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대법원 2014다234322

Confirmation of Invalidity of a Disciplinary Reprimand (징계처분무효확인)징계처분무효확인

Decided2015. 06. 24. Court대법원Employer (university) won
AI-generated English translation (summary, key points, decision summary and full text) for reference only — not an official translation and without legal effect. The Korean original below is authoritative.
AI Easy read — AI summary of this decision
AI-generated summary for reference only — the Korean original below is authoritative.

A university professor who had already retired at the mandatory retirement age sought a court declaration that a reprimand (견책) issued to him after his retirement was invalid. The Supreme Court held that although the reprimand might practically disadvantage him—for example, in being nominated as an emeritus professor (명예교수)—it did not create any existing legal risk to a current legal status, so he had no legally recognized interest in seeking such a declaration.

Key takeaways
  • CaseIncident: A professor who had retired at the mandatory age sued to invalidate a reprimand (견책) issued to him after retirement, claiming it was unjust.
  • OutcomeResult: The Supreme Court ruled that even though the reprimand caused practical disadvantages (e.g., in emeritus professor nominations), there was no present legal risk to his current status, so he had no standing to seek confirmation.
  • LessonLesson: A lawsuit to confirm the invalidity of a disciplinary action is only viable when it affects a real, ongoing legal status—so employees should challenge such actions promptly, before retirement, to preserve their legal interest.
Issues
  • Whether a retired professor has a legal interest in seeking confirmation that a disciplinary action issued after retirement is invalid
  • Whether being disadvantaged in emeritus professor nomination constitutes an infringement of a legal status sufficient to support such a lawsuit
Key reasoning

Under Korean civil procedure, a lawsuit seeking confirmation of a past legal relationship is only permissible when there is a present and concrete danger or uncertainty affecting an existing right or legal status. Here, the professor had already retired, so the disciplinary reprimand no longer affected any current employment relationship or legal status. Any disadvantage in being considered for emeritus professor status was merely a factual or reputational disadvantage, not a legal one recognized under the relevant statutes or regulations. Because there was no live legal dispute concerning a present right, the Court found that the professor lacked the 'interest in confirmation' (확인의 이익) required to bring the lawsuit. Consequently, the case was dismissed without reaching the merits of whether the reprimand itself was justified.

Full text (English, AI translation) 9,988 chars

[Plaintiff, Appellee]

[Defendant, Appellant] School Juridical Person
[Judgment Below] Seoul High Court Decision 2014Na2006327 dated November 19, 2014

[Order]

The judgment below is reversed. The Plaintiff's appeal is dismissed. The Plaintiff shall bear the total costs of litigation incurred after the filing of the appeal.

[Reasoning]

The grounds of appeal (to the extent that the supplementary brief on grounds of appeal, submitted after the expiration of the period for submitting the grounds of appeal, supplements the grounds of appeal) are examined as follows.

1. The court below found the following facts: ① the Plaintiff was appointed as an assistant professor around 1983 and served as a full professor in the Department of Business Administration at ○○ University from around 1998 until retiring upon reaching the mandatory retirement age on February 29, 2012; ② on November 10, 2010, the Defendant issued a dismissal disposition against the Plaintiff on grounds including violation of the duty to maintain dignity and the duty to refrain from collective action, but following the Plaintiff's request to the Teachers' Appeals Review Committee (교원소청심사위원회) for revocation of the said dismissal disposition, a decision was rendered on February 21, 2011 changing the dismissal disposition to a three-month salary reduction; ③ in response, both the Plaintiff and the Defendant each filed lawsuits against the Teachers' Appeals Review Committee seeking revocation of the said decision, and on February 28, 2013, the lawsuit filed by the Plaintiff was finally determined in the Plaintiff's favor, while the lawsuit filed by the Defendant was finally determined against the Defendant; and ④ nevertheless, on May 1, 2013, the Defendant issued a disciplinary disposition of reprimand against the Plaintiff on the ground of the Plaintiff's violation of the duty to maintain dignity, retroactively effective as of February 29, 2012, the last day of the Plaintiff's tenure (hereinafter referred to as "the instant disposition").

