관 최재호(재판장) 배만운 김석수(주심) 최종영

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