Workbear재주넘는곰
대법원 78다304

Confirmation of Invalidity of Dismissal Order, etc.해고처분무효확인등

Decided1979. 01. 30. Court대법원Employer won
AI-generated English translation (summary, key points, decision summary and full text) for reference only — not an official translation and without legal effect. The Korean original below is authoritative.
AI Easy read — AI summary of this decision
AI-generated summary for reference only — the Korean original below is authoritative.

This Supreme Court precedent established the legal principle that a disciplinary action (징계처분) taken without providing notice or an opportunity to explain (고지·변명 기회) is still valid, if the company's employment rules (취업규칙) do not specifically require such procedures. In this case, employees of Dong-A Ilbo newspaper were dismissed after participating in rallies, sit-ins, and work refusals, and the Court upheld the company's disciplinary dismissal as valid. The ruling clarified that disciplinary procedures must only be followed when explicitly required by the employment rules; if not specified, omitting them does not render the dismissal invalid.

Key takeaways
  • CaseEmployees of Dong-A Ilbo were dismissed after participating in rallies, sit-ins, and refusing to work, and they sought to have the dismissal declared invalid.
  • OutcomeThe Court ruled that if the company's employment rules (취업규칙) do not require disciplinary procedures like notice or an opportunity to explain, dismissal without such procedures is still valid.
  • LessonWorkers at companies whose employment rules do not clearly specify disciplinary procedures may not be entitled to procedural protections, so employees should be aware of this gap in protection.
Issues
  • Whether a disciplinary action is valid when the employer fails to follow procedural steps not required by employment rules
  • Whether dismissal for business/management reasons can be justified
  • Whether disciplinary action against collective work refusal is lawful
  • The legal effect of failing to follow proper procedures when amending employment rules
  • The principle of equal treatment in disciplinary actions
Key reasoning

The Court held that where the employment rules do not establish specific disciplinary procedures such as notice or an opportunity for the employee to explain, a disciplinary action taken without following such procedures is still legitimate. It reasoned that companies are not obligated to create procedural protections beyond what is written in their own employment rules. Furthermore, the Court found that collective work refusal and occupation of company facilities, especially during a time when the company faced an existential crisis, constituted valid grounds for disciplinary dismissal. This reasoning emphasizes that Korean labor law at the time gave employers significant discretion in disciplinary matters absent explicit internal rules.

Summary of Decision (English, AI translation)

If procedures concerning sanctions are prescribed in the rules of employment, etc., such procedures shall, in the absence of evidence to the contrary, be deemed a requirement for validity as demanded by justice; however, in a case where the company's disciplinary regulations do not provide for procedures such as notification of the facts constituting the grounds for disciplinary action and the granting of an opportunity to state a defense, a disciplinary action taken without following such procedures is also valid.

Full text (English, AI translation) 9,985 chars

[Plaintiffs, Appellants] Plaintiff 1 and 62 others, Litigation Counsel: Attorneys Kim Je-hyeong, Hwang In-cheol
[Defendant, Appellee] Dong-A Ilbo Co., Ltd., Litigation Counsel: Attorneys Park Seung-seo, Lee Jae-seong
[Original Decision] Seoul High Court Decision 76Na2374, dated January 9, 1978

[Order]

All appeals are dismissed. The costs of the appeal shall be borne by the Plaintiffs.

[Reasoning]

The Court determines the first ground of appeal raised by the Plaintiffs' litigation counsel.

According to the reasoning of the original decision, the court below, upon comprehensive consideration of the evidence it adopted, found the following facts: the Defendant Company's business performance deteriorated starting in 1970, and it continued to operate at a loss in 1973 and 1974; in late December 1974 (the reference to 1972 appears to be a clerical error), the Defendant Company faced a crisis threatening its very existence due to a wave of advertisement cancellations; accordingly, it reduced its executive staff and, as a first step, closed the one office and three departments referenced in the original judgment, whose business performance or necessity was minimal among the Defendant Company's various departments, and decided to reduce and dismiss the staff belonging thereto; pursuant to this, Plaintiff 1 and seven others were dismissed. The court below further found that the proposals by some employees for salary reductions or the proposal by outside social organizations to bear salary costs were merely temporary and idealistic measures that could not continue for a substantial period and could not serve as a fundamental solution to improve the Defendant Company's financial condition, and that the number of persons belonging to the abolished departments who were labor union branch officers or members of the Free Press Practice Special Committee was extremely small, as found in the original judgment; therefore, it is difficult to conclude that the Defendant Company abolished the organizational units for the purpose of dismissing the above Plaintiffs, and the court below lawfully rejected the Plaintiffs' arguments on this basis.

