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대법원 96다6967

Severance Pay (퇴직금) Case퇴직금

Decided1997. 08. 22. Court대법원Case reversed and remanded (파기환송) — the lower court's decision favoring the employee was overturned, with the Supreme Court ruling in favor of applying the employer's revised severance pay rate.
AI-generated English translation (summary, key points, decision summary and full text) for reference only — not an official translation and without legal effect. The Korean original below is authoritative.
AI Easy read — AI summary of this decision
AI-generated summary for reference only — the Korean original below is authoritative.

This Supreme Court (대법원) precedent addresses a situation where an employer unilaterally changed the severance pay (퇴직금) rate to the disadvantage of employees without their consent, and the labor union (노동조합) later signed a collective bargaining agreement (단체협약) accepting the changed rate. The Court held that once such an agreement is concluded, the revised, less favorable severance pay rate applies even to employees who were hired before the change and who did not individually consent to it.

Key takeaways
  • CaseThe company changed the severance pay (퇴직금) rate to employees' disadvantage without their consent, and the labor union (노동조합) later signed a collective bargaining agreement (단체협약) accepting the new rate.
  • OutcomeThe Supreme Court ruled that after the collective bargaining agreement was concluded, the revised, less favorable severance pay rate applies even to employees hired before the change.
  • LessonWhen employment rules (취업규칙) are unfavorably changed, whether the labor union subsequently ratifies the change through a collective bargaining agreement is the key factor determining whether existing employees are bound by it.
Issues
  • Whether a severance pay rate change made without the collective consent of the employee group is valid and enforceable under the employment rules (취업규칙) doctrine.
  • Whether a collective bargaining agreement (단체협약) later concluded by the labor union can affect the vested interests of employees hired before the agreement was signed.
Key reasoning

Under Korean labor law, an unfavorable change to the employment rules (취업규칙) is generally valid, but as a rule it does not bind existing employees who did not consent, meaning they remain entitled to the terms under the original rules. However, the Court reasoned that when a labor union later enters into a collective bargaining agreement (단체협약) that adopts the changed rate, this agreement governs all employees covered by the union, including those hired before the change. In other words, the union's subsequent ratification effectively extends the new, less favorable rate to existing employees as well, overriding their prior vested rights under the old rules. This reflects the principle that a properly executed collective bargaining agreement can modify even previously acquired employment conditions for union-represented workers.

Summary of Decision (English, AI translation)

A collective agreement (단체협약) is an agreement concluded between a labor union and an employer or an employer's association concerning matters arising from working conditions and other labor-management relations. Where a labor union concludes a collective agreement with the employer's side that retroactively consents to or approves the criteria for determining existing working conditions such as wages, working hours, and retirement allowances, the effect of such consent or approval arises with respect to the union members or employees who, after the collective agreement takes effect, work for the enterprise and become subject to the agreement. Accordingly, even in a case where, among the provisions of the rules of employment (취업규칙), a change to the provision on the retirement allowance payment rate is disadvantageous to employees, and the employer made the change without obtaining the consent of the employees through a method of collective decision-making, such that the former retirement allowance payment rate must be applied to existing employees whose vested interests would otherwise be infringed by the change, if the labor union concludes a collective agreement with the employer's side providing that the changed retirement allowance payment rate shall be followed, then, in principle, regardless of whether it was known that the former retirement allowance payment rate should apply to the existing employees whose vested interests would be infringed, the changed retirement allowance payment rate must be applied even to the existing employees who become subject to that agreement.

Full text (English, AI translation) 7,891 chars

[Plaintiff, Appellee]

[Defendant, Appellant] Korea Institute of Industrial Design Promotion (Attorney Lee Young-gyu, Counsel for the defendant)

[Judgment Below] Seoul High Court Decision 95Na12578 rendered on December 21, 1995

[Order]

The part of the judgment below against the Defendant is reversed, and this part of the case is remanded to the Seoul High Court.

[Reasoning]

The grounds of appeal of the Defendant's litigation representative are examined.

1. A collective agreement is an agreement concluded by a labor union with an employer or an employer's association concerning working conditions and other matters arising from labor-management relations. Where a labor union concludes a collective agreement with the employer's side that retroactively consents to or ratifies the existing standards for determining working conditions such as wages, working hours, and retirement allowances, the effect of such consent or ratification shall arise with respect to union members or workers who work for the enterprise after the collective agreement comes into effect and who become subject to the application of that agreement (see this Court's Decision 91Da34073 rendered on July 24, 1992). Accordingly, even in a case where a provision of the rules of employment concerning the rate of retirement allowance payment is amended disadvantageously to workers without obtaining the consent of the workers through a collective decision-making method, such that the former retirement allowance payment rate should be applied to existing workers whose vested interests are infringed thereby, if the labor union concludes a collective agreement with the employer's side to the effect that the amended retirement allowance payment rate shall be followed, then, in principle, the amended retirement allowance payment rate shall also apply to the existing workers who become subject to that agreement, regardless of whether it was known that the former retirement allowance payment rate should be applied to the existing workers whose vested interests are infringed thereby.

