Workbear재주넘는곰
대법원 77다355

Severance Pay (퇴직금) Case퇴직금

Decided1977. 07. 26. Court대법원Case remanded (파기환송) — the lower court's decision favoring the employer's reliance on individual consent was overturned, effectively favoring the worker's position on collective consent requirements
AI-generated English translation (summary, key points, decision summary and full text) for reference only — not an official translation and without legal effect. The Korean original below is authoritative.
AI Easy read — AI summary of this decision
AI-generated summary for reference only — the Korean original below is authoritative.

A company unilaterally changed its severance pay (퇴직금) rules under its employment rules (취업규칙) in a way that disadvantaged workers, and obtained individual consent from an employee for the change. The Supreme Court held that such individual consent does not validate a disadvantageous change to employment rules; instead, valid modification requires the collective consent of the workforce, obtained either through the labor union (노동조합) or a majority of the employees.

Key takeaways
  • CaseA company changed its severance pay (퇴직금) rules to the disadvantage of workers, claiming validity based on an individual employee's consent.
  • OutcomeThe Supreme Court ruled that individual consent alone is insufficient; a disadvantageous change to employment rules is valid only with the collective consent of the labor union or a majority of employees.
  • LessonEmployers must obtain collective consent—from a labor union or a majority of employees—before making disadvantageous changes to employment rules (취업규칙); individual consent is not enough.
Issues
  • Who must give consent for a disadvantageous change to employment rules (취업규칙) to be valid
  • Whether an individual employee's consent alone can validate such a change
Key reasoning

Under the Labor Standards Act (근로기준법), employment rules (취업규칙) are meant to apply uniformly and consistently to all employees within a workplace. Because of this uniform and protective character, any change that disadvantages workers cannot be left to individual bargaining power, which is inherently weaker than the employer's. Therefore, disadvantageous changes require a collective decision-making process—consent from the labor union or from a majority of the workers—rather than consent obtained from employees individually. Allowing individual consent to suffice would undermine the protective purpose of the law and could result in unequal treatment among employees under the same rules.

Summary of Decision (English, AI translation)

a. The rules of employment (취업규칙) are given normative force under the Labor Standards Act (근로기준법), which compels their preparation for the purpose of protecting workers. Therefore, in order to change the rules of employment in a manner disadvantageous to workers, the consent of the group of workers who were subject to the previous rules of employment, obtained through a collective decision-making method, is required.

b. In the absence of such consent by the group of workers, the disadvantageous change to the rules of employment is not effective even as against an individual worker who has personally consented thereto.

Full text (English, AI translation) 8,163 chars

[Plaintiff, Appellant] Choi Kyu-seong, Attorney Cho Jeong-je as counsel
[Defendant, Appellee] Korea Coal Corporation (대한석탄공사), Attorneys Kang Seo-ryong and Gye Chang-eop as counsel
[Original Judgment] Seoul High Court Decision 76Na2596 rendered on February 10, 1977

[Order]

The original judgment is reversed, and the case is remanded to the Seoul High Court.

[Reasoning]

The Court examines the grounds of appeal raised by the Plaintiff.

According to the original judgment, the court below rejected the Plaintiff's counsel's argument that the Defendant's special measures dated January 5, 1972 (Seokgong-Chongno 1240-5) and March 12, 1973 (Seokgong-Chongno 1240-314) concerning the calculation of retirement allowances (measures which lowered the standard for calculating the number of payment days by providing that, notwithstanding the previous progressive-day-rate provisions, the number of payment days for the period of continuous service after the last day of the month in which the amount calculated by multiplying the number of payment days under the previous retirement allowance regulations by the average wage came closest to 5,500,000 won would be set at 30 days per year) unilaterally and disadvantageously altered the working conditions under the previous retirement allowance regulations, which had become part of the employment contract, without hearing the opinions of the labor union or of a representative of the majority of the workers and without reporting this to the Labor Office, as required under Articles 94 and 95 of the Labor Standards Act (근로기준법), and that therefore, even if the Plaintiff had expressed consent thereto, such measures were void as being in violation of the collective agreement and the previous rules of employment.

