Workbear재주넘는곰
대법원 2020다237513

Lawsuit for Confirmation of Regular Employee Status정규직근로자지위확인의소

Decided2020. 11. 26. Court대법원Case remanded to the lower court (paegi-hwansong) for further proceedings; the Supreme Court did not rule in favor of either party but sent the case back due to a procedural error in the lower court's judgment.
AI-generated English translation (summary, key points, decision summary and full text) for reference only — not an official translation and without legal effect. The Korean original below is authoritative.
AI Easy read — AI summary of this decision
AI-generated summary for reference only — the Korean original below is authoritative.

A worker sought a court declaration confirming that all provisions of the company's employment rules (취업규칙), as they existed before a subsequent amendment, should continue to apply to him. The Supreme Court found that the lower court erred by ruling on the merits without first examining whether the worker had a legitimate legal interest in seeking such a declaratory judgment (확인의 이익). The Court also clarified that even if part of an amendment to employment rules disadvantageous to workers is invalid, this does not automatically invalidate the entire amendment, and that a renewed employment contract may be governed by the amended rules.

Key takeaways
  • CaseA worker asked the court to confirm he remained subject to the pre-amendment version of the company's employment rules in their entirety.
  • OutcomeThe Supreme Court reversed and remanded, ruling that the lower court failed to first verify whether the worker had a valid legal interest in seeking such a declaration, and clarified that only the specific invalid provisions—not the whole amendment—are void.
  • LessonBefore pursuing a declaratory lawsuit regarding employment rules, workers and employers should confirm that a concrete legal interest exists, and understand that invalid clauses in a rule amendment do not necessarily void the entire amendment or contract renewal.
Issues
  • Whether a legal interest in seeking a declaratory judgment (확인의 이익) exists and must be examined as a threshold matter
  • Whether an invalid, disadvantageous amendment to part of the employment rules (취업규칙) renders the rest of the amended rules invalid as well
  • Whether amended employment rules apply to a worker upon renewal of the employment contract
Key reasoning

In a declaratory action (확인의 소), the existence of a legal interest in obtaining the declaration is a mandatory requirement for the lawsuit to proceed, and courts must examine this issue on their own initiative (직권), regardless of whether the parties raise it. The lower court's failure to review this threshold requirement before deciding the merits of the case constituted a legal error. Additionally, the Court held that where certain provisions of an amendment to employment rules are disadvantageous to workers and therefore invalid, this defect does not extend to invalidate the entire set of amended rules—only the specific unlawful provisions are void, while the rest remain effective. Furthermore, if a worker enters into a renewed employment contract after the amendment, the amended employment rules may govern that new contractual relationship.

Full text (English, AI translation) 8,073 chars

[Plaintiff, Appellee] Plaintiff (Attorney: Acecounsel Law LLC, Attorneys Kim Jeong-hak and one other)
[Defendant, Appellant] Korea Electrotechnology Research Institute (Attorney: Mirero Law LLC, Attorneys Kang Jeong-han and two others)
[Judgment Below] Busan High Court (Changwon) Judgment 2019Na12247, decided May 14, 2020

[Order]

The judgment below is reversed, and the case is remanded to the Busan High Court.

[Reasoning]

The Court examines, ex officio, whether this lawsuit is lawful.

1. A declaratory action requires, as a requirement for legal protection, an interest in seeking a declaration, and such interest in seeking a declaration is recognized only where there exists a present anxiety or risk with respect to the plaintiff's rights or legal status, and obtaining a declaratory judgment against the defendant is the most effective and appropriate means of removing such anxiety or risk (see Supreme Court en banc Decision 96Da11747, decided October 16, 1997, etc.). Whether there is an interest in seeking a declaration in a declaratory action is a matter to be examined ex officio, and thus the court must determine this on its own initiative regardless of whether the parties have raised the issue (see Supreme Court Decision 2016Da240338, decided May 16, 2019).

Meanwhile, even where some provisions of an amended rules of employment (취업규칙) have disadvantageously changed the previous working conditions, and such amendment is invalid because the consent of the employees who were subject to the previous working conditions or rules of employment was not obtained through a collective decision-making method, other amended provisions that are not in a relationship of consideration or connection with such provisions cannot be deemed invalid if they do not disadvantageously change the previous working conditions (see Supreme Court Decision 92Da28556, decided June 24, 1994; Supreme Court Decision 94Da18072, decided March 10, 1995, etc.).