We find no error in the original decision such as a misapprehension of the legal principles concerning the Plaintiffs' arguments or "justifiable cause," incomplete deliberation, insufficiency of reasoning, or omission of judgment. Therefore, this argument is without merit.

The Court determines the second ground of appeal.

Upon comparing and comprehensively examining the evidence adopted by the court below against the record, it can be found that, as recognized in the original judgment, the Plaintiffs in question made insulting remarks against superiors, including the Defendant Company's chief editorial writer, Non-party, and others, at the editorial department assembly on March 12, 1975, resolved to refuse to produce broadcasts and newspapers, occupied the main broadcasting control room to render broadcasting impossible, occupied the broadcasting room to obstruct broadcasting, and staged sit-ins in the editorial department or the technical department to obstruct newspaper production. Examining the process of evidence selection undertaken in making these findings, it is lawful, and there is no error of misapprehension of facts due to a violation of the rules of evidence, whether from lack of evidence or erroneous selection of evidence.

This argument amounts to no more than a challenge to the court below's exclusive authority over the selection of evidence and fact-finding, and is therefore without merit.

The Court determines the third ground of appeal.

Even granting that where an employer establishes or amends work rules (취업규칙), it must hear the opinion of the labor union organized by a majority of the workers at the relevant workplace, or, where there is no such labor union, of a person representing a majority of the workers, and that work rules established or amended without such consent must be regarded as invalid, if, as found by the court below, the disciplinary action in this case was taken because the production of newspapers and broadcasts—the very lifeblood of the Defendant Company—was refused and obstructed, the company building and facilities were occupied by a large group exercising collective force, superiors were insulted, insubordination was rampant, management order was thrown into disarray, and the company faced an imminent crisis threatening its very survival and existence, then such disciplinary action cannot be controlled by the validity or invalidity of the so-called work rules. Although the original judgment's explanation on this point is somewhat insufficient, its conclusion is justified, and there is no illegality of incomplete deliberation due to misapprehension of the legal principles. Therefore, this argument is without merit.

The Court determines the fourth ground of appeal.

The court below held that, while it would ideally be desirable for the exercise of disciplinary authority to follow a structure akin to a trial, this is not an indispensable requirement that must invariably be observed; however, if procedures for sanctions are prescribed in the work rules or the like, then, absent evidence to the contrary, such procedures are required by fairness and constitute a requirement for validity. The court below further held that, since it is undisputed between the parties that the Defendant Company's disciplinary regulations do not prescribe procedures such as notice of the facts subject to disciplinary suspicion or provision of an opportunity to explain or defend, the fact that such procedures were not followed presents no defect whatsoever in the Defendant's disciplinary action in this case; moreover, it held that, in a situation where a large number of employees were engaged in assemblies, sit-ins, and other acts of defiance against the Defendant Company, it would have been impossible to follow such procedures. This determination is justified in light of the undisputed fact between the parties that the Defendant Company's disciplinary regulations do not prescribe procedures such as notice of the facts subject to disciplinary suspicion or provision of an opportunity to explain or defend, and there is no illegality due to misapprehension of the legal principles.

The Court determines the fifth ground of appeal.

It is clear from the evidence relied upon that the court below found that the Defendant Company persuaded, in various ways, the employees who refused to produce content or refused to report to work to return to normal duties, and took disciplinary action only against those employees who ultimately refused to do so, while imposing no sanction whatsoever on employees who reversed their refusal to produce content and returned to the Defendant Company. Although the court below's determination—that the Plaintiffs' argument that the Defendant's disciplinary action in this case violates the principle of equity or the principle of equal treatment is without merit—may be somewhat insufficient standing alone, it cannot be said that this determination fails to also encompass the meaning that no other employees who violated the rules to the same degree as the Plaintiffs in question could be identified; therefore, the conclusion is justified. Even if there were instances in which the Defendant Company failed to identify other employees who engaged in conduct more egregious than that of the above Plaintiffs and thus excluded them from disciplinary action, this alone cannot be concluded to constitute a violation of the principle of equity or the principle of equal treatment in disciplinary matters.

The argument on this point is accordingly without merit.

The Court determines the sixth ground of appeal.

