Workbear재주넘는곰
대법원 93다26151

Confirmation of Invalidity of Dismissal, etc.해고무효확인등

Decided1994. 06. 14. Court대법원Employer won (case remanded in employer's favor)
AI-generated English translation (summary, key points, decision summary and full text) for reference only — not an official translation and without legal effect. The Korean original below is authoritative.
AI Easy read — AI summary of this decision
AI-generated summary for reference only — the Korean original below is authoritative.

Even where a collective bargaining agreement (단체협약) specifically enumerates grounds for dismissal, an employer may still establish additional dismissal grounds through the company's work rules (취업규칙) unless the collective bargaining agreement explicitly restricts dismissal grounds to those listed therein. In this case, the Supreme Court held that a work rule provision allowing dismissal for falsifying one's resume did not conflict with the collective bargaining agreement. The lower court's ruling that this was improper was found to be a misapplication of law, and the case was remanded.

Key takeaways
  • CaseIncident: A company added 'falsification of resume' as a new ground for dismissal in its work rules, even though the collective bargaining agreement already listed separate dismissal grounds, and dismissed an employee on this basis.
  • OutcomeResult: The Supreme Court held that as long as the collective bargaining agreement does not explicitly prohibit it, an employer may establish additional dismissal grounds through work rules, and thus recognized the dismissal as valid.
  • LessonLesson: Employers may add supplementary dismissal grounds via work rules as long as they do not conflict with the collective bargaining agreement — and employees should never falsify information on their resumes, as it can serve as valid grounds for dismissal.
Issues
  • The relationship between the effect of dismissal grounds stipulated in a collective bargaining agreement versus those stipulated in work rules
  • Whether an employer may establish new dismissal grounds through work rules when the collective bargaining agreement already specifically enumerates dismissal grounds
Key reasoning

Where a collective bargaining agreement does not expressly state that dismissal grounds shall be governed exclusively by the agreement itself, and where a new dismissal ground set out in the work rules does not conflict with the existing disciplinary grounds or procedures, the employer retains the authority to establish additional dismissal grounds through the work rules. This authority falls within the employer's legitimate management prerogative, exercised to the extent necessary and reasonable for maintaining order within the enterprise. Therefore, the mere fact that the collective bargaining agreement lists specific dismissal grounds does not automatically preclude the employer from supplementing those grounds via work rules, so long as no direct conflict arises.

Summary of Decision (English, AI translation)

Corporate order is indispensable for the existence of an enterprise and the smooth operation of its business, and accordingly, an employer may, to the extent recognized as necessary and reasonable for establishing and maintaining such corporate order, enact rules of employment (취업규칙) regulating an employee's acts in violation of corporate order, provided such rules do not contravene relevant statutes such as the Labor Standards Act (근로기준법). It is originally within the authority of the employer to provide in the rules of employment, as grounds for disciplinary action such as dismissal, misconduct related to corporate order committed by an employee that goes beyond the acts of violation of corporate order regulated in the collective agreement (단체협약). Therefore, unless the collective agreement expressly provides that dismissal must be governed by the collective agreement and that an employee may not be dismissed pursuant to the rules of employment, such as by stipulating that "dismissal shall be governed by the collective agreement, and dismissal may not be made pursuant to the rules of employment" or that "an employee may not be dismissed on grounds other than those set forth in the collective agreement," and unless there is a conflict between the provisions of the collective agreement and those of the rules of employment concerning the same disciplinary grounds or disciplinary procedures, the employer may establish new grounds for dismissal in the rules of employment and may dismiss an employee based on such grounds for dismissal. Even where the collective agreement separately and specifically enumerates grounds for dismissal and grounds for disciplinary action other than dismissal, it cannot be said that providing in the rules of employment for grounds for dismissal different from those enumerated in the collective agreement is contrary to the collective agreement.

Full text (English, AI translation) 9,832 chars

[Order]

The judgment below is reversed and the case is remanded to the Seoul High Court.

[Reasoning]

The grounds of appeal are examined.