2. According to the reasoning of the judgment below and the record, the following facts are known.

A. The Plaintiff was hired by the Defendant on August 2, 2010, as a corporate support researcher (기업지원연구직), and the Defendant's rules of employment applicable to corporate support researchers are the Operating Guidelines for Corporate Support Researchers (기업지원연구직 운영요령, hereinafter referred to as "the Operating Guidelines at issue").

B. Some provisions of the Operating Guidelines at issue were amended on multiple occasions beginning November 18, 2010 (hereinafter, the Operating Guidelines at issue prior to the amendment on November 18, 2010 shall be referred to as "the Pre-Amendment Operating Guidelines").

C. The Plaintiff asserts that some of the provisions of the Operating Guidelines at issue that were amended after he was hired, as described above, were disadvantageously changed for employees, and that since the consent of employees through a collective decision-making method was not obtained for such changes, the amendments are invalid. Based on this assertion, the Plaintiff seeks, through this lawsuit, a declaration against the Defendant that he holds the status of an employee to whom the entirety of the Pre-Amendment Operating Guidelines applies. In response, the Defendant disputes this, arguing, among other things, that some provisions of the Pre-Amendment Operating Guidelines which the Plaintiff claims were disadvantageously amended were validly amended, and that the amended Operating Guidelines should apply to the Plaintiff.

3. The Court examines these circumstances in light of the legal principles set forth above.

A. In the claim for relief, the Plaintiff seeks a declaration that he holds the status of an employee to whom the entirety of the Pre-Amendment Operating Guidelines still applies as they were, without specifying which parts of the Operating Guidelines at issue he seeks to be exempted from on the ground of disadvantageous amendment.

B. However, in the cause of action, the Plaintiff argued that some of the amended provisions among the Pre-Amendment Operating Guidelines were disadvantageously changed. There is room to understand the Plaintiff's assertion as seeking a declaration limited to the effect that, with respect only to those provisions of the Pre-Amendment Operating Guidelines that were disadvantageously changed, the effect of such amended provisions be excluded and that the corresponding provisions of the Pre-Amendment Operating Guidelines still apply to him.

C. Meanwhile, with respect to provisions of the Pre-Amendment Operating Guidelines that were not amended, or that, even if amended, have no relationship of consideration or connection with the provisions the Plaintiff claims were disadvantageously changed, as well as provisions regarding which there is no particular dispute as to whether they constitute disadvantageous amendments, it appears difficult to recognize an interest in seeking a declaration, since there is no present anxiety or risk with respect to the Plaintiff's rights or legal status.

D. Ultimately, the court below should have first clarified the purport of what the Plaintiff sought through this lawsuit, and then examined and determined whether an interest in seeking a declaration is recognized. However, contrary to this, the court below, without taking such measures, proceeded on the premise that there was an interest in seeking a declaration with respect to the entirety of the Plaintiff's lawsuit, determined the merits of the Plaintiff's assertions only with respect to some of the provisions the Plaintiff claimed were disadvantageously changed, and then rendered judgment on the merits by granting the Plaintiff's claim as modified through the exchange of claims made in the court below. Such determination by the court below contains an error of misunderstanding the legal principles concerning the interest in seeking a declaration in a declaratory action, and of failing to conduct the necessary examination.

E. Meanwhile, where an employer disadvantageously changes working conditions set forth in the rules of employment without obtaining the employees' consent, the amendment does not have effect as against existing employees whose vested interests are infringed by the amendment, such that the previous rules of employment continue to apply to them; however, as against employees who, after the amendment, entered into an employment relationship by accepting the working conditions under the amended rules of employment, the amended rules of employment naturally apply (see Supreme Court Decision 2009Da58364, decided June 24, 2011; Supreme Court Decision 2011Da84922, decided February 27, 2014).

According to the reasoning of the judgment below and the record, it can be seen that the Plaintiff entered into an employment contract with the Defendant on August 2, 2010, as a corporate support researcher with a one-year contract term, and on August 2, 2011, entered into a renewed contract with the Defendant with a three-year contract term, while agreeing to retroactively set the contract date and the commencement of the contract term to August 2, 2010; and that thereafter, the employment contract between the Plaintiff and the Defendant was renewed on a three-year basis. If so, the court below, upon remand, needs to additionally examine whether, at the time the Plaintiff entered into each of the renewed employment contracts as described above, it can be deemed that the Plaintiff accepted the working conditions under the already-amended Operating Guidelines at issue and thereby entered into a new employment relationship; the Court points this out in advance.

