Workbear재주넘는곰
대법원 94누11767

Revocation of Retrial Decision on Remedy for Unfair Dismissal (부당해고구제재심판정취소)부당해고구제재심판정취소

Decided1995. 03. 03. Court대법원Worker won (case reversed and remanded to the lower court)
AI-generated English translation (summary, key points, decision summary and full text) for reference only — not an official translation and without legal effect. The Korean original below is authoritative.
AI Easy read — AI summary of this decision
AI-generated summary for reference only — the Korean original below is authoritative.

The Supreme Court held that dismissing an employee for failing to submit a written statement of reflection (시말서) after receiving a reprimand (견책) constituted an abuse of the employer's disciplinary authority, since the underlying misconduct was minor. The Court further ruled that disciplinary dismissal was unjustified where the employee, at a hospital with a strong public-interest character, had filed a complaint or made a media report based on reasonable grounds. Any procedural defect in the disciplinary process was cured because the employee did not raise an objection and instead submitted an explanation.

Key takeaways
  • CaseA hospital employee was dismissed for not submitting a statement of reflection after receiving a reprimand, in a context where the employee had also reported alleged hospital misconduct to authorities and the media.
  • OutcomeThe Court found dismissal excessive for mere failure to submit a statement of reflection, and ruled that a good-faith public-interest whistleblowing report deserves protection, making the dismissal unjustified.
  • LessonEmployers cannot dismiss employees for minor misconduct, and disciplining an employee who makes a reasonably grounded public-interest report may constitute an abuse of disciplinary rights.
Issues
  • Whether a procedural defect arising from violation of the collective bargaining agreement's five-day advance notice requirement can be cured
  • Whether dismissal on the sole ground of failing to submit a statement of reflection after a reprimand constitutes an abuse of disciplinary authority
  • Whether disciplinary dismissal is justified when the employee filed a complaint or made a media report concerning matters of public interest
Key reasoning

Failure to submit a statement of reflection following a reprimand is a relatively minor infraction, and imposing dismissal for such conduct amounts to an abuse of the employer's disciplinary power. Given the hospital's strong public-interest function, an employee's whistleblowing—whether through a formal complaint or a media report—based on substantial and reasonable grounds should be protected, and disciplining such an employee with dismissal exceeds the bounds of legitimate managerial discretion. Regarding procedural fairness, the collective bargaining agreement (단체협약) required five days' advance notice before disciplinary action; however, because the employee did not object to any shortfall in notice and instead submitted an explanation (소명) during the process, this procedural defect was deemed cured. Taken together, the dismissal was found to be an unjustified exercise of disciplinary authority.

Summary of Decision (English, AI translation)

[1] Even where a collective agreement (단체협약) provides that when a union member is to be subject to disciplinary action, the date, time, and place of the personnel committee (인사위원회) meeting must be notified to the person concerned and to the union five days prior to the meeting, if the fact that the union member has been referred to disciplinary proceedings is notified without allowing the five-day period, but the person subject to discipline voluntarily appears before the disciplinary committee without raising any objection to the procedure for notice of appearance and makes a sufficient statement of explanation, such procedural defect must be deemed cured.

[2] Where the personnel regulations (인사규정) provide that an employee who has received a disciplinary reprimand (견책) must submit a written statement of self-reflection (시말서), the failure to submit such a statement following a reprimand disciplinary action may itself constitute a new ground for discipline as a refusal to comply with a legitimate work-related order of the employer; however, since such ground for discipline is a minor misconduct consisting merely of failure to submit a statement of self-reflection following a prior disciplinary action, absent special circumstances, choosing dismissal—the heaviest among the types of disciplinary sanctions—for such conduct constitutes a departure from the bounds of the employer's disciplinary authority.

[3] The act of filing a complaint or accusation against the employer with an investigative agency, or submitting to another agency a petition or the like containing content that disparages the employer's character, without any clear supporting evidence, constitutes a ground for discipline, and the act of publicly disparaging the company with content that is untrue or exaggerated likewise constitutes a legitimate ground for discipline.