Furthermore, the court below determined as follows. The Higher Education Act (고등교육법) provides a basis for honorary professors, stating that a school may appoint honorary professors to be in charge of education or research (Article 17). Pursuant thereto, the Enforcement Decree of the same Act and the Honorary Professor Rules (Ministry of Education Ordinance, 명예교수규칙) provide that a person eligible to be honored as an honorary professor must be a person who has served as a faculty member of assistant professor rank or higher at the relevant university for a period prescribed by the school regulations, was serving as president, dean, or professor at the time of retirement, and who, during such tenure, achieved outstanding accomplishments in education or scholarship that serve as a model for other faculty members (Article 7, Item 2 of the Enforcement Decree; Article 3 of the Honorary Professor Rules). The head of the relevant university may have honorary professors participate in research activities in their field of specialization or deliver special lectures (Article 5 of the Honorary Professor Rules), and may pay honorary professors research expenses for research in their field of specialization or special allowances for special lectures (Article 6 of the Honorary Professor Rules). In light of these provisions, the Defendant's Honorary Professor Regulations (명예교수규정) provide that a person who has served continuously for 25 years or more as a faculty member of full-time instructor rank or higher and retired upon reaching mandatory retirement age, and who has contributed to scholarship or the development of the school, may be honored as an honorary professor; provided, however, that a person may be excluded from candidacy for honorary professor status if it is found that the person was subject to disciplinary action during their tenure or caused a social or ethical controversy that significantly damaged the honor of the school or the faculty (Article 2). The Regulations also provide that honorary professors may be commissioned to teach courses and, if invited by the president, may attend general faculty meetings and present opinions (Article 6). In light of the foregoing, the court below determined that even though the Plaintiff retired upon expiration of the term of office at the mandatory retirement age, the instant disposition affects the Plaintiff's legal status regarding eligibility to be honored or commissioned as an honorary professor, and therefore the Plaintiff has a legal interest in seeking confirmation of the invalidity of the instant disposition in order to remove such risk or uncertainty. Accordingly, the court below rejected the Defendant's pre-merits defense that the Plaintiff, having already retired at the mandatory retirement age, lacks a legal interest in seeking confirmation of the invalidity of the instant disposition.

2. Upon examining the reasoning of the judgment below in light of the record, since the Plaintiff has already retired at the mandatory retirement age and the employment relationship with the Defendant has thus been extinguished, seeking confirmation of the invalidity of the instant disposition amounts to seeking confirmation of invalidity concerning a past legal relationship, and thus, as a general rule, there is no interest in confirmation.

However, even with respect to a past legal relationship, a lawsuit for confirmation concerning that legal relationship may be found to have an interest in immediate confirmation only where it can be recognized that the past legal relationship affects a current right or legal status, and that obtaining a declaratory judgment concerning that legal relationship constitutes an effective and appropriate means of removing risk or uncertainty regarding the current right or legal status (see Supreme Court en banc Decision 95Jaeda199 dated May 18, 2000, etc.).

3. However, even under the Defendant's Honorary Professor Rules and Honorary Professor Regulations, in order to be honored as an honorary professor, a candidate who meets the qualifications set forth in Article 3 of the Defendant's Honorary Professor Rules and Article 2 of the Honorary Professor Regulations as discussed above must undergo a review by the Faculty Personnel Committee (교원인사위원회) of the candidate's research achievements and contribution to the university, and must be recommended to the president upon approval of two-thirds or more of the incumbent members, followed by the president's act of honoring the recommended candidate as an honorary professor (Articles 3 and 5 of the Honorary Professor Regulations). Therefore, it is not mandatory that a faculty member who has served continuously for 25 years or more at the rank of full-time instructor or higher and retired at mandatory retirement age be honored as an honorary professor, nor is it mandatory that a person who has been subject to disciplinary action during their tenure be necessarily excluded from candidacy for honorary professor status (conversely, the absence of any disciplinary record during tenure does not guarantee that a person will be honored as an honorary professor). Even if the fact that the Plaintiff has a record of having received a disciplinary disposition such as the instant disposition may operate to the Plaintiff's disadvantage relative to others in being honored as an honorary professor, this constitutes a factual disadvantage rather than a legal disadvantage, and thus cannot be deemed to constitute an existing risk or uncertainty with respect to a right or legal status.

Furthermore, as to the Plaintiff's remaining argument that there is an interest in seeking confirmation of the invalidity of the instant disposition because the Plaintiff suffered the disadvantage of failing to receive certain welfare benefits due to the instant disposition, and because a record of having received a disciplinary disposition would operate as a disadvantageous impediment, compared to persons without such a record, in running for university president in future elections or being appointed to public office or teaching positions—as the court of first instance aptly pointed out, seeking confirmation of the invalidity of the instant disposition without claiming the unpaid welfare benefits lacks an interest in confirmation, and even if a record of having received a disciplinary disposition of reprimand operates as a factually disadvantageous ground, compared to persons without such a record, in being appointed to public office or as a teacher, this alone cannot be deemed to constitute an infringement of a legal interest, and therefore cannot be deemed to give rise to an interest in seeking confirmation of invalidity.

