Workbear재주넘는곰
대법원 99다70846

Severance Pay (퇴직금) Case퇴직금

Decided2001. 01. 05. Court대법원Employer won
AI-generated English translation (summary, key points, decision summary and full text) for reference only — not an official translation and without legal effect. The Korean original below is authoritative.
AI Easy read — AI summary of this decision
AI-generated summary for reference only — the Korean original below is authoritative.

A company adopted new employment rules (취업규칙) that lowered the severance pay (퇴직금) rate compared to the previous rules. Although this change was disadvantageous to employees, the Supreme Court (대법원) held that, considering other improvements such as an extended retirement age and wage increases, and the need for overall integration of working conditions, the change was reasonable under prevailing social norms and could therefore be applied even without the employees' collective consent.

Key takeaways
  • CaseIncident: The company unilaterally applied new employment rules (취업규칙) that lowered the severance pay (퇴직금) rate without obtaining employee consent.
  • OutcomeResult: The court sided with the company, ruling that considering other benefits like extended retirement age and wage increases, the change was reasonable under social norms.
  • LessonLesson: A change to employment rules that disadvantages employees may still be valid if it is offset by overall improvements to working conditions and serves a reasonable business necessity.
Issues
  • The validity of changes to employment rules (취업규칙) that disadvantage employees
  • The criteria for determining 'reasonableness under social norms (사회통념상 합리성)' in such changes
Key reasoning

Even if a change to employment rules (취업규칙) is disadvantageous to workers, it can still be validly applied without the workers' collective consent if it is found to be reasonable under prevailing social norms (사회통념상 합리성). To determine this, courts must comprehensively consider factors such as the necessity for the change, whether other working conditions were simultaneously improved, and the degree of disadvantage imposed on employees. In this case, the reduction in the severance pay rate was offset by other favorable changes, including an extended mandatory retirement age and wage increases. Given this overall package of changes, the court found that the modification served a legitimate integrative purpose and did not unfairly harm employees as a whole. Therefore, the new rules were deemed enforceable despite the absence of collective employee consent.

Summary of Decision (English, AI translation)

[1] In principle, it is not permissible for an employer to unilaterally prepare or alter the rules of employment (취업규칙) so as to deprive employees of vested rights or interests, thereby imposing disadvantageous working conditions. However, where the preparation or alteration of the rules of employment in question is, in light of both its necessity and its substance, recognized as having reasonableness in accordance with generally accepted social norms to such an extent that the legal normative effect of the provision in question can be affirmed even taking into account the degree of disadvantage that employees will suffer as a result, application of the provision cannot be denied solely on the ground that there was no consent obtained through the collective decision-making method of the employees who had been subject to the previous working conditions or rules of employment. Meanwhile, the existence of such reasonableness in accordance with generally accepted social norms must be determined by comprehensively considering the degree of disadvantage suffered by employees as a result of the alteration of the rules of employment, the content and degree of the necessity for alteration on the employer's part, the appropriateness of the content of the rules of employment after alteration, the status of improvement of other working conditions including compensatory measures, the process of negotiation with the labor union, etc., and the response of the labor union or other employees, and the general domestic situation regarding matters of the same kind.

Full text (English, AI translation) 7,811 chars

[Plaintiff, Appellant] Plaintiff (Attorney Lee Hyo-jong, Counsel for the Plaintiff)
[Defendant, Appellee] Korea Institute of Machinery and Materials, an incorporated foundation (Attorney Seo Ye-gyo, Counsel for the Defendant)
[Judgment Below] Seoul High Court Decision 98Na2893 rendered on November 18, 1999

[Order]

The appeal is dismissed. The costs of the appeal shall be borne by the Plaintiff.

[Reasoning]

The grounds of appeal are examined as follows.

1. As to Grounds 2 and 4

In principle, it is not permissible for an employer to unilaterally deprive workers of vested rights or interests through the unilateral drafting or amendment of new rules of employment, thereby imposing disadvantageous working conditions. However, where the drafting or amendment of the rules of employment in question, considering both the necessity therefor and the content thereof, together with the degree of disadvantage that workers would suffer as a result, is nevertheless recognized as having reasonableness in light of social norms to such an extent that the legal normative nature of the provision in question can be affirmed, the application thereof cannot be denied merely on the ground that there was no consent obtained through the collective decision-making method of the workers who had been subject to the previous working conditions or rules of employment. Meanwhile, the existence of such reasonableness in light of social norms should be determined by comprehensively considering the degree of disadvantage suffered by workers due to the amendment of the rules of employment, the content and degree of the necessity for amendment on the employer's part, the appropriateness of the content of the amended rules of employment, the state of improvement of other working conditions including compensatory measures, the process of negotiation with labor unions, etc., the response of labor unions or other workers, and the general domestic circumstances regarding similar matters, among other factors.