Full text (English, AI translation) 8,688 chars

[Plaintiffs, Appellants] Plaintiff 1 and 1 other Plaintiffs' Attorneys Lee Won-je and 4 others

[Defendant, Appellee] Chairman of the National Labor Relations Commission

[Intervenor for the Defendant] ○○○ Attorney Lee Byung-don

[Judgment Below] Seoul High Court Decision 92Gu19677 rendered on August 25, 1994

[Order]

The judgment below is reversed, and the case is remanded to the Seoul High Court.

[Reasoning]

1. We examine the second ground of appeal.

Article 26, Paragraph 1 of the Collective Bargaining Agreement of Daehan Hospital provides that, when it is intended to discipline a union member, the date, time, and place of the disciplinary committee meeting must be notified to the party concerned and to the union five days prior to the holding of the disciplinary committee meeting. However, even in a case where the fact that a matter has been referred to disciplinary action is notified to the union member subject to discipline without allowing a five-day grace period, if the person subject to discipline personally appears before the disciplinary committee without raising an objection regarding the notice procedure and makes a sufficient statement in his or her defense, such procedural defect must be deemed to have been cured.
(See Supreme Court Decisions 90Da15884 rendered on February 8, 1991; 92Da11220 rendered on November 13, 1992; 92Da27089 rendered on May 11, 1993, etc.)

In the present case, although there was a defect in that the Intervenor for the Defendant decided to hold the disciplinary committee meeting concerning the Plaintiffs on January 8, 1992, but notified the Plaintiffs thereof only on January 3 of the same month, four days prior thereto, since the Plaintiffs did not raise any objection thereto and made statements in their defense without raising the issue, the aforementioned procedural defect was cured. Accordingly, this cannot be regarded as grounds for invalidating the disciplinary resolution. This point of appeal is without merit.

2. We examine the first ground of appeal.

A. The grounds for disciplinary action against Plaintiff 1 relied upon by the court below were: (i) negligence in duties, including maintaining the central supply room in an unsanitary condition, and (ii) failure to comply with the order to submit a written statement of self-reflection (simalseo) following the disciplinary reprimand imposed upon him.

First, with respect to the allegation that he kept the central supply room's cleaning conditions unsanitary, the evidence consistent with this includes Defendant's Exhibit No. 14 (submission of written statement of self-reflection), Defendant's Exhibit No. 15-2 (request for disciplinary action), Defendant's Exhibit No. 17 (request for appearance), and Defendant's Exhibit No. 33 (newspaper article). Except for Defendant's Exhibit No. 33, all of these are documents related to the disciplinary proceedings, merely stating that an article was published in the Hanyang Bukbu Newspaper (Defendant's Exhibit No. 33) reporting that the sanitary conditions of the hospital's central supply room were poor. While it can be acknowledged that an article was published in the said Hanyang Bukbu Newspaper under the title "Deteriorated and Unsanitary Facilities" reporting that the sanitary conditions of the hospital's central supply room were poor, when the overall content of the article is examined, it points out the hospital's deteriorated facilities and shortage of personnel, citing the central supply room merely as one example of such deteriorated facilities, rather than stating that the sanitary conditions of the central supply room became poor because the said Plaintiff kept its cleaning conditions unsanitary. Therefore, this article alone is insufficient to establish that the said Plaintiff kept the cleaning conditions of the central supply room unsanitary.

Next, with respect to the failure to submit the written statement of self-reflection, since Daehan Hospital's personnel regulations provide that an employee who has received a disciplinary reprimand must submit a written statement of self-reflection, the failure to submit such a statement following a disciplinary reprimand may itself constitute a new ground for disciplinary action, as it amounts to a refusal of a legitimate business order of the employer. However, since this ground for disciplinary action concerns the relatively minor misconduct of failing to submit a written statement of self-reflection following a prior disciplinary action, absent special circumstances, choosing dismissal—the most severe among the types of disciplinary measures—for this reason would constitute a departure from the proper scope of disciplinary authority. (See Supreme Court Decision 90Da12991 rendered on December 24, 1991.)

Accordingly, the court below's determination, based on the aforementioned evidence, that the grounds for disciplinary action against the said Plaintiff were established, and its further determination that the disciplinary dismissal was justified, constitute errors of insufficient deliberation, misapprehension of the rules of evidence resulting in mistaken findings of fact, and misapprehension of the legal principles concerning the scope of disciplinary discretion. Therefore, this point of appeal, which points out these errors, is meritorious.