1. As to Ground No. 1

According to the reasoning of the judgment below, the court below, having cited the reasoning of the first instance judgment which found that Article 52 of the collective agreement (단체협약) of the Defendant Company specifically enumerates ten grounds for dismissal and Article 53 specifically enumerates eight grounds for disciplinary action, compared the above provisions with the provisions concerning grounds for dismissal set forth in Article 49 of the Defendant Company's Rules of Employment (취업규칙) (effective November 1, 1985) in force at the time the above collective agreement was drafted (consisting of 14 items), and found that Articles 52 and 53 of the collective agreement, while incorporating most of the grounds for dismissal under Article 49 of the Rules of Employment and dividing them into grounds for dismissal under Article 52 and grounds for disciplinary action under Article 53 of the collective agreement, strengthened the requirements for grounds for dismissal under Article 52 and provided for them more specifically (for example, while Article 49, Item 5 of the above Rules of Employment lists the establishment of a criminal offense as one ground for dismissal, Article 52, Item 8 of the above collective agreement provides as a ground for dismissal only where a person has received a sentence of imprisonment or greater due to a legally prescribed accident), and that Article 54 provides only warning, reprimand, wage reduction, and suspension from driving duty as types of disciplinary action. Gathering together the content and purport of each of these provisions, the court below determined that even if a matter constitutes a ground for dismissal under the Defendant Company's Rules of Employment, if it does not fall under the grounds for dismissal set forth in Article 52 of the above collective agreement, disciplinary dismissal cannot be carried out on that basis; and further, that it is reasonable to view that where a matter falls under the grounds for disciplinary action set forth in Article 53 of the above collective agreement, only the disciplinary measures set forth in Article 54—namely warning, reprimand, wage reduction, and suspension from driving duty—may be imposed, and disciplinary dismissal may not be carried out. On this basis, the court below found that the falsification of the resume, mere poor attendance, negligence in performance of duties, and further, the act of refusing the Defendant Company's driving assignment order and failing to fill the LPG tank, which the Defendant Company cited as one of the grounds for dismissing the Plaintiff, were not among the grounds for dismissal prescribed in Article 52 of the above collective agreement, and therefore determined that the disciplinary dismissal of the Plaintiff on these grounds was unlawful.

However,

corporate order is indispensable for the existence of an enterprise and the smooth operation of its business, and accordingly, an employer may, to the extent necessary and reasonable for establishing and maintaining such corporate order, and to the extent not in conflict with relevant statutes such as the Labor Standards Act (근로기준법), enact Rules of Employment regulating acts of employees that violate corporate order (see Article 94, Item 10 of the Labor Standards Act). Providing, in the Rules of Employment (including disciplinary regulations, personnel regulations, service regulations, etc. having the nature of Rules of Employment), for grounds for dismissal or other disciplinary action with respect to acts of employees related to corporate order other than those acts of violation of corporate order regulated by the collective agreement, originally falls within the authority of the employer. Therefore, unless the collective agreement explicitly provides that dismissal must be governed by the collective agreement and that dismissal may not be effected pursuant to the Rules of Employment, or explicitly provides that an employee may not be dismissed for reasons other than those prescribed in the collective agreement, thereby expressly requiring that the grounds and procedures for dismissal of an employee be governed by the collective agreement, or unless the provisions of the collective agreement and those of the Rules of Employment, etc. are in conflict with each other as to the same grounds or procedures for disciplinary action, the employer may prescribe new grounds for dismissal in the Rules of Employment and may dismiss an employee based on such grounds for dismissal (see this Court's Decisions 92Nu13035, decided January 15, 1993, and 92Da48697, decided April 27, 1993, etc.), and even if the collective agreement specifically enumerates grounds for dismissal separately from grounds for disciplinary action other than dismissal, it cannot be said that providing different grounds for dismissal in the Rules of Employment is contrary to the collective agreement.

