Workbear재주넘는곰
대법원 92다13400

Confirmation of Invalidity of Dismissal, etc.해고무효확인등

Decided1992. 09. 22. Court대법원Employer won
AI-generated English translation (summary, key points, decision summary and full text) for reference only — not an official translation and without legal effect. The Korean original below is authoritative.
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AI-generated summary for reference only — the Korean original below is authoritative.

Where a collective bargaining agreement (단체협약) between a company and its labor union stipulated that 'personnel actions concerning union officers, etc., must be discussed with the union in advance,' the Supreme Court held that this prior consultation (사전협의) requirement also applies to disciplinary dismissal (징계해고). However, since the clause merely obligates the employer to give the union an opportunity to state its opinion, failure to conduct such prior consultation does not automatically render the disciplinary dismissal void.

Key takeaways
  • CaseThe company disciplinarily dismissed a union officer without holding the prior consultation required under the collective bargaining agreement, and the union argued the dismissal was invalid due to this breach.
  • OutcomeThe Supreme Court ruled that the 'prior consultation' clause only requires giving the union a chance to state its opinion, so failing to hold it does not invalidate the dismissal.
  • LessonA 'prior consultation' clause in a collective bargaining agreement typically grants the union only a right to express opinions, not a right of consent, so failure to follow this procedure alone cannot block a disciplinary dismissal.
Issues
  • Whether the collective bargaining agreement's clause requiring 'prior consultation with the union on personnel actions concerning union officers' applies to disciplinary dismissal
  • The legal nature of 'prior consultation' and its effect on the validity of a disciplinary dismissal conducted without such consultation
Key reasoning

The Court reasoned that the 'prior consultation' clause in the collective bargaining agreement does not require the union's approval or consent for the personnel action to take effect. Rather, it merely obligates the employer to provide the union with an opportunity to express its opinion before taking action. Because the clause does not grant the union a veto or consent right, an employer's failure to hold such consultation is a procedural lapse but does not automatically invalidate the disciplinary dismissal. Thus, the legal effect of omitting prior consultation depends on the specific language and intent of the collective agreement, and here it was found insufficient to nullify the dismissal.

Summary of Decision (English, AI translation)

A. If a collective agreement (단체협약, dangyeol hyeobyak) concluded between a company and a labor union provides, as one of the personnel principles, that "with respect to personnel matters concerning the union's officers, executives, delegates, and full-time union officials, prior consultation shall be held with the union," then, since disciplinary action against an employee constitutes a personnel matter, the provision of the said collective agreement must be deemed applicable to disciplinary dismissal of the union's officers, executives, or delegates, absent special circumstances.

B. The "prior consultation" referred to in the collective agreement provision in Paragraph "A" above is different from a case where, with the intent to comprehensively restrict the company's personnel authority including its disciplinary authority, the agreement requires the company to obtain the union's approval or consent, or to make decisions through consultation with the union, thereby subjecting the exercise of the company's personnel authority to the concurring intent of both the company and the union. Rather, it is properly construed as merely requiring the company, with the intent of preventing the union's normal activities from being impeded due to the company's arbitrary exercise of personnel authority over the union's officers, executives, delegates, etc., to notify the union in advance of the content of personnel actions concerning the union's officers, etc., so as to give the union an opportunity to present its opinion necessary to ensure fairness in personnel matters, including disciplinary action, and to have the company consider the opinion presented by the union as reference material. Therefore, it cannot necessarily be said that a disciplinary dismissal of a union officer, etc., is invalid merely because it was carried out without going through such "prior consultation."

Full text (English, AI translation) 5,437 chars

[Plaintiffs, Appellants] Plaintiff 1 and 5 others
[Defendant, Appellee] Korea Tokyo Electronics Co., Ltd., Litigation Representative: Pacific Joint Law Office, Attorney-in-charge Kim In-seop and 2 others
[Lower Court Judgment] Busan High Court, Judgment rendered February 21, 1992, Case No. 91Na4188

[Order]

The appeal is dismissed in its entirety.
The costs of the appeal shall be borne by the Plaintiffs.