B. The grounds for disciplinary action against Plaintiff 2 relied upon by the court below were: (i) his efforts to secure criminal punishment of the hospital's management, and (ii) his act of informing the media, thereby publicly disclosing to the outside world that Daehan Hospital was bad.

Of course, an act of filing a complaint or accusation against the employer with investigative authorities, or submitting a petition or the like containing content that disparages the employer's personal character, to other institutions without clear supporting evidence, constitutes a ground for disciplinary action (see Supreme Court Decision 91Da42982 rendered on June 26, 1992), and an act of publicly disparaging the company with content that differs from the truth or is exaggerated also constitutes a legitimate ground for disciplinary action. Accordingly, if the said Plaintiff, without clear supporting evidence, made efforts to secure criminal punishment of the hospital's management or informed the media, thereby publicly disclosing that Daehan Hospital was bad, using content that differs from the truth or is exaggerated, this would constitute a legitimate ground for disciplinary action.

However, where the content of the complaint, accusation, or media report is true or has substantial grounds, even if such conduct is deemed to constitute a ground for disciplinary action, disciplining the employee to the extent of dismissal on this basis would constitute a departure from the proper scope of discretion, and this is especially so in a case such as the present one, involving a hospital, which has a strong public character.

As found by the court below, the content of the said Plaintiff's complaints, petitions, and media reports concerned matters closely related to the public interest, such as unpaid wages, unlicensed medical practice, shortage of nurses, insufficient facilities, and poor sanitary conditions. Furthermore, according to the record (Plaintiff's Exhibit No. 6-3, Plaintiff's Exhibit No. 12, Plaintiff's Exhibit No. 13, etc.), a substantial portion of the content of the said Plaintiff's petitions and complaints was found to be true, and it appears that unpaid night-shift allowances were subsequently paid as a result. In light of this, the content of the said Plaintiff's petitions and complaints must be regarded as true, or at least as having substantial grounds.

Therefore, the court below should have further deliberated on whether the content of the said Plaintiff's petitions and complaints was true or had substantial grounds, and then determined whether the disciplinary dismissal of the said Plaintiff was justified. Nevertheless, the court below held, for the reasons stated in its judgment, that the disciplinary dismissal of the said Plaintiff could not be deemed to constitute a departure from the proper scope of discretion, thereby committing errors of insufficient deliberation and misapprehension of the legal principles concerning the scope of discretion. This point of appeal is meritorious.

3. Therefore, the judgment below is reversed, and the case is remanded to the court below. This decision is rendered as set forth in the Order by the unanimous opinion of the participating Justices.

Justice Ahn Yong-deuk (Presiding Justice), Cheon Gyeong-song, Ji Chang-gwon, Shin Seong-taek (Justice in Charge)

【판결요지】

가. 단체협약에 조합원을 징계하고자 할 때에는 인사위원회 개최일시, 장소를 인사위원회 개최 5일 전에 당사자 및 조합에 통보하여야 한다고 규정하고 있으나, 징계를 받을 조합원에게 5일의 여유를 두지 아니하고 징계에 회부된 사실이 통보되었을 경우에도 피징계자가 스스로 징계위원회에 출석하여 출석통지절차에 대한 이의를 제기하지 않고 충분한 소명을 한 경우에는 그와 같은 절차상의 하자는 치유된다고 보아야 한다.

나. 인사규정에 견책의 징계처분을 당한 근로자는 시말서를 제출하도록 규정되어 있다면, 견책의 징계처분에 따른 시말서 불제출은 그 자체가 사용자의 업무상 정당한 명령을 거부한 것으로서 새로운 징계사유가 될 수는 있지만, 그 징계사유는 종전 징계처분에 뒤따르는 시말서 불제출이라는 가벼운 비위로서 특단의 사정이 없는 한 이에 대하여 징계종류 중 가장 무거운 해고를 선택한 것은 징계권의 범위를 일탈한 것이다.