Looking back at the present case, the Defendant Company's collective agreement contains no explicit provision requiring that dismissal of an employee be based only on grounds prescribed in the collective agreement. Further, while Article 3 of the collective agreement provides that "the standards set forth in this Agreement shall take precedence over the Company's Rules of Employment and other regulations, and any individual labor contract that falls short of or conflicts with the standards of this Agreement shall be null and void, and the void portion shall be governed by the standards of this Agreement," this provision merely reflects the purport of Article 97, Paragraph 1 of the Labor Standards Act, which provides that Rules of Employment may not conflict with the collective agreement applicable to the relevant place of business, and Article 36, Paragraph 1 of the Trade Union Act (노동조합법), which provides that any portion of the Rules of Employment that violates the standards concerning working conditions or other treatment of employees prescribed in the collective agreement shall be null and void—namely, that where the provisions of the collective agreement and those of the Rules of Employment, etc. conflict with each other as to the same grounds or procedures for disciplinary action, the provisions of the collective agreement shall take precedence. Article 42, Paragraph 2 of the collective agreement means that all personnel matters shall be determined in accordance with the decisions of the Disciplinary and Reward Committee (상벌위원회) prescribed in the collective agreement, and cannot be construed as meaning that personnel matters concerning an employee, including dismissal, must be based on grounds prescribed in the collective agreement. Furthermore, the ground stated as one of the grounds for dismissal in Article 49 of the Defendant Company's Rules of Employment (effective from November 1, 1985) in force at the time of the disciplinary dismissal in this case—namely, "any person who falsely states matters in his/her resume or conceals his/her personal history"—does not appear to correspond to or be related to any ground for dismissal or disciplinary action prescribed in the above collective agreement, and therefore it cannot be said that the portion of the Rules of Employment providing for this as a ground for dismissal is contrary to the collective agreement. If so, the judgment below, which held that the Plaintiff could not be disciplinarily dismissed on the ground of false statement of career history in the resume—a ground for dismissal prescribed in the above Rules of Employment, which does not appear to be contrary to the Defendant Company's collective agreement—erred in misunderstanding the legal principles concerning the relationship of validity between the collective agreement and the Rules of Employment, and thereby erroneously found the grounds for dismissal, and it is clear that this error affected the judgment.

Further, the Plaintiff's act of failing to comply with the driving assignment order on October 3, 1990, and the Plaintiff's act, while operating taxi Gyeonggi 1-Ha-1814 on January 6, 1991, of failing to fill the LPG tank when garaging the taxi due to a vehicle malfunction, clearly fall under the ground for dismissal of "insubordination to work orders" prescribed in Article 49, Item 4 of the Rules of Employment as seen above. However, since Article 53, Item 1 of the above collective agreement provides for the same matter under the ground of "a person who fails to comply with a legitimate instruction," treating it solely as a ground for disciplinary action other than dismissal, such ground alone cannot independently serve as a ground for dismissal; however, where other grounds for dismissal exist, it is permissible to consider this ground together with such other grounds in combination as grounds for dismissal.

Accordingly, the argument disputing this point is well-founded.

2. As to Ground No. 2

According to the reasoning of the judgment below, it is clear that the court below rejected the evidence presented in support of the allegation that the Plaintiff embezzled income funds, and, finding no other evidence to establish this, rejected the Defendant's assertion in this regard. Therefore, the argument that the court below failed to render a determination on this point is without merit.

3. Therefore, Ground of Appeal No. 1 is accepted, and the judgment below is reversed and the case is remanded to the court below. This judgment is rendered as set forth in the Order by the unanimous opinion of the Justices participating in the decision.

Presiding Justice Jeong Gwi-ho
Justice Bae Man-woon
Justice Kim Ju-han (Presiding Reporter)
Justice Kim Seok-su

【판결요지】

기업질서는 기업의 존립과 사업의 원할한 운영을 위하여 필요불가결한 것이고 따라서 사용자는 이러한 기업질서를 확립하고 유지하는 데 필요하고도 합리적인 것으로 인정되는 한 근로자의 기업질서위반행위에 대하여 근로기준법 등의 관련법령에 반하지 않는 범위 내에서 이를 규율하는 취업규칙을 제정할 수 있고 단체협약에서 규율하고 있는 기업질서위반행위 외의 근로자의 기업질서에 관련한 비위행위에 대하여 이를 취업규칙에서 해고 등의 징계사유로 규정하는 것은 원래 사용자의 권한에 속하는 것이므로 단체협약에서 "해고에 관하여는 단체협약에 의하여야 하고 취업규칙에 의하여 해고할 수 없다"는 취지로 규정하거나 단체협약에 정한 사유 외의 사유로는 근로자를 해고할 수 없다"고 규정하는 등 근로자를 해고함에 있어서 해고사유 및 해고절차를 단체협약에 의하도록 명시적으로 규정하고 있거나 동일한 징계사유나 징계절차에 관하여 단체협약상의 규정과 취업규칙 등의 규정이 상호 저촉되는 경우가 아닌 한 사용자는 취업규칙에서 새로운 해고사유를 정할 수 있고 그 해고사유에 터잡아 근로자를 해고할 수 있으며 비록 단체협약에서 해고사유와 해고 이외의 징계사유를 나누어 구체적으로 열거하고 있다 하더라도 취업규칙에서 이와 다른 사유를 해고사유로 규정하는 것이 단체협약에 반하는 것이라고 할 수 없다.