The court below rejected this argument, holding as follows: rules of employment concerning working conditions, etc., are originally private autonomous rules of a discretionary nature; even if the Defendant, in implementing the above special measures, failed to hear the opinions of the labor union or of a representative of the majority of the workers and failed to carry out the reporting procedure to the Labor Office, this may result in sanctions under the Labor Standards Act, but it cannot be interpreted as negating the general validity of the rules of employment as such; rather, only where the amended rules of employment unilaterally alter, to the disadvantage of the workers, the previous rules of employment which have already become part of the employment contract, does such amendment become ineffective in relation to the employment contract unless the consent of the worker concerned, or consent through labor-management consultation, is obtained; since the Plaintiff consented to the amendment of the retirement allowance regulations made by the above special measures, the Plaintiff's argument that the number of payment days under the previous retirement allowance regulations should apply cannot be accepted.

However, rules of employment are drawn up by the employer, based on the employer's right to manage the enterprise, in order to uniformly and consistently establish the standards for workers' service discipline and working conditions within the workplace; and since the Labor Standards Act, in light of the reality of subordinate labor relations, mandates the preparation of such rules and confers upon them the character of legal norms as part of its purpose of protecting and strengthening the position of workers, who are in a substantively unequal position, and of protecting and improving their basic livelihood, it is in principle the employer who holds the authority to draw up and amend the rules of employment. However, where an amendment to the rules of employment unilaterally alters the content of existing working conditions to the disadvantage of the workers, the consent of the group of workers subject to the previous rules of employment, obtained through a method of collective decision-making by that group, is required. As for the method of obtaining such consent, where there exists a labor union organized by a majority of the workers, the consent of that union is required; where no such union exists, the consent of a majority of the workers obtained through a meeting-style procedure is required; without such consent, the amendment cannot have effect as a valid amendment of the rules of employment, and therefore, even as to a worker who individually consented to such amendment of the rules of employment, the amendment has no effect on that worker either.

The reason is as follows: for an employer unilaterally to alter existing working conditions to the disadvantage of workers is impermissible in light of the protective spirit of the Labor Standards Act as noted above, the principle of protection of vested rights, and the provision of Article 3 of the Labor Standards Act, which requires that working conditions be determined by the free will of the worker and the employer standing on equal footing. Moreover, if it were held that such a disadvantageous amendment is effective as against a worker who individually consented thereto, but ineffective as against a worker who did not consent, this would mean that, contrary to the basic premise of all labor-management relations statutes—namely that workers attain a position substantively equal to that of the employer only when acting collectively—the employer, standing in a substantively superior and unequal position, could easily conclude, in the form of an amendment to the rules of employment, individual employment contracts falling short of the existing rules of employment with individual workers. This would render Article 98 of the Labor Standards Act—which provides that an employment contract setting working conditions below the standards prescribed in the rules of employment is void only as to that portion, and that the void portion shall be governed by the standards set forth in the rules of employment, thereby establishing the rules of employment as a minimum standard—effectively meaningless in practice, and would also result in the practical coexistence of multiple sets of rules of employment within a single workplace, contrary to the necessity for uniform and consistent application of the rules of employment as legal norms. Furthermore, it is also appropriate, as a general procedure for amending legal norms applicable to a group, that an amendment to legal norms applicable to a group be made effective as to the group as a whole only upon obtaining the consent of the group through a collective decision.

Moreover, in the present case, Article 44 of the collective agreement between the Defendant and the labor union provides that retirement allowances shall be paid to retiring union members in accordance with standards determined by agreement between labor and management; accordingly, it follows that any amendment to the retirement allowance regulations enacted pursuant thereto must also be made through agreement between labor and management, and an amendment to the retirement allowance regulations made without such agreement must be held void under Article 36 of the Trade Union Act (노동조합법). It is clear from the record that there is no dispute between the parties that the Defendant's above special measures were not made through agreement between labor and management; therefore, if the Plaintiff is subject to the above collective agreement, the validity of the amendment to the retirement allowance regulations effected by the above special measures cannot be recognized on this ground as well.