According to the reasoning of the judgment below, the court below, having comprehensively considered the evidence adopted in its judgment and found the facts stated therein, held as follows: Although it is true that the Retirement Allowance Payment Regulations of March 6, 1980 of the Korea Institute of Machinery and Metals Testing Research (hereinafter referred to only as "Korea Institute of Machinery and Metals Testing Research"), an incorporated foundation, were disadvantageous in terms of the payment rate compared to the Retirement Allowance Payment Regulations of January 1, 1970 of the Korea Precision Instruments Center (hereinafter referred to only as "Korea Precision Instruments Center"), an incorporated foundation, in light of the following circumstances: at the time the Retirement Allowance Payment Regulations of March 6, 1980 of the Korea Institute of Machinery and Metals Testing Research were established, there was a high necessity to reconcile the differing retirement allowance payment rates between employees who came from the Korea Precision Instruments Center and existing employees of the Korea Institute of Machinery and Metals Testing Research, and to establish uniform retirement allowance payment regulations; the mandatory retirement age of employees who came from the Korea Precision Instruments Center was extended by as much as ten years, from 55 to 65, following the merger, such that they continued to work for the extended period while receiving wages corresponding thereto; other working conditions were improved following the merger, in that the wages of employees who came from the Korea Precision Instruments Center were increased and their pay grades were adjusted before and after the merger, thereby increasing the wages that served as the basis for calculating retirement allowances, and thereby the disadvantage arising from the reduction in the retirement allowance payment rate was considerably mitigated; and prior to the merger, employees who came from the Korea Precision Instruments Center, including the Plaintiff, formally retired from the Korea Precision Instruments Center and received, without objection, retirement allowances calculated based on the increased wages and the previous higher retirement allowance payment rate, from which it may be presumed that, at the time of the merger, the employees who came from the Korea Precision Instruments Center, including the Plaintiff, anticipated that the Retirement Allowance Payment Regulations of the Korea Institute of Machinery and Metals Testing Research to be established in the future would apply to them. In light of these overall circumstances, it is reasonable to view that the Retirement Allowance Payment Regulations of March 6, 1980 of the Korea Institute of Machinery and Metals Testing Research had such reasonableness in light of social norms as to obviate the need to obtain consent through the collective decision-making method of the employees who came from the Korea Precision Instruments Center, and accordingly, the court below determined that these Regulations apply also to the employees who came from the Korea Precision Instruments Center, including the Plaintiff.

Examining this in light of the legal principles set forth above and the record, the above determination of the court below is acceptable, and it cannot be said that there was any error of law in misapprehending the legal principles regarding the existence of reasonableness in light of social norms, or any failure to exhaust deliberation thereon. The Supreme Court Decision 95Da41659 rendered on December 26, 1995, cited in the grounds of appeal, did not make any determination regarding the existence of reasonableness in light of social norms in connection with the amendment of rules of employment, and therefore it cannot be said that the court below made a determination contrary to Supreme Court precedent. This part of the grounds of appeal cannot be accepted in its entirety.

2. As to Grounds 1 and 3

According to the reasoning of the judgment below, it is clear that the court below did not determine that the Retirement Allowance Payment Regulations of March 6, 1980 of the Korea Institute of Machinery and Metals Testing Research were not disadvantageous compared to the Retirement Allowance Payment Regulations of January 1, 1970 of the Korea Precision Instruments Center; rather, the court below merely determined that, although the Regulations were disadvantageous in terms of the payment rate, they had reasonableness in light of social norms, and could therefore be applied to the employees who came from the Korea Precision Instruments Center even without consent obtained through their collective decision-making method. Accordingly, it cannot be said that the judgment below erred in mistakenly determining that the establishment of the Retirement Allowance Payment Regulations of March 6, 1980 of the Korea Institute of Machinery and Metals Testing Research did not constitute a disadvantageous amendment. Furthermore, inasmuch as the determination of the court below recognizing the reasonableness in light of social norms of the said Retirement Allowance Payment Regulations is justified, any alleged error of law regarding the court below's additional determination as to whether consent was obtained through the collective decision-making method of the workers does not constitute a lawful ground of appeal. This part of the grounds of appeal also cannot be accepted in its entirety.