【참조조문】

근로기준법 제27조 제1항 , 제97조 제1항 , 노동조합법 제36조 제1항

【참조판례】

대법원 1993.1.15. 선고 92누13035 판결(공1993상,742), 1993.4.27. 선고 92다48697 판결(공1993하,1558) , 1994.6.14. 선고 93다62126 판결(공1994하,1953)

【주문】·【이유】 전문 3,528자 · 펼쳐 보기

【원고,피상고인】

【피고,상고인】 합자회사 파고다택시 소송대리인 변호사 김현채

【원심판결】 서울고등법원 1993.4.27. 선고 92나40992 판결

【주 문】

원심판결을 파기하고 사건을 서울고등법원에 환송한다.

【이 유】 상고이유를 본다.

1. 제1점에 대하여

원심판결 이유에 의하면 원심은, 피고 회사의 단체협약 제52조는 해고사유로 10가지를 구체적으로 열거하고 있고 제53조는 징계사유로서 8가지를 구체적으로 열거하고 있다고 인정한 제1심판결 이유를 인용한 다음, 위 규정을 위 단체협약 작성 당시 시행되던 피고 회사의 취업규칙(1985.11.1.자) 제49조 소정의 해고사유에 관한 규정(14항으로 이루어져 있다)과 대조하여 보면 위 단체협약 제52조, 제53조는 위 취업규칙 제49조 소정의 해고사유의 대부분을 받아들여 단체협약 제52조의 해고사유와 제53조의 징계사유로 나누어 규정하면서 제52조의 해고사유로서는 그 요건을 강화하면서 보다 구체적으로 규정하고(예컨대 위 취업규칙 제49조 제5항은 형사상 범죄가 성립되었을 때를 해고사유의 하나로 들고 있으나 위 단체협약 제52조 제8호는 법령상 사고로 금고 이상의 형을 받은 자를 해고사유로 규정하고 있다) 제54조에서 징계의 종류로서는 경고, 견책, 감봉, 승무정지만을 규정하고 있다고 하여 이러한 위 각 규정의 내용, 취지 등을 모아보면 비록 피고 회사의 취업규칙상 해고사유에 해당한다 하더라도 위 단체협약상 제52조 소정의 해고사유에 해당하지 아니하는 경우에는 이를 이유로 하여 징계해고할 수 없는 취지라 할 것이고, 한편 위 단체협약 제53조 소정의 징계사유에 해당하는 경우에는 제54조 소정의 징계인 경고,견책,감봉,승무정지 만을 과할 수 있을 뿐 징계해고를 할 수 없는 취지로 봄이 상당하다 할 것이라고 하면서 피고 회사가 원고에 대한 해고사유의 하나로 든 이력서의 허위작성, 단순한 출근불량, 근무불성실, 나아가 피고 회사의 승무지시를 거절하고 엘.피.가스를 충전하여 두지 아니한 행위는 위 단체협약 제52조 소정의 해고사유로 규정되어 있지 아니한 사실을 인정할 수 있으므로 이를 이유로 원고를 징계해고한 것은 부적법하다고 판단하였다.

그러나 기업질서는 기업의 존립과 사업의 원할한 운영을 위하여 필요불가결한 것이고 따라서 사용자는 이러한 기업질서를 확립하고 유지하는 데 필요하고도 합리적인 것으로 인정되는 한 근로자의 기업질서위반행위에 대하여 근로기준법 등의 관련법령에 반하지 않는 범위 내에서 이를 규율하는 취업규칙을 제정할 수 있다고 할 것이고( 근로기준법 제94조 제10호 참조) 단체협약에서 규율하고 있는 기업질서위반행위 외의 근로자의 기업질서에 관련한 비위행위에 대하여 이를 취업규칙(취업규칙의 성질을 지니는 징계규정,인사규정,복무규정 등을 포함한다)에서 해고 등의 징계사유로 규정하는 것은 원래 사용자의 권한에 속하는 것이라 할 것이므로 단체협약에서 "해고에 관하여는 단체협약에 의하여야 하고 취업규칙에 의하여 해고할 수 없다"는 취지로 규정하거나 "단체협약에 정한 사유 외의 사유로는 근로자를 해고할 수 없다"고 규정하는 등 근로자를 해고함에 있어서 해고사유 및 해고절차를 단체협약에 의하도록 명시적으로 규정하고 있거나 동일한 징계사유나 징계절차에 관하여 단체협약상의 규정과 취업규칙 등의 규정이 상호 저촉되는 경우가 아닌 한 사용자는 취업규칙에서 새로운 해고사유를 정할 수 있고 그 해고사유에 터잡아 근로자를 해고할 수 있다 할 것이며 ( 당원 1993.1.15. 선고 92누13035 판결1993.4.27. 선고 92다48697 판결 등 참조) 비록 단체협약에서 해고사유와 해고 이외의 징계사유를 나누어 구체적으로 열거하고 있다 하더라도 취업규칙에서 이와 다른 사유를 해고사유로 규정하는 것이 단체협약에 반하는 것이라고 할 수 없다.