2. According to the reasoning of the judgment below, the court below, comprehensively considering the evidence presented, found the following facts: that the Plaintiffs joined the Defendant as employees between November 14, 1970 and June 1, 1980, worked there, and retired between February 10, 1992 and March 31, 1994; that the Defendant, since its establishment on March 6, 1969, had a provision in its employee remuneration regulations providing for the payment of retirement allowances to retiring employees calculated by multiplying the average wage by a retirement allowance payment rate based on a high progressive rate according to years of service (hereinafter referred to as the "former regulations"), but on January 1, 1981, amended the employee remuneration regulations without obtaining the consent of the workers through a collective decision-making method, thereby lowering the retirement allowance payment rate (hereinafter referred to as the "amended regulations"); that the Defendant's labor union, in concluding the 1991 collective agreement with the Defendant, in advance placed as one of the key provisions of the collective agreement a clause stating that "the retirement allowance payment rate shall follow the regulations of the Institute," and concluded the collective agreement with the Defendant containing the above content on December 2, 1991, which took effect from that date; that at the time of the conclusion of the collective agreement, 139 of the Defendant's total of 273 employees were union members; and that the Defendant paid retirement allowances calculated pursuant to the amended regulations to the Plaintiffs who retired after the collective agreement took effect. Having found these facts, the court below determined that the provision of the amended regulations concerning the retirement allowance payment rate was amended disadvantageously to the workers without obtaining the consent of the workers through a collective decision-making method, and thus was invalid as to the existing workers who had joined before the amendment, such that the former regulations remained valid; and that since there was no evidence to establish that the Defendant's labor union, at the time of concluding the collective agreement on December 2, 1991, knew that the provision of the amended regulations concerning the retirement allowance payment rate was invalid and nevertheless concluded the collective agreement with the above content, it could not be found that the union had retroactively ratified the validity of the provision of the amended regulations concerning the retirement allowance payment rate, or had consented to recognizing the effect of the amended regulations regardless of their validity or invalidity. On this basis, the court below determined that the Defendant was obligated to pay the Plaintiffs the difference between the retirement allowance calculated pursuant to the former regulations and the retirement allowance already paid.

3. However, even if the Defendant amended the rules of employment disadvantageously to the workers without obtaining the consent of the workers through a collective decision-making method, the amendment of the rules of employment is nonetheless valid, and the rules of employment having current normative effect are the amended rules of employment; it is only that, as to existing workers whose vested interests would be infringed, the former rules of employment shall apply (see this Court's en banc Decision 91Da45165 rendered on December 22, 1992). Meanwhile, if the facts are as found by the court below, then, by concluding a collective agreement providing that "the retirement allowance payment rate shall follow the regulations of the Institute," the Defendant's labor union must be deemed to have retroactively consented to the application of the retirement allowance payment rate under the amended regulations—which had normative effect at the time of the conclusion of the collective agreement—even to existing workers who had joined before the amendment of the rules of employment and who become subject to the above collective agreement. Therefore, regardless of whether it was known, at the time of the conclusion of the collective agreement, that the amended regulations' retirement allowance payment rate did not apply to existing workers, the amended regulations should be applied in calculating the retirement allowances of the Plaintiffs who retired after the above collective agreement took effect (provided that, according to Article 11 of the amended regulations, the retirement allowance calculation standard under the amended regulations applies only to periods of service on and after August 1, 1983, and separate calculation standards are provided for the period of service on and before December 31, 1980, and for the period of service from January 1, 1981 to July 31, 1983; accordingly, these standards must be followed in calculating the Plaintiffs' retirement allowances).

Nevertheless, the court below determined that the former regulations should be applied in calculating the Plaintiffs' retirement allowances, and thus the judgment below contains an error of law based on a misunderstanding of the legal principles concerning the labor union's consent to the disadvantageous amendment of rules of employment and the effect of the collective agreement. The ground of appeal pointing out this error is well-founded.

4. Therefore, the part of the judgment below against the Defendant is reversed, and this part of the case is remanded to the court below. This judgment is rendered as stated in the Order by the unanimous opinion of the participating Justices.