3. Accordingly, the appeal is dismissed, and the costs of the appeal are to be borne by the Plaintiff, the appellant, with all participating Justices concurring, as set forth in the Order.

Justice Lee Yong-woo (Presiding Justice), Cho Mu-je, Kang Shin-wook, Lee Kang-kook (Justice in Charge)

【판결요지】

사용자가 일방적으로 새로운 취업규칙의 작성·변경을 통하여 근로자가 가지고 있는 기득의 권리나 이익을 박탈하여 불이익한 근로조건을 부과하는 것은 원칙적으로 허용되지 아니한다고 할 것이나, 당해 취업규칙의 작성 또는 변경이 그 필요성 및 내용의 양면에서 보아 그에 의하여 근로자가 입게 될 불이익의 정도를 고려하더라도 여전히 당해 조항의 법적 규범성을 시인할 수 있을 정도로 사회통념상 합리성이 있다고 인정되는 경우에는 종전 근로조건 또는 취업규칙의 적용을 받고 있던 근로자의 집단적 의사결정방법에 의한 동의가 없다는 이유만으로 그 적용을 부정할 수는 없다고 할 것이고, 한편 여기에서 말하는 사회통념상 합리성의 유무는 취업규칙의 변경에 의하여 근로자가 입게 되는 불이익의 정도, 사용자측의 변경 필요성의 내용과 정도, 변경 후의 취업규칙 내용의 상당성, 대상조치 등을 포함한 다른 근로조건의 개선상황, 노동조합 등과의 교섭 경위 및 노동조합이나 다른 근로자의 대응, 동종 사항에 관한 국내의 일반적인 상황 등을 종합적으로 고려하여 판단하여야 한다.

【참조조문】

구 근로기준법(1989. 3. 29. 법률 제4099호로 개정되기 전의 것) 제95조 제1항(현행 제97조 제1항 참조)

【참조판례】

대법원 1994. 10. 14. 선고 94다25322 판결(공1994하, 2986), 대법원 1997. 5. 16. 선고 96다2507 판결(공1997하, 1820), 대법원 2000. 9. 29. 선고 99다45376 판결(공2000하, 2186)

【주문】·【이유】 전문 2,509자 · 펼쳐 보기

【원고, 상고인】 원고 (소송대리인 변호사 이효종)

【피고, 피상고인】 재단법인 한국기계연구원 (소송대리인 변호사 서예교)

【원심판결】 서울고법 1999. 11. 18. 선고 98나2893 판결

【주 문】

상고를 기각한다. 상고비용은 원고의 부담으로 한다.

【이 유】 상고이유를 판단한다.

1. 제2, 4점에 대하여

사용자가 일방적으로 새로운 취업규칙의 작성·변경을 통하여 근로자가 가지고 있는 기득의 권리나 이익을 박탈하여 불이익한 근로조건을 부과하는 것은 원칙적으로 허용되지 아니한다고 할 것이나, 당해 취업규칙의 작성 또는 변경이 그 필요성 및 내용의 양면에서 보아 그에 의하여 근로자가 입게 될 불이익의 정도를 고려하더라도 여전히 당해 조항의 법적 규범성을 시인할 수 있을 정도로 사회통념상 합리성이 있다고 인정되는 경우에는 종전 근로조건 또는 취업규칙의 적용을 받고 있던 근로자의 집단적 의사결정방법에 의한 동의가 없다는 이유만으로 그 적용을 부정할 수는 없다고 할 것이고, 한편 여기에서 말하는 사회통념상 합리성의 유무는 취업규칙의 변경에 의하여 근로자가 입게 되는 불이익의 정도, 사용자측의 변경 필요성의 내용과 정도, 변경 후의 취업규칙 내용의 상당성, 대상조치 등을 포함한 다른 근로조건의 개선상황, 노동조합 등과의 교섭 경위 및 노동조합이나 다른 근로자의 대응, 동종 사항에 관한 국내의 일반적인 상황 등을 종합적으로 고려하여 판단하여야 할 것이다.