4. Therefore, without rendering judgment on the grounds of appeal, the judgment below is reversed, and the case is remanded to the court below for further examination and determination. This judgment is rendered as set forth in the Order by the unanimous opinion of the Justices participating in the decision.

Justice Lee Heung-gu (Presiding Justice), Lee Ki-taek, Park Jeong-hwa (Justice in Charge), Kim Seon-su

【참조조문】

[1] 민사소송법 제250조

[2] 근로기준법 제94조 제1항

[3] 민사소송법 제250조, 근로기준법 제94조 제1항

[4] 근로기준법 제94조 제1항

【참조판례】

[1] 대법원 1997. 10. 16. 선고 96다11747 전원합의체 판결(공1997하, 3557), 대법원 2019. 5. 16. 선고 2016다240338 판결(공2019하, 1219) / [2] 대법원 1994. 6. 24. 선고 92다28556 판결(공1995상, 603), 대법원 1995. 3. 10. 선고 94다18072 판결(공1995상, 1578) / [4] 대법원 2011. 6. 24. 선고 2009다58364 판결, 대법원 2014. 2. 27. 선고 2011다84922 판결

【주문】·【이유】 전문 2,968자 · 펼쳐 보기

【원고, 피상고인】 원고 (소송대리인 법무법인(유한) 에이스 담당변호사 김정학 외 1인)

【피고, 상고인】 한국전기연구원 (소송대리인 법무법인 미래로 담당변호사 강정한 외 2인)

【원심판결】 부산고법 2020. 5. 14. 선고 (창원)2019나12247 판결

【주 문】

원심판결을 파기하고, 사건을 부산고등법원에 환송한다.

【이 유】직권으로 이 사건 소의 적법 여부에 관하여 살펴본다.

1. 확인의 소는 권리 보호 요건으로서 확인의 이익이 있어야 하고 그 확인의 이익은 원고의 권리 또는 법률상의 지위에 현존하는 불안ㆍ위험이 있으며 그 불안ㆍ위험을 제거함에는 피고를 상대로 확인판결을 받는 것이 가장 유효ㆍ적절한 수단일 때에만 인정되고(대법원 1997. 10. 16. 선고 96다11747 전원합의체 판결 등 참조), 확인의 소에 확인의 이익이 있는지 여부는 직권조사사항이므로 당사자의 주장 여부에 관계없이 법원이 직권으로 판단하여야 한다(대법원 2019. 5. 16. 선고 2016다240338 판결 참조).

한편 변경된 취업규칙 중 일부가 종전의 근로조건을 불이익하게 변경하였고 이에 대하여 종전 근로조건 또는 취업규칙의 적용을 받고 있던 근로자의 집단적 의사결정방법에 의한 동의를 얻지 못하여 그 변경의 효력이 없는 경우라고 하더라도, 이와 대가관계나 연계성이 없는 변경된 다른 부분의 경우 종전의 근로조건을 불이익하게 변경한 것이 아니라면 이를 무효라고 할 수 없다(대법원 1994. 6. 24. 선고 92다28556 판결, 대법원 1995. 3. 10. 선고 94다18072 판결 등 참조).

2. 원심판결 이유 및 기록에 의하면 다음과 같은 사정을 알 수 있다.

가. 원고는 2010. 8. 2. 피고에 기업지원연구직으로 채용되었고, 기업지원연구직에게는 피고의 취업규칙인 기업지원연구직 운영요령(이하 ‘이 사건 운영요령’이라고 한다)이 적용된다.

나. 이 사건 운영요령 중 일부 조항이 2010. 11. 18.부터 수차례에 걸쳐 개정되었다(이하 2010. 11. 18. 개정되기 전의 이 사건 운영요령을 ‘개정 전 운영요령’이라고 한다).

다. 원고는 자신이 채용된 이후 위와 같이 개정된 이 사건 운영요령의 조항들 중 일부가 근로자에게 불이익하게 변경된 것으로 이에 대한 근로자의 집단적 의사결정방법에 의한 동의를 얻지 못하여 그 변경의 효력이 없다고 주장하면서, 이 사건 소를 통해 피고를 상대로 자신이 개정 전 운영요령 전부의 적용을 받는 근로자의 지위에 있음의 확인을 구하고 있다. 이에 대하여 피고는 원고가 불이익하게 변경되었다고 주장하는 개정 전 운영요령의 일부 조항이 유효하게 개정되었다는 등의 이유를 들어 원고에게는 개정된 운영요령이 적용되어야 한다고 다툰다.