다. 뚜렷한 자료도 없이 사용자를 수사기관에 고소·고발하거나 그에 대한 인격을 비난하는 내용까지 담긴 진정서 등을 타 기관에 제출하는 행위는 징계사유가 되고, 공개석상에서 진실과 다른 내용이나 과장된 내용을 가지고 회사를 비방하는 행위도 정당한 징계사유가 된다.

【참조조문】

근로기준법 제27조 제1항

【참조판례】

가. 대법원 1991.2.8. 선고 90다15884 판결(1991,960), 1992.11.13. 선고 92다11220 판결(1993상,95), 1993.5.11. 선고 92다27089 판결(1993하,1674) / 나. 대법원 1991.12.24. 선고 90다12991 판결(1992,650) / 다. 대법원 1992.6.26. 선고 91다42982 판결(1992,2269)

【주문】·【이유】 전문 3,024자 · 펼쳐 보기

【원고, 상고인】 원고 1 외 1인 원고들 소송대리인 변호사 이원제 외 4인

【피고, 피상고인】 중앙노동위원회위원장

【피고보조참가인】 ○○○ 소송대리인 변호사 이병돈

【원심판결】 서울고등법원 1994.8.25. 선고 92구19677 판결

【주 문】

원심판결을 파기하고 이 사건을 서울고등법원에 환송한다.

【이 유】 1. 상고이유 제2점을 본다.

대한병원의 단체협약 제26조 제1호에 조합원을 징계하고자 할 때에는 인사위원회 개최일시, 장소를 인사위원회 개최 5일 전에 당사자 및 조합에 통보하여야 한다고 규정하고 있으나, 징계를 받을 조합원에게 5일의 여유를 두지 아니하고 징계에 회부된 사실이 통보되었을 경우에도 피징계자가 스스로 징계위원회에 출석하여 출석통지절차에 대한 이의를 제기하지 않고 충분한 소명을 한 경우에는 그와 같은 절차상의 하자는 치유된다고 보아야 할 것이다.

(대법원 1991.2.8. 선고 90다15884 판결; 1992.11.13. 선고 92다11220 판결; 1993.5.11. 선고 92다27089 판결 등 참조)

이 사건의 경우 피고보조참가인이 원고들에 대한 징계위원회를 1992.1.8. 개최하기로 하고서도 그 4일 전인 같은 달 3.에야 원고들에게 이를 통보한 하자는 있으나, 원고들이 이에 대하여 이의를 제기하지 않고 소명을 하여 이를 문제삼지 아니하였으므로, 위와 같은 절차상의 하자는 치유되었고, 따라서 이를 징계결의의 무효사유로 삼을 수는 없다고 할 것이다. 논지는 이유 없다.

2. 상고이유 제1점을 본다.

가. 원심이 원고 1에 대한 징계사유로 삼은 것은 중앙공급실의 청소상태를 불결하게 하는 등 근무에 불성실한 점과 견책의 징계처분을 받으면서 그에 따른 시말서 제출 명령에 응하지 않은 점이다.

우선 중앙공급실의 청소상태를 불결하게 하였다는 점에 관하여 보면, 이에 부합하는 증거로는 을 제14호증(시말서제출), 을 제15호증의 2(징계요구), 을 제17호증(출석요구서), 을 제33호증(신문기사)이 있는바, 이 증 을 제33호증을 제외하고는 모두 징계관련 서류로서 한양북부신문(을 제33호증)에 위 병원 중앙공급실의 위생상태가 불량하다는 기사가 게재되었다는 내용이 기재된 것에 불과하고, 위 한양북부신문에 "시설불결 낙후"라는 제목 아래 위 병원 중앙공급실의 위생상태가 불량하다는 기사가 게재된 사실은 인정할 수 있으나, 그 전체적인 취지를 보면 위 병원의 시설낙후와 인원부족을 지적하면서 낙후된 시설의 일례로 위 중앙공급실을 지적한 것이지 위 원고가 중앙공급실의 청소상태를 불결하게 하였기 때문에 위 중앙공급실의 위생상태가 불량하게 되었다는 취지는 아니라고 할 것이므로, 위 기사만으로 위 원고가 중앙공급실의 청소상태를 불결하게 하였다고 인정하기에는 부족하다고 할 것이고, 다음으로 시말서 불제출에 관하여 보면, 대한병원의 인사규정에 견책의 징계처분을 당한 근로자는 시말서를 제출하도록 규정되어 있으므로, 견책의 징계처분에 따른 시말서 불제출은 그 자체가 사용자의 업무상 정당한 명령을 거부한 것으로서 새로운 징계사유가 될 수는 있다고 할 것이지만, 위 징계사유는 종전 징계처분에 뒤따르는 시말서 불제출이라는 가벼운 비위로서 특단의 사정이 없는 한 이에 대하여 징계종류 중 가장 무거운 해고를 선택한 것은 징계권의 범위를 일탈한 것이라고 할 것이다. (대법원 1991.12.24. 선고 90다12991 판결 참조) 따라서 원심이 위와 같은 증거들에 의하여 위 원고에 대한 징계사유를 인정하고 나아가 위 징계해고가 정당하다고 판단한 것은 심리를 미진하고 채증법칙에 위배하여 사실을 오인하였으며 징계재량권의 범위에 관한 법리를 오해한 위법이 있다고 할 것이므로, 이를 지적하는 논지는 이유 있다.