Nevertheless, the court below, proceeding on the premise that the Plaintiff's claim in this case has an interest in confirmation, went on to render a judgment on the merits. Accordingly, the judgment below erred by misapprehending the legal principles concerning the interest in confirmation in an action for confirmation, and such error affected the judgment. The Defendant's ground of appeal pointing this out is well-founded.

4. Conclusion

Accordingly, without examining the remaining grounds of appeal, the judgment below is reversed. As this case is sufficiently ripe for this Court to render its own judgment, the Court renders judgment directly as follows: as discussed above, the instant lawsuit is unlawful and should be dismissed without prejudice (각하), and since the judgment of the first instance, which reached the same conclusion, is justified, the Plaintiff's appeal is dismissed, and the total costs of litigation incurred after the filing of the appeal shall be borne by the losing party. This judgment is rendered as set forth in the Order by the unanimous opinion of the participating Justices.

Presiding Justice Kwon Soon-il
Justice Min Il-young
Justice Park Bo-young (Presiding Justice for Report)
Justice Kim Shin

【참조조문】

민사소송법 제250조

【주문】·【이유】 전문 3,323자 · 펼쳐 보기

【원고, 피상고인】

【피고, 상고인】 학교법인

【원심판결】 서울고법 2014. 11. 19. 선고 2014나2006327 판결

【주 문】

원심판결을 파기한다. 원고의 항소를 기각한다. 항소 제기 이후의 소송총비용은 원고가 부담한다.

【이 유】 상고이유(상고이유서 제출기간이 경과한 후에 제출된 상고이유보충서의 기재는 상고이유를 보충하는 범위 내에서)를 판단한다.

1. 원심은, ① 원고가 1983년경 조교수로 임용된 후 1998년경부터 ○○대학교 경영학과의 정교수로 재직하여 오다가 2012. 2. 29. 정년퇴임한 사실, ② 피고가 2010. 11. 10. 원고에 대하여 원고의 품위유지의무, 집단행위금지의무 위반 등을 이유로 해임처분을 하였으나, 원고가 교원소청심사위원회에 제기한 위 해임처분의 취소 청구에 따라 2011. 2. 21. 위 해임처분을 감봉 3월로 변경하는 내용의 결정이 내려진 사실, ③ 이에 대하여 원고와 피고가 각각 교원소청심사위원회를 상대로 위 결정의 취소를 구하는 소송을 제기하였는데, 2013. 2. 28. 원고가 제기한 소송은 원고의 승소로, 피고가 제기한 소송은 피고의 패소로 각 확정된 사실, ④ 그런데 피고가 2013. 5. 1. 원고의 품위유지의무 위반을 이유로 원고의 재직기간 마지막 날인 2012. 2. 29.자로 소급하여 견책의 징계처분(이하 ‘이 사건 처분’이라고 한다)을 한 사실을 인정하였다.

나아가 원심은, 고등교육법에 학교는 명예교수를 두어 교육이나 연구를 담당하게 할 수 있다고 하여(제17조) 명예교수의 근거규정이 있고, 이에 따라 같은 법 시행령과 명예교수규칙(교육부령)에서는 명예교수로 추대될 수 있는 사람은 해당 대학에서 조교수 이상의 교원으로 학칙으로 정하는 기간 이상 재직하고 퇴직 당시 총장·학장 또는 교수로 있던 사람으로서 그 재직 중 교육상·학술상 업적이 매우 커 다른 교원의 모범이 되는 사람이어야 하고(시행령 제7조 제2호, 명예교수규칙 제3조), 해당 대학의 장은 명예교수를 전공분야의 연구 활동 등에 참여하게 하거나 특별강의를 하게 할 수 있으며(명예교수규칙 제5조), 명예교수에게 그 전공분야 연구를 위한 연구비 또는 특별강의에 대한 특별수당을 지급할 수 있다고(명예교수규칙 제6조) 규정하고 있는 점, 위 규정에 따라 피고의 명예교수규정에서는 전임강사 이상의 교원으로 25년 이상 근속하고 정년퇴직한 자로서 학문 또는 본교 발전에 공헌한 자를 명예교수로 추대할 수 있고, 다만 재직기간 중 징계를 받은 사실이 있거나 사회적, 윤리적 물의를 일으켜 학교나 교수의 명예를 크게 손상시킨 사실이 있다고 인정할 때에는 명예교수 추대 대상에서 제외할 수 있다고 규정하고 있으며(제2조), 명예교수에게는 강의를 위촉할 수 있고, 총장이 초청하면 전체교수회의에 참석하고 의견을 제시할 수 있다고(제6조) 규정하고 있는 점 등에 비추어, 비록 원고가 임기만료로 정년퇴임하였다고 하더라도, 이 사건 처분은 원고가 명예교수에 추대 내지 위촉될 수 있는 법률상 지위에 영향을 미치고 있으므로, 원고로서는 그러한 위험이나 불안을 제거하기 위하여 이 사건 처분의 무효 확인을 구할 이익이 있다고 판단하여, 원고가 이미 정년퇴임하였으므로 이 사건 처분의 무효 확인을 구할 이익이 없다는 피고의 본안전항변을 배척하였다.