Upon comparing and comprehensively examining the evidence adopted by the court below against the record, it can be found, as recognized in the original judgment with respect to the relevant Plaintiffs, that many of the Plaintiff employees held unauthorized assemblies in the editorial department office during working hours without the Defendant Company's permission, produced and distributed unauthorized leaflets in violation of the Defendant Company's internal rules, ran for and assumed the presidency of the Korea Journalists Association in violation of the Defendant Company's internal rules and directives, refused to produce newspapers and broadcasts, occupied the office and facilities and staged sit-ins constituting acts detrimental to the company, and refused the Defendant Company's requests to report to work. There is no error of misapprehension of facts due to violation of the rules of evidence, nor any error of incomplete deliberation.

Given these facts, it would be arbitrary to characterize such conduct as legitimate acts of a worker or as acts violating unjust prohibitions. Even granting, as argued, that press freedom must be protected and developed, it cannot be denied that the Plaintiffs, as employees of the Defendant Company, must be subject to sanctions for engaging in extreme struggle under the guise of the so-called free press practice movement, in disregard of and in transcendence of the Defendant Company's internal rules and order.

The determination of the court below rejecting the Plaintiffs' arguments on the same grounds is justified, and there is no illegality in mistakenly treating legitimate acts or acts violating unjust prohibitions as grounds for disciplinary action, nor any illegality due to misapprehension of the legal principles concerning the degree of disciplinary action or abuse of disciplinary authority.

Therefore, all appeals are dismissed, and the costs of the appeal are to be borne by the losing parties. This judgment is rendered as stated in the Order, in accordance with the unanimous opinion of the participating Justices.

Supreme Court Justice Im Hang-jun (Presiding Judge), Ju Jae-hwang, Yang Byeong-ho, Ra Gil-jo

【판결요지】

취업규칙등에 제재에 관한 절차가 정하여져 있으면 반증이 없는 한 그 절차는 정의가 요구하는 것으로 유효요건이라 할 것이나 회사의 징계에 관한 규정에 징계혐의 사실의 고지, 진변(陳辯)의 기회부여 등의 절차가 규정되어 있지 않는 경우에는 그와 같은 절차를 밟지 아니하고 한 징계처분도 정당하다.

【참조조문】

근로기준법 제27조, 헌법 제28조

【주문】·【이유】 전문 3,355자 · 펼쳐 보기

【원고, 상고인】 원고 1 외 62인 소송대리인 변호사 김제형, 황인철

【피고, 피상고인】 주식회사 동아일보사 소송대리인 변호사 박승서, 이재성

【원 판 결】 서울고등법원 1978.1.9. 선고 76나2374 판결

【주 문】

상고를 모두 기각한다. 상고소송비용은 원고들의 부담으로한다.

【이 유】 원고들 소송대리인의 상고이유 제1점을 판단한다.

원판결이유에 의하면 원심은 그 채택증서를 종합하여 피고회사는 1970년을 고비로 경영실적이 악화되여 1973년 및 1974년을 계속 적자운영으로 손실을 보던 중 1974년 (1972년이라 하였음은 오기로 보인다) 12. 하순 광고해약사태에 직면하여 그 존폐의 위기를 맞게 되자 임원진을 감축하고 피고회사의 각 부서 중 1차적으로 그 업무실적이나 필요성이 별로 없는 원판시 1실 3부를 폐쇄하고 그에 소속 되어 있는 직원을 감원 해임하기로 하여 그에 따라 원고 1외 7명을 해임하게 된 사실을 인정하고 소론 일부사원들의 감봉제의나 외부사회단체의 봉급부담제의는 일시적이고 목가적인 조치에 불과하여 그것이 상당기간 계속되고 또 피고회사의 경영 상태를 호전시키는 근본적인 대책이 될 수 없고 노동조합지부의 간부나 자유언론실천특별위원회의 위원으로서 위 폐지부서에 소속된 자는 원판시와 같이 극소수인원에 지나지 못하여 피고회사가 위 원고들의 해고를 위하여 기구폐지를 하였다고 단정하기 어렵다 하여 원고들의 주장을 적법하게 배척하고 있음을 본다.

원판결에 원고들의 주장이나 정당한 이유에 관한 법리를 오해하고 심리미진이나 이유불비, 판단유탈의 위법 있음을 찾아볼 수 없으니 논지는 이유없다.

같은 상고이유 제2점을 판단한다.