돌이켜 이 사건을 보건대 피고 회사의 단체협약에는 근로자를 해고함에 있어서 단체협약에 정한 사유만에 의하도록 하는 명시적인 규정이 없고, 또한 단체협약 제3조는 "본 협약에 정한 기준은 회사의 취업규칙 및 규정에 우선하며 협약기준에 미달하거나 상반되는 개별 근로계약을 무효로 하고 무효된 부분은 본 협약기준에 따른다"고 규정하고 있으나 이는 취업규칙은 당해 사업장에 대하여 적용되는 단체협약에 반할 수 없다는 근로기준법 제97조 제1항이나 단체협약에 정한 근로조건 기타 근로자의 대우에 관한 기준에 위반하는 취업규칙부분은 무효로 된다는 노동조합법 제36조 제1항에 따라 동일한 징계사유나 징계절차에 관하여 단체협약상의 규정과 취업규칙 등의 규정이 상호 저촉되는 경우에는 단체협약의 규정이 우선 적용된다는 취지를 규정한 것이고, 단체협약 제42조 제2항의 규정은 제반 인사는 단체협약에서 규정하는 상벌위원회의 결정에 따른다는 것을 의미하는 것이지 이것이 근로자에 대한 해고등 인사를 단체협약에 정한 사유에 근거하여야만 한다는 것을 의미하는 것으로는 볼 수 없으며, 이 사건 징계해고 당시 시행되던 피고 회사의 취업규칙(1985.11.1.부터 시행) 제49조 소정의 해고사유의 하나로 기재된 "이력서의 기재사항을 허위로 작성하거나 이력을 은폐하는 모든 자"라는 사유는 위 단체협약에서 정한 어떠한 해고사유나 징계사유에 해당하거나 관련이 있다고 보이지 아니하므로 이를 해고사유로 규정한 취업규칙부분이 단체협약에 반한다고 할 수 없다. 그렇다면 피고 회사의 단체협약에 반하지 않는 것으로 보이는 위 취업규칙에서 규정한 해고사유인 이력서의 경력허위기재를 사유로 원고를 징계해고할 수 없다고 한 원심판결은 단체협약과 취업규칙의 효력관계에 관한 법리를 오해하여 해고사유를 잘못 인정한 위법이 있다 할 것이고 이와 같은 위법은 판결에 영향을 미친 것임이 명백하다.

그리고 원고가 1990.10.3. 승무지시를 이행하지 아니한 행위 및 원고가 1991.1.6. 경기 1하1814호 택시를 운행하다가 차량고장으로 택시를 입고함에 있어 엘.피.가스를 충전하지 아니한 행위는 위에서 본 취업규칙 제49조 제4항 소정의 "업무상 명령 불복종시"라는 해고사유에 해당하는 것임은 명백하나 한편 위 단체협약 제53조 제1호에서 "정당한 지시에 불응한 자"라는 사유로 같은 사항에 관하여 규정하면서 이를 해고 이외의 징계사유로만 규정하고 있는 터이므로 위와 같은 사유만을 독자적으로 해고사유로 삼을 수는 없다 할 것이나 그 외에 다른 해고사유가 있는 경우에 이를 그 다른 사유와 종합하여 해고사유로 삼는 것은 가능하다 할 것이다.

따라서 이 점을 다투는 논지는 이유 있다.

2. 제2점에 대하여

원심판결 이유에 의하면 원심은, 원고의 수입금횡령의 점에 부합하는 그 거시증거들을 배척하고 달리 이를 인정할 증거가 없다 하여 이에 대한 피고의 주장을 배척하고 있음이 분명하므로 원심이 이 점에 대한 판단을 하지 아니하였다는 소론은 이유 없다.

3. 그러므로 상고이유 제1점을 받아들여 원심판결을 파기하고 사건을 원심법원에 환송하기로 하여 관여 법관의 일치된 의견으로 주문과 같이 판결한다.

대법관 정귀호(재판장) 배만운 김주한(주심) 김석수

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