In conclusion, the original judgment cannot but be found to contain an error of misapprehending the legal principles under the Labor Standards Act and the Trade Union Act concerning the amendment of rules of employment and the effect of collective agreements. Therefore, the argument is well-founded, and by the unanimous opinion of the participating Justices, the original judgment is reversed and the case is remanded, and it is decided as stated in the Order.

Justice Yang Byeong-ho (Presiding Justice), Ju Jae-hwang, Im Hang-jun, Ra Gil-jo

【판결요지】

가. 취업규칙은 근로기준법이 근로자 보호의 목적으로 그 작성을 강제하고 이에 법규범성을 부여한 것이므로 이를 근로자에게 불이익하게 변경하려면 종전 취업규칙의 적용을 받고 있던 근로자 집단의 집단의사결정방법에 의한 동의를 요한다.

나. 근로자 집단의 위 동의가 없는 한 취업규칙의 불이익한 변경에 대하여 개인적으로 동의한 근로자에 대하여도 그 효력이 없다.

【참조조문】

근로기준법 제94조, 제95조, 노동조합법 제36조

【주문】·【이유】 전문 2,810자 · 펼쳐 보기

【원고, 상고인】 최규성 소송대리인 변호사 조정제

【피고, 피상고인】 대한석탄공사 소송대리인 변호사 강서룡, 계창업

【원 판 결】 서울고등법원 1977.2.10. 선고 76나2596 판결

【주 문】

원판결을 파기하고, 사건을 서울고등법원에 환송한다.

【이 유】 원고의 상고이유를 판단한다.

원판결에 의하면 원심은 원고 소송대리인의 피고의 1972.1.5자 석공총노 1240-5, 1973.3.12자 석공총노 1240-314 퇴직금 계산에 관한 특별조치 (종전의 퇴직금 규정에 따라 계산한 지급일수에 평균임금을 곱한 금액이 5,500,000원에 가장 가깝게 되는 달의 마지막날 이후의 근속기간에 대한 지급일수는 종전 누진적일수 규정에 불구하고 1년에 30일로 하겠금 지급일수 산정기준을내린 조치)는 근로기준법 제94조 및 제95조의 규정에 따라 노동조합이나 근로자의 과반수의 대표를 통한 의견을 청취하고 이를 노동청에 신고한바 없이 근로계약의 내용이 되어있는 종전의 취업규칙인 퇴직금 규정상의 근로조건을 일방적으로 불이익하게 변경한 것이므로 설사 원고가 이에 승복하는 의사표시를 하였다 하더라도 이는 단체협약 및 종전의 취업규칙에 위배되어 무효라는 주장에 대하여 근로 조건등에 관한 취업규칙은 원래 사법적 자치규칙으로 임의적 성격을 가진 것으로서 피고가 위의 특별조치에 있어 노동조합 또는 근로자 과반수의 대표를 통하여 의견을 청취한 바가 없고 노동청에 대한 신고절차를 이행하지 아니하였다 하더라도 이에 대하여 근로기준법상의 제재를 받는것은 별론으로 하고 이로 말미암아 취업규칙으로서의 일반적 효력이 부정되는 것이라고는 해석되지 아니하고 다만 개정취업규칙이 이미 근로계약의 내용이 되어 있는 종전의 취업규칙을 근로자에게 불리하게 일방적으로 변경하는 내용일때 한하여 위 근로계약과의 관계에 있어서 당해 근로자의 동의 또는 노사협의에 의한 동의가 없으면 그 효력이 없는것에 불과하다고 할것인바 원고는 위 특별조치에 의한 퇴직금 규정의 변경에 동의하였으므로 종전의 퇴직금 규정에 의한 지급일수가 적용되어야 한다는 주장은 받아들일수 없다고 배척하였다.