3. 이러한 사정을 앞서 본 법리에 비추어 살펴본다.

가. 원고는 청구취지에서 이 사건 운영요령 중 불이익한 변경을 이유로 그 적용을 받지 않으려는 부분을 특정하지 않은 채 개정 전 운영요령 전부가 여전히 그대로 적용되는 근로자의 지위에 있다는 점의 확인을 구하고 있다.

나. 그런데 원고는 청구원인에서 개정 전 운영요령 중 개정된 일부 조항이 불이익하게 변경되었다는 주장을 하였다. 원고의 이와 같은 주장을 개정 전 운영요령에서 불이익하게 변경된 일부 조항에 한정하여 그러한 변경 조항의 효력을 배제하고 개정 전 운영요령의 해당 조항이 여전히 자신에게 적용된다는 확인을 구하고 있는 취지로 이해할 여지도 있어 보인다.

다. 한편 개정 전 운영요령 중 개정이 이루어지지 않은 조항, 개정이 이루어졌더라도 원고가 불이익하게 변경되었다고 주장하는 조항들과 대가관계나 연계성이 없을 뿐만 아니라, 불이익한 변경인지에 대하여 별다른 다툼이 없는 조항 등과 관련하여서는 원고의 권리 또는 법률상 지위에 현존하는 불안ㆍ위험이 없어 확인의 이익을 인정하기 어려워 보인다.

라. 결국 원심으로서는 원고가 이 사건 소를 통해 구하는 취지를 명확히 한 다음 확인의 이익이 인정되는지를 우선 심사ㆍ판단하였어야 한다. 그런데도 이와 달리 원심은 위와 같은 조치를 취하지 아니한 채 원고의 이 사건 소 전부에 확인의 이익이 있음을 당연히 전제하고서, 원고가 불이익하게 변경되었다고 주장한 조항들 중 일부에 대하여만 원고 주장의 당부를 판단한 다음, 원심에서 교환적으로 변경된 원고의 청구를 그대로 인용함으로써 본안에 관하여 나아가 판단하였다. 이러한 원심판단에는 확인의 소의 확인의 이익에 관한 법리를 오해하여 필요한 심리를 다하지 않은 잘못이 있다.

마. 한편 사용자가 취업규칙에서 정한 근로조건을 근로자에게 불리하게 변경하면서 근로자의 동의를 얻지 않은 경우에 그 변경으로 기득이익이 침해되는 기존 근로자에 대한 관계에서는 변경의 효력이 미치지 않아 종전의 취업규칙이 적용되지만, 변경 후에 그 변경된 취업규칙에 따른 근로조건을 수용하고 근로관계를 맺은 근로자에 대한 관계에서는 당연히 변경된 취업규칙이 적용된다(대법원 2011. 6. 24. 선고 2009다58364 판결, 대법원 2014. 2. 27. 선고 2011다84922 판결 참조).

원심판결 이유와 기록에 의하면, 원고가 2010. 8. 2. 피고와 계약기간을 1년으로 하는 기업지원연구직 고용계약을 체결하였고, 2011. 8. 2. 피고와 계약기간을 3년으로 하는 재계약을 체결하면서도 계약일자 및 계약기간의 시점을 2010. 8. 2.로 소급하기로 약정한 사실, 이후 원고와 피고 사이의 고용계약은 3년 단위로 갱신된 사실을 알 수 있다. 그렇다면 환송 후 원심으로서는 원고가 위와 같이 각 갱신된 고용계약을 체결할 당시 이미 변경된 이 사건 운영요령에 따른 근로조건을 수용하고 새로운 근로관계를 맺은 것으로 볼 수 있는지 여부에 대해서도 아울러 심리해야 할 필요가 있다는 점도 미리 지적하여 둔다.

4. 그러므로 상고이유에 관한 판단을 생략한 채 원심판결을 파기하고, 사건을 다시 심리ㆍ판단하도록 원심법원에 환송하기로 하여, 관여 대법관의 일치된 의견으로 주문과 같이 판결한다.

대법관 이흥구(재판장) 이기택 박정화(주심) 김선수

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