[Reasoning] The grounds of appeal are examined.
1. Article 20, Paragraph 2 of the Collective Agreement (단체협약) concluded between the Defendant Company and the labor union organized by workers belonging to the Defendant Company provides, as one of the principles of personnel administration, that "with respect to personnel matters concerning officers, executives, delegates, and full-time union officials of the union, prior consultation shall be held with the union." Since disciplinary action against a worker constitutes a personnel matter, the above provision of the Collective Agreement must, in principle, be deemed to apply to the disciplinary dismissal of the Plaintiffs, who were officers, executives, or delegates of the said labor union, absent special circumstances. (See this Court's Judgment of May 22, 1992, Case No. 91Da22100.)
Accordingly, the lower court's determination that the "personnel matters" referred to in Article 20, Paragraph 2 of the above Collective Agreement should be understood as referring only to general personnel matters not including disciplinary action, and that the said provision therefore does not apply to the disciplinary dismissal of the Plaintiffs, cannot be deemed correct.
2. However, the "prior consultation" referred to in Article 20, Paragraph 2 of the above Collective Agreement is to be understood, not as a provision intended to comprehensively restrict the Defendant Company's personnel authority, including its disciplinary authority, by requiring the Defendant Company to obtain the approval or consent of the labor union or to make decisions through consultation with the labor union such that the exercise of the Defendant Company's personnel authority would be made subject to the concurrence of the will of both the Defendant Company and the labor union, but rather, it is properly understood as being intended merely to prevent the normal activities of the labor union from being obstructed by the Defendant Company's arbitrary exercise of personnel authority over officers, executives, and delegates of the labor union, by requiring the Defendant Company to notify the labor union in advance of the content of personnel actions concerning union officers, etc., thereby giving the labor union an opportunity to present its views necessary to ensure fairness in personnel matters, including disciplinary matters, and allowing the views so presented by the labor union to be taken into consideration as reference material. Therefore, the fact that the disciplinary dismissal of the Plaintiffs in this case was carried out without going through such "prior consultation" does not necessarily mean that it is thereby rendered invalid (see this Court's Judgment of June 9, 1992, Case No. 91Da41477). The precedent cited in the argument is not applicable to this case.
3. Upon examination of the record, the lower court's factual findings are deemed proper and are accepted. In light of the reasons and circumstances of the Defendant Company's disciplinary dismissal of the Plaintiffs as found by the lower court, and considering that Plaintiff 1 was the chairperson of the labor union, Plaintiff 3 and Plaintiff 4 were vice-chairpersons, Plaintiff 2 was the secretary-general, Plaintiff 5 was the head of the education department, and Plaintiff 6 was a delegate thereof; that, with the exception of Plaintiff 4, they were detained and indicted in connection with this case and were sentenced to imprisonment with actual execution or imprisonment with suspended execution in the criminal trial, while Plaintiff 4 was subject to a wanted notice; and further considering the circumstances that, when the Defendant Company had previously disciplined a non-party who was then a delegate of the labor union, the Defendant Company had likewise interpreted the "personnel matters" under the above provision as general personnel matters and had not conducted prior consultation with the labor union, and that at that time the labor union raised no objection thereto, and Plaintiff 1, who was then the chairperson, attended the disciplinary committee proceedings and made representations therein — taking these circumstances together into consideration, the mere fact that the Defendant Company did not hold prior consultation with the labor union in disciplinarily dismissing the Plaintiffs in this case cannot, by itself, render the disciplinary action void as a matter of course.
4. Accordingly, the lower court's conclusion rejecting the Plaintiffs' assertion that the disciplinary dismissal of the Plaintiffs was in violation of the above provision of the Collective Agreement and therefore void is justified, and the arguments on this point are without merit.
Therefore, the appeal is dismissed in its entirety, and the costs of the appeal are to be borne by the losing parties, this judgment being rendered as set forth in the Order by the unanimous opinion of the participating Justices.

Justice Choi Jong-young (Presiding Justice), Lee Hoi-chang, Bae Man-woon, Kim Seok-su

【판결요지】

가. 회사와 노동조합 사이에 체결된 단체협약에서 인사원칙의 하나로서 "조합의 임원, 간부, 대의원, 전임자에 대한 인사에 관하여는 사전에 조합과 협의하여야 한다"고 규정하였다면, 근로자에 대한 징계는 인사사항에 관한 것이므로 위 노동조합의 임원이나 간부 또는 대의원에 대한 징계해고에 관하여는 특별한 사정이 없는 한 위 단체협약의 조항이 적용된다고 보아야 한다.

나. 위 "가"항의 단체협약 규정에서 말하는 ‘사전협의’는 회사의 징계권을 포함한 인사권을 전반적으로 제한하려는 취지에서 회사로 하여금 노동조합의 승인 또는 동의를 얻거나 노동조합과 협의하여 결정하도록 규정하여 회사의 인사권 행사를 회사와 노동조합의 합치된 의사에 따르게 하는 경우와는 달라, 노동조합의 임원, 간부, 대의원 등에 대한 회사의 자의적인 인사권 행사로 인하여 노동조합의 정상적인 활동이 저해되는 것을 방지하려는 취지에서 회사로 하여금 노동조합의 임원 등에 대한 인사의 내용을 노동조합에 미리 통지하도록 하여 노동조합에게 징계를 포함한 인사의 공정을 기하기 위하여 필요한 노동조합측의 의견을 제시할 기회를 주고 노동조합으로부터 제시된 의견을 참고자료로 고려하게 하는 정도에 지나지 않는 것이라고 봄이 상당하므로, 노동조합 임원 등에 대한 징계해고가 위와 같은 ‘사전협의’를 거치지 아니한 채 행하여졌다고 하여 반드시 그 효력이 없는 것이라고 할 수는 없다.