그러나 취업규칙은 사용자가 기업경영권에 기하여 사업장에 있어서의 근로자의 복무규율이나 근로 조건의 기준을 획일적 통일적으로 정립하기 위하여 작성하는 것으로서 이는 근로기준법이 종속적 노동관계의 현실에 입각하여 실질적으로 불평등한 근로자의 입장을 보호강화하여 그들의 기본적 생활을 보호향상시키려는 목적의 일환으로 그 작성을 강제하고 이에 법규범성을 부여한 것이라고 볼 것이므로 원칙적으로 취업규칙의 작성변경권은 사용자에게있다 할 것이나 취업규칙의 변경에 의하여 기존 근로조건의 내용을 일방적으로 근로자에게 불이익하게 변경하려면 종전 취업규칙의 적용을 받고있던 근로자 집단의 집단의사결정 방법에 의한 동의를 요한다고 할 것이며 그 동의방법은 근로자 과반수로 조직된 노동조합이 있는 경우에는 그 조합의 그와같은 조합이 없는 경우에는 근로자들의 회의방식에 의한 과반수의 동의가 없는한 취업규칙의 변경으로서의 효력을 가질 수 없고 따라서 그러한 취업규칙변경에 대하여 개인적으로 동의한 근로자에 대하여도 효력이 없는 것이라고할 것이다. 왜냐하면 기존근로조건의 내용을 사용자가 일방적으로 근로자에게 불이익하게 변경하는 것은 위의 근로기준법의 보호법으로서의 정신과 기득권 보호의 원칙 및 근로조건은 근로자와 사용자가 동등한 지위에서 자유의사에 의하여 결정되어야 한다는 근로기준법 제3조의 규정상 허용될 수 없다 할 것이고, 그렇다고 하여 만약 취업규칙의 불이익한 변경에 개인적으로 동의한 근로자에 대하여는그 변경의 효력이 있고 동의하지 아니한 근로자에 대하여는 효력이 없다고 한다면 근로자는 단체로써 행동할 때 실질적으로 사용자와 대등한 입장에 서게 된다는 것이 모든 노사관계법의 기본입장이므로 사용자는 실질적으로 대등하지 아니한 우월한 지위에 서서 용이하게 취업규칙의 변경이란 형식으로 개별근로자에 대하여 기존 취업규칙에 미달되는 근로계약을 체결할 수 있게되어 취업규칙에 정한 기준에 미달되는 근로조건을 정한 근로계약은 그 부분에 한하여 무효로 하고 무효로 된 부분은 취업규칙에 정한 기준에 의한다 하여 취업규칙상의 기준을 최저기준으로 규정한 근로기준법 제98조를 사실상 무의미하게 만드는 결과가 되고 또한 한개의 사업장에 다수의 취업규칙이 사실상 병존하는 것과 같은 결과가 되어 취업규칙의 규범으로서의 획일적, 통일적 적용의 필요성에도 위배된다 할 것이며 집단에 적용되는 법규범의 변경에는 집단적 의사에 의한 동의를 얻게 함으로서 집단전체에 그 효력을 미치게 함은 일반법규범의 변경절차로서도 타당하기 때문이다. 더구나 본건에 있어서 피고와 노동조합간의 단체협약 제44조에 의하면 퇴직하는 조합원에게 노사합의하에 정한 기준에 따라 퇴직금을 준다고 규정하고 있으므로 이에 따라 제정된 퇴직금 규정의 개정에 있어서도 노사간의 합의를 거쳐야 된다고 볼 것이고 이를 거치지 않은 퇴직금 규정의 변경은 노동조합법 제36조의 규정상무효라고 보아야 할 것인바 피고의 위 특별조치가 노사간의 합의를 거치지 않은 것임은 당사자 사이에 다툼이 없음이 기록상 명백하므로 원고가 위 단체협약의 적용을 받는다면 이점에서 보아도 위 특별조치에 의한 퇴직금 규정의 변경의 효력을 인정할 수 없다.

결국 원심판결에는 취업규칙의 변경과 단체협약의 효력에 관하여 근로기준법 및 노동조합법의 법리를 오해한 위법이 있다고 아니할 수 없으므로 논지는 이유 있어 관여법관의 일치된 의견으로 원판결을 파기환송하기로 하여 주문과 같이 판결한다.

대법관 양병호(재판장) 주재황 임항준 라길조

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