원심판결 이유에 의하면, 원심은 그 판결에서 채용하고 있는 증거들을 종합하여 그 판시의 사실을 인정한 다음, 재단법인 한국기계금속시험연구소(이하 '한국기계금속시험연구소'라고만 한다)의 1980. 3. 6. 퇴직금지급규정이 재단법인 한국정밀기기센터(이하 '한국정밀기기센터'라고만 한다)의 1970. 1. 1. 퇴직금지급규정에 비하여 그 지급률에 있어서 불이익한 것은 사실이나, 한국기계금속시험연구소의 1980. 3. 6. 퇴직금지급규정을 제정할 당시 한국정밀기기센터 출신 직원들과 기존의 한국기계금속시험연구소 직원들 사이에 서로 다른 퇴직금지급률을 조정하고, 통일적인 퇴직금지급규정을 마련할 필요성이 높았던 점, 한국정밀기기센터 출신 직원들의 정년이 통합 후 55세에서 65세로 10년이나 연장됨에 따라 연장된 기간만큼 더 근무하면서 이에 상응하는 임금을 지급받게 된 점, 통합을 전후하여 한국정밀기기센터 출신 직원들의 임금이 인상되고, 호봉이 조정됨에 따라 퇴직금 산정의 기초가 되는 임금이 인상되는 등 통합 후 다른 근로조건이 개선되었고, 이로써 퇴직금지급률의 저감에 따른 불이익이 상당 정도 완화된 점, 통합에 앞서 원고를 포함한 한국정밀기기센터 출신 직원들이 한국정밀기기센터를 형식적으로 퇴직하면서 인상된 임금을 기초로 종전의 높은 퇴직금지급률에 의한 퇴직금을 이의 없이 수령하였고, 따라서 통합 당시에는 원고를 포함한 한국정밀기기센터 출신 직원들도 향후 제정될 한국기계금속시험연구소의 퇴직금지급규정이 자신들에게 적용될 것으로 예상하고 있었다고 추정되는 점 등의 제반 사정에 비추어 볼 때, 한국기계금속시험연구소의 1980. 3. 6. 퇴직금지급규정은 한국정밀기기센터 출신 직원들의 집단적 의사결정방법에 의한 동의를 받지 않아도 될 만한 사회통념상의 합리성이 있었다고 봄이 상당하고, 따라서 이는 원고를 포함한 한국정밀기기센터 출신 직원들에게도 적용된다고 판단하고 있다.

앞서 본 법리와 기록에 비추어 살펴보면 원심의 위와 같은 판단은 수긍이 가고, 거기에 사회통념상의 합리성 유무에 관하여 법리를 오해하였거나 그에 관하여 심리를 다하지 아니한 위법이 있다고 할 수 없다. 상고이유가 들고 있는 대법원 1995. 12. 26. 선고 95다41659 판결은 취업규칙의 변경과 관련한 사회통념상의 합리성 유무에 관하여 어떠한 판단을 한 것은 아니므로 원심이 대법원판례와 상반되는 판단을 하였다고 할 수도 없다. 이 부분 상고이유는 모두 받아들일 수 없다.

2. 제1, 3점에 대하여

원심판결 이유에 의하면, 원심은 한국기계금속시험연구소의 1980. 3. 6. 퇴직금지급규정이 한국정밀기기센터의 1970. 1. 1. 퇴직금지급규정에 비하여 불리하지 않다고 판단하고 있는 것이 아니라, 그 지급률에 있어서는 불이익하기는 하나 사회통념상의 합리성이 있으므로 한국정밀기기센터 출신 근로자들의 집단적 의사결정방법에 의한 동의 없이도 당해 근로자들에게 적용될 수 있다고 판단하고 있을 뿐임이 명백하므로, 원심판결에 한국기계금속시험연구소의 1980. 3. 6. 퇴직금지급규정의 제정이 불이익한 변경이 아니라고 잘못 판단한 위법이 있다고 할 수 없다. 그리고 위 퇴직금지급규정의 사회통념상의 합리성을 인정한 원심의 판단이 정당한 이상 근로자들의 집단적 의사결정방법에 의한 동의가 있었는지의 여부에 관한 원심의 부가적 판단에 어떠한 위법이 있다는 사유는 적법한 상고이유가 되지 못한다. 이 부분 상고이유도 모두 받아들일 수 없다.

3. 그러므로 상고를 기각하고 상고비용은 상고인인 원고의 부담으로 하기로 관여 법관의 의견이 일치되어 주문과 같이 판결한다.

대법관 이용우(재판장) 조무제 강신욱 이강국(주심)

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