【참조조문】

근로기준법 제27조 제1항

【참조판례】

가. 대법원 1992. 5. 22. 선고 91다22100 판결(공1992,1959) / 나.대법원 1992. 4. 14. 선고 91다4775 판결(공1992,1554), 1992. 6. 9. 선고 91다41477 판결(공1992,2117)

【주문】·【이유】 전문 1,826자 · 펼쳐 보기

【원고, 상고인】 원고 1 외 5인

【피고, 피상고인】 한국동경전자 주식회사 소송대리인 태평양합동법률사무소 담당변호사 김인섭 외 2인

【원심판결】 부산고법 1992. 2. 21. 선고 91나4188 판결

【주 문】

상고를 모두 기각한다.

상고비용은 원고들의 부담으로 한다.

【이 유】 상고이유를 본다.

1. 피고 회사와 피고 회사 소속 근로자들로 조직된 노동조합 사이에 체결된 단체협약 제20조 제2항은 인사원칙의 하나로서 "조합의 임원, 간부, 대의원, 전임자에 대한 인사에 관하여는 사전에 조합과 협의하여야 한다"고 규정하였는바, 근로자에 대한 징계는 인사사항에 관한 것이므로 위 노동조합의 임원이나 간부 또는 대의원인 원고들에 대한 징계해고에 관하여는 특별한 사정이 없는 한 위의 단체협약의 조항이 적용된다고 보아야 할 것이다. (당원 1992.5.22. 선고 91다22100 판결 참조)

그러므로 원심이 위 단체협약 제20조 제2항의 인사는 징계를 포함하지 아니하는 일반 인사만을 의미한다고 봄이 상당하다는 이유로, 원고들에 대한 징계해고에 관하여는 위 조항의 적용이 없다는 취지의 판단을 한 것은 옳다고 할수 없다.

2. 그러나 위 단체협약 제20조 제2항에서 말하는 "사전협의"는 피고 회사의 징계권을 포함한 인사권을 전반적으로 제한하려는 취지에서 피고 회사로 하여금 노동조합의 승인 또는 동의를 얻거나 노동조합과 협의하여 결정하도록 규정하여 피고 회사의 인사권 행사를 피고 회사와 노동조합의 합치된 의사에 따르게 하는 경우와는 달라, 노동조합의 임원, 간부, 대의원 등에 대한 피고 회사의 자의적인 인사권 행사로 인하여 노동조합의 정상적인 활동이 저해되는 것을 방지하려는 취지에서 피고 회사로 하여금 노동조합의 임원 등에 대한 인사의 내용을 노동조합에 미리 통지하도록 하여 노동조합에게 징계를 포함한 인사의 공정을 기하기 위하여 필요한 노동조합측의 의견을 제시할 기회를 주고 노동조합으로부터 제시된 의견을 참고자료로 고려하게 하는 정도에 지나지 않는 것이라고 봄이 상당하므로, 원고들에 대한 이 사건 징계해고가 위와 같은 "사전협의"를 거치지 아니한 채 행하여졌다고 하여 반드시 그 효력이 없는 것이라고 할 수는 없다고 할 것이다(당원 1992.6.9. 선고 91다41477 판결 각 참조). 소론의 판례는 이 사건에 적절한 것이 아니다.

3. 기록을 살펴보면 원심의 사실인정은 정당한 것으로 수긍되는 것인바, 원심이 인정한 피고 회사가 원고들을 징계해고한 이유와 경위에 비추어 보고, 원고 1은 노동조합의 위원장이고 원고 3, 원고 4는 부위원장이었으며 원고 2는 사무국장, 원고 5는 교무부장, 원고 6은 그 대의원이었는데, 원고 4를 제외하고는 이 사건과 관련하여 구속 기소되어 재판에서 징역형의 실형 또는 집행유예의 선고를 받았으며 원고 4는 수배되어 있었던 사정과, 피고 회사가 종전에 노동조합의 대의원이던 소외인을 징계할 때에도 위 조항의 인사를 일반인사로 해석하여 노동조합과 사전협의를 거치지 아니하였는데 이때에 노동조합에서 이의를 제기하지 아니하고 위원장이던 원고 1이 그 상벌위원회에 참석하여 변론하였던 사정을 아울러 참작하여 보면, 피고 회사가 이 사건에서 원고들을 징계해고함에 있어 사전에 노동조합과 협의하지 아니하였다고 하여 이것만 가지고 그 징계가 당연무효라고 할 수는 없다.

4. 그렇다면 원고들에 대한 징계해고가 위 단체협약의 조항에 위반되어 무효라는 원고들의 주장을 배척한 원심의 판단결과는 정당하고, 논지도 이유 없음에 돌아간다.

그러므로 상고를 모두 기각하고, 상고비용은 패소자들의 부담으로 하여 관여 법관의 일치된 의견으로 주문과 같이 판결한다.

대법관 최종영(재판장) 이회창 배만운 김석수

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