Justice Song Jin-hoon (Presiding Justice), Justice Cheon Gyeong-song, Justice Ji Chang-gwon (Justice in charge), Justice Shin Seong-taek

【판결요지】

단체협약은 노동조합이 사용자 또는 사용자 단체와 근로조건 기타 노사관계에서 발생하는 사항에 관하여 체결하는 협정으로서, 노동조합이 사용자측과 기존의 임금, 근로시간, 퇴직금 등 근로조건을 결정하는 기준에 관하여 소급적으로 동의하거나 이를 승인하는 내용의 단체협약을 체결한 경우에 그 동의나 승인의 효력은 단체협약이 시행된 이후에 그 사업체에 종사하며 그 협약의 적용을 받게 될 노동조합원이나 근로자들에 대하여 생기므로, 취업규칙 중 퇴직금 지급률에 관한 규정의 변경이 근로자에게 불이익함에도 불구하고 사용자가 근로자의 집단적 의사결정 방법에 의한 동의를 얻지 아니한 채 변경을 함으로써 기득이익을 침해하게 되는 기존의 근로자에 대하여는 종전의 퇴직금 지급률이 적용되어야 하는 경우에도 노동조합이 사용자측과 변경된 퇴직금 지급률을 따르기로 하는 내용의 단체협약을 체결한 경우에는, 기득이익을 침해하게 되는 기존의 근로자에 대하여 종전의 퇴직금 지급률이 적용되어야 함을 알았는지 여부에 관계없이 원칙적으로 그 협약의 적용을 받게 되는 기존의 근로자에 대하여도 변경된 퇴직금 지급률이 적용되어야 한다.

【참조조문】

구 근로기준법(1997. 3. 13. 법률 제5309호로 제정되기 전의 것) 제95조 제1항( 현행 근로기준법 제97조 제1항 참조), 구 노동조합법(1996. 12. 31. 법률 제5244호로 폐지) 제36조( 현행 노동조합및노동관계조정법 제33조 참조)

【참조판례】

대법원 1992. 7. 24. 선고 91다34073 판결(공1992, 2516), 대법원 1992. 12. 22. 선고 91다45165 전원합의체 판결(공1993상, 546), 대법원 1995. 4. 21. 선고 93다8870 판결(공1995상, 1930), 대법원 1997. 6. 10. 선고 95다34316 판결(공1997하, 2121)

【주문】·【이유】 전문 2,780자 · 펼쳐 보기

【원고,피상고인】

【피고,상고인】 한국산업디자인진흥원 (소송대리인 변호사 이영규)

【원심판결】 서울고법 1995. 12. 21. 선고 95나12578 판결

【주문】

원심판결 중 피고 패소 부분을 파기하고 이 부분 사건을 서울고등법원에 환송한다.

【이유】 피고 소송대리인의 상고이유를 본다.

1. 단체협약은 노동조합이 사용자 또는 사용자 단체와 근로조건 기타 노사관계에서 발생하는 사항에 관하여 체결하는 협정으로서, 노동조합이 사용자측과 기존의 임금, 근로시간, 퇴직금 등 근로조건을 결정하는 기준에 관하여 소급적으로 동의하거나 이를 승인하는 내용의 단체협약을 체결한 경우에 그 동의나 승인의 효력은 단체협약이 시행된 이후에 그 사업체에 종사하며 그 협약의 적용을 받게 될 노동조합원이나 근로자들에 대하여 생긴다고 할 것이므로( 당원 1992. 7. 24. 선고 91다34073 판결 참조), 취업규칙 중 퇴직금 지급률에 관한 규정의 변경이 근로자에게 불이익함에도 불구하고 사용자가 근로자의 집단적 의사결정 방법에 의한 동의를 얻지 아니한 채 변경을 함으로써 기득이익을 침해하게 되는 기존의 근로자에 대하여는 종전의 퇴직금 지급률이 적용되어야 하는 경우에도 노동조합이 사용자측과 사이에 변경된 퇴직금 지급률을 따르기로 하는 내용의 단체협약을 체결한 경우에는 기득이익을 침해하게 되는 기존의 근로자에 대하여 종전의 퇴직금 지급률이 적용되어야 함을 알았는지 여부에 관계없이 원칙적으로 그 협약의 적용을 받게 되는 기존의 근로자에 대하여도 변경된 퇴직금 지급률이 적용되어야 할 것이다.