나. 원심이 원고 2에 대한 징계사유로 삼은 것은 병원의 경영자에 대한 형사처벌을 관철하려고 노력한 것과 언론에 제보하여 대한병원이 나쁘다는 것을 대외적으로 알린 것이다.

물론, 뚜렷한 자료도 없이 사용자를 수사기관에 고소, 고발하거나 그에 대한 인격을 비난하는 내용까지 담긴 진정서 등을 타 기관에 제출하는 행위는 징계사유가 된다고 할 것이고(대법원 1992.6.26. 선고 91다42982 판결 참조), 공개석상에서 진실과 다른 내용이나 과장된 내용을 가지고 회사를 비방하는 행위도 정당한 징계사유가 된다고 할 것이므로, 위 원고가 뚜렷한 자료도 없이 진실과 다른 내용이나 과장된 내용을 가지고 병원의 경영자에 대한 형사처벌을 관철하려고 노력하였거나 언론에 제보하여 대한병원이 나쁘다는 것을 대외적으로 알렸다면 이는 정당한 징계사유가 된다고 할 것이다.

그러나 고소, 고발하거나 언론에 제보한 내용이 진실한 것이거나 상당한 근거가 있는 경우에는 이를 징계사유에 해당한다고 보더라도 이를 이유로 근로자를 징계해고까지 하는 것은 재량권을 일탈한 것이라고 할 것이며, 특히 이 사건과 같이 공공적 성격이 강한 병원과 같은 경우에는 더욱 그러하다고 할 것이다.

원심이 인정한 바와 같이 위 원고가 고소, 진정을 하거나 언론에 제보한 내용은 임금체불, 무면허의료행위, 간호사 부족, 시설부족, 위생불량 등으로서 공익과 밀접한 사항이고, 기록(갑 제6호증의 3, 갑 제12호증, 갑 제13호증 등)에 의하면 위 원고가 진정, 고소한 내용중 상당부분이 사실로 밝혀졌으며, 이에 따라 미지급된 야간근로수당도 지급된 것으로 보이는바, 이에 비추어 보면 위 원고의 진정, 고소내용은 진실한 것이거나 적어도 상당한 근거가 있는 것이라고 할 것이다.

따라서 원심으로서는 위 원고의 진정, 고소내용이 진실한 것인지 또는 상당한 근거가 있는 것인지 여부에 관하여 더 나아가 심리를 한 후 위 원고에 대한 징계해고가 정당한지 여부를 판단하였어야 함에도 불구하고, 원심판시와 같은 이유로 위 원고에 대한 징계해고가 재량권 일탈에 해당한다고 할 수 없다고 판시하였음은 심리를 미진하고 재량권의 범위에 관한 법리오해의 위법이 있다고 할 것이다. 논지는 이유 있다.

3. 그러므로 원심판결을 파기하고, 사건을 원심법원에 환송하기로 하여 관여 법관의 일치된 의견으로 주문과 같이 판결한다.

대법관 안용득(재판장) 천경송 지창권 신성택(주심)

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