2. 원심판결 이유를 기록에 비추어 살펴보면, 원고는 이미 정년퇴임하여 피고와의 신분관계가 소멸한 이상 이 사건 처분의 무효 확인을 구하는 것은 과거의 법률관계에 대하여 무효 확인을 구하는 것이어서 원칙적으로 확인의 이익이 없다.

다만 과거의 법률관계라 할지라도 현재의 권리 또는 법률상 지위에 영향을 미치고 있고 현재의 권리 또는 법률상 지위에 대한 위험이나 불안을 제거하기 위하여 그 법률관계에 관한 확인판결을 받는 것이 유효적절한 수단이라고 인정될 때에 해당한다고 볼 수 있어야 그 법률관계의 확인소송은 즉시확정의 이익이 있다고 할 수 있을 것이다(대법원 2000. 5. 18. 선고 95재다199 전원합의체 판결 등 참조).

3. 그런데 피고의 명예교수규칙 및 명예교수규정에 의하더라도 명예교수로 추대되기 위해서는 앞서 본 바와 같은 피고의 명예교수규칙 제3조, 명예교수규정 제2조의 자격을 갖춘 후보자 중에서 교원인사위원회가 후보자의 연구실적 및 대학교에의 기여도를 심사한 후 재적위원 2/3이상의 찬성으로 총장에게 추천하고, 총장이 추천된 후보자를 명예교수에 추대하는 절차를 거쳐야 하므로(명예교수규정 제3조, 제5조) 전임강사 이상의 교원으로 25년 이상 근속하고 정년퇴직한 교원을 반드시 명예교수로 추대하여야 하는 것은 아니고, 재직기간 중 징계를 받은 사실이 있다고 하여 반드시 명예교수 추대 대상에서 제외하여야 하는 것도 아니며(거꾸로 재직기간 중 징계를 받은 사실이 없으면 반드시 명예교수에 추대되는 것도 아니다), 원고가 이 사건 처분과 같은 징계를 받은 전력이 있다는 점이 명예교수로 추대되는 데 있어 다른 사람보다 불리하게 작용할 수 있다고 하더라도 이는 사실상의 불이익이지 법률상의 불이익이라고 할 수 없어 이를 두고 권리나 법률상의 지위에 현존하는 위험이나 불안이 있는 것이라고 할 수도 없다.

나아가 이 사건 처분으로 인하여 일부 복지급여를 지급받지 못하는 불이익을 입었다거나, 향후 대학교의 총장 선거에 출마하거나 공직·교직에 임용됨에 있어 징계처분을 받은 전력은 그러한 전력이 없는 사람보다 불이익한 장애사유로 작용할 것이므로 이 사건 처분의 무효 확인을 구할 이익이 있다는 원고의 나머지 주장은, 제1심이 적절하게 지적한 바와 같이 미지급 복지 급여를 청구하지 않고 이 사건 처분의 무효 확인을 구하는 것은 확인의 이익이 없고, 견책의 징계처분을 받은 전력이 있으면 공직 또는 교원으로 임용되는 데 그러한 전력이 없는 사람보다 사실상 불이익한 사유로 작용한다 할지라도 그것만으로는 법률상의 이익이 침해되었다고 볼 수 없으므로 그 무효 확인을 구할 이익이 있다고 볼 수 없다.

그럼에도 불구하고 원심은 이와 달리 원고의 이 사건 청구에 확인의 이익이 있다는 전제 아래 본안에 대하여 나아가 판단하였으니, 원심판결에는 확인의 소에 있어서의 확인의 이익에 관한 법리를 오해하여 판결에 영향을 미친 잘못이 있다. 이 점을 지적하는 피고의 상고이유 주장은 이유 있다.

4. 결론

그러므로 나머지 상고이유에 관한 판단을 생략한 채 원심판결을 파기하되, 이 사건은 이 법원이 재판하기에 충분하므로 자판하기로 하는바, 앞서 본 바와 같이 이 사건 소는 부적법하여 각하되어야 할 것으로서 이와 결론을 같이한 제1심판결은 정당하므로 원고의 항소를 기각하고 항소 제기 이후의 소송총비용은 패소자가 부담하기로 하여, 관여 대법관의 일치된 의견으로 주문과 같이 판결한다.

대법관 권순일(재판장) 민일영 박보영(주심) 김신

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