2. 원심판결 이유에 의하면, 원심은 그 거시 증거들을 종합하여, 원고들은 1970. 11. 14.부터 1980. 6. 1. 사이에 피고의 직원으로 입사하여 근무하다가 1992. 2. 10.부터 1994. 3. 31. 사이에 퇴직한 사실, 피고는 1969. 3. 6. 설립 이후 직원보수규정에서 퇴직하는 직원에게 평균임금에 근속연수에 따른 고율의 누진율에 의한 퇴직금 지급률을 곱하여 산출한 퇴직금을 지급하는 규정(이하 구 규정이라 한다)을 두었다가, 1981. 1. 1. 근로자 집단의 집단적 의사결정 방법에 의한 동의 없이 직원보수규정을 개정하여 퇴직금 지급률을 인하한 사실(이하 개정 규정이라 한다), 피고의 노동조합은 피고와 사이에 1991. 단체협약을 체결함에 있어 미리 단체협약 중점안의 하나로 "퇴직금 지급률은 개발원의 규정에 따른다."는 조항을 두고, 1991. 12. 2. 피고와 위와 같은 내용의 단체협약을 체결하여 그 때부터 시행하게 되었는데, 단체협약 당시 피고의 총직원 273명 중 139명이 노동조합원이었던 사실, 피고는 위 단체협약 시행 이후에 퇴직하는 원고들에게 개정 규정에 의하여 산출한 퇴직금을 지급한 사실을 인정한 다음, 개정 규정 중 퇴직금 지급률에 관한 조항은 근로자 집단의 집단적 의사결정 방법에 의한 동의 없이 근로자들에게 불이익하게 변경된 것이므로 개정 전에 입사한 기존의 근로자들에게는 효력이 없어 구 규정이 유효하고, 피고의 노동조합이 1991. 12. 2. 단체협약 체결 당시 개정 규정의 퇴직금 지급률에 관한 조항이 무효라는 점을 알면서 위와 같은 단체협약을 체결하였다고 인정할 증거가 없으므로, 개정 규정 중 퇴직금 지급률에 관한 조항의 효력을 소급적으로 추인하였다거나 개정 규정이 유·무효 간에 그 효력을 인정하기로 동의한 것으로 볼 수 없다는 이유로, 피고는 원고들에게 구 규정에 의하여 산출한 퇴직금과 이미 지급한 퇴직금과의 차액을 지급할 의무가 있다고 판단하였다.

3. 그러나 피고가 근로자 집단의 집단적 의사결정 방법에 의한 동의를 얻지 아니하고 취업규칙을 근로자에게 불이익하게 변경하였다고 하더라도 취업규칙의 변경은 유효하여 현행의 법규적 효력을 가진 취업규칙은 변경된 취업규칙이고, 다만 기득이익을 침해하게 되는 기존의 근로자에 대하여는 종전의 취업규칙이 적용될 뿐이라 할 것이고( 당원 1992. 12. 22. 선고 91다45165 전원합의체 판결 참조), 한편 사실관계가 원심이 인정한 바와 같다면 피고의 노동조합이 "퇴직금 지급률은 개발원의 규정에 따른다."는 내용의 단체협약을 체결함으로써 위 단체협약의 적용을 받게 되는 취업규칙 변경 전의 기존 근로자에 대하여도 단체협약 체결 당시의 법규적 효력을 가지는 개정 규정의 퇴직금 지급률을 적용하는 것에 대하여 소급적으로 동의한 것이라고 보아야 할 것이므로 단체협약 체결 당시 기존의 근로자에 대하여 개정 규정의 퇴직금 지급률이 적용되지 아니함을 알았는지 여부에 관계없이 위 단체협약이 시행된 이후에 퇴직하는 원고들에 대한 퇴직금을 산정함에 있어서는 개정 규정을 적용하여야 할 것이다(다만 개정 규정 제11조에 의하면 개정 규정에 의한 퇴직금 산정 기준은 1983. 8. 1. 이후의 재직기간에만 적용하고, 1980. 12. 31. 이전 재직기간 및 1981. 1. 1.부터 1983. 7. 31.까지의 재직기간에 대하여는 별도의 산정 기준을 규정하고 있으므로 원고들에 대한 퇴직금을 산정함에 있어서는 이에 따라야 할 것이다).

그럼에도 불구하고 원심은 원고들에 대한 퇴직금을 산정함에 있어서 구 규정을 적용하여야 한다고 판단하였으니 원심판결에는 취업규칙 불이익변경에 관한 노동조합의 동의 및 단체협약의 효력에 관한 법리오해의 위법이 있다 할 것이고, 이 점을 지적하는 상고논지는 이유가 있다.

4. 그러므로 원심판결 중 피고 패소 부분을 파기하고 이 부분 사건을 원심법원에 환송하기로 하여 관여 법관의 일치된 의견으로 주문과 같이 판결한다.

대법관 송진훈(재판장) 천경송 지창권(주심) 신성택

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Cross-check the original: 국가법령정보센터 (auxiliary link)