원심이 채택하고 있는 증거들을 기록에 대조하여 종합 검토하여 보면 소론 원고들이 1975.3.12 편집국 집회에서 피고회사 주필 소외인 등 상사들에 대하여 모욕적인 발언을 하거나 방송제작 및 신문제작거부의 결의를 하고 방송국 주조정실을 점거하여 방송을 불가능케 하고, 방송실을 점거하여 방송을 방해하였으며, 편집국 또는 공무국에서 농성을 하여 신문제작을 방해하였다는 원판시 인정사실을 인정할 수 있다 할 것이고, 이와 같이 인정함에 있어서 거친 증거취사관계를 아울러 살펴볼지라도 적법하고, 증거없이 또 증거취사를 그릇한 채증법칙 위배로 사실을 오인한 잘못 있다고 볼 수 없다.

논지는 원심의 전권사항에 속한 증거취사 및 사실인정을 비의함에 귀착되어 이유없다.

같은 상고이유 제3점을 판단한다.

사용자가 취업규칙을 작성 또는 변경하는 경우에 당해 사업장에 근로자의 과반수로 조직된 노동조합이 있는 경우에는 그 노동조합, 노동조합이 없는 경우에는 근로자의 과반수를 대표하는 자의 의견을 들어야 하고 이와 같은 동의 없이 작성 또는 변경된 취업규칙은 그 효력이 없는 것으로 보아야 한다 할지라도 이 사건 징계처분은 원심인정과 같이 피고회사의 생명인 신문·방송의 제작이 거부 방해되고 사옥시설이 다중의 위력으로 점거 되었을 뿐 아니라, 상사를 모욕하고 항명을 일삼아 경영 질서가 문란되어 회사의 안위와 존망이 경각에 달린 누란의 위기에 봉착되어 취하여진 것이라면 이른바, 취업규칙의 유·무효로써 좌우할 수는 없다 할 것이니 이에 관한 원판시 설시에 다소 미흡한 점 있기는 하나 결론에 있어 정당하고 법리오해로 인한 심리미진의 위법없다 할 것이므로 논지는 이유없다.

같은 상고이유 제4점을 판단한다.

원심이 제재권의 행사에 관하여는 이상적으로는 재판에 준하는 구조가 바람직한 것이기는 하나 반드시 이천하여야 할 불가결의 것은 아니며, 다만 취업규칙 등에 제재에 관한 절차가 정하여져 있으면 반증이 없는 한 그 절차는 정의가 요구하는 것으로 유효요건이라고 할 것이나 피고회사의 징계에 관한 규정에 징계혐의사실의 고지, 진변의 기회부여 등의 절차가 규정되어 있지 아니함이 당사자 간에 다툼이 없는 터이므로 이와 같은 절차를 밟지 아니하였다 하여 피고의 이건 징계처분에는 아무 소장도 없을 뿐 아니라, 다수사원이 피고회사에 항거하여 집회 농성 등을 감행하고 있는 상황에서 이와 같은 절차를 밟는 것은 불가능하다고 판시한 것은 피고회사의 징계에 관한 규정에 징계혐의사실의 고지, 진변의 기회부여 등의 절차가 규정되여있지 아니함이 당사자 사이에 다툼이 없음에 비추어 정당하고 법리오해의 위법있다고 할 수 없다.

같은 상고이유 제5점을 판단한다.

원심이 피고회사는 제작거부·출근거부 사원들을 여러모로 설득하여 정상업무에 복귀할 것을 종용하고 이를 끝내 거부한 사원들에 대하여서만 징계처분을 하고 제작거부의사를 번의하여 피고회사에 복귀한 사원들에 대하여는 아무런 문책도 하지 아니하였음은 의용증거들에 의하여 명백하므로 피고의 이건 처분을 가리켜 형평의 원칙이나 평등 대우의 원칙에 반하는 것이라는 원고들의 주장은 이유없다고 판시한 것 만으로서는 미흡한 점 없지 아니 하나 해당 원고들과 같은 정도로 위배된 다른 사원을 찾아볼 수 없다는 취지도 포함되어 있는 것으로 못 볼 바 아니므로 결론에 있어 정당하다 할 것이고 피고회사가 위 원고들 보다 더 심한 행동을 한 다른 사원을 가려내지 못하여 징계대상에서 제외한 일이 있다 할지라도 그것만으로 징계에 있어서의 형평의 원칙이나 평등대우의 원칙에 반한다고 단정할 수는 없다.

이에 관한 논지는 이유없음에 돌아간다.

같은 상고이유 제6점을 판단한다.

원심이 채택하고 있는 증거들을 기록에 대조하여 종합하여 보면 원고들 많은 사원들이 근무시간 중에 피고회사의 허가 없이 편집국 사무실에서 무단집회를 하고 피고회사 사규에 반하여 무단유인물을 제작·배포하고 피고회사 사규와 지시에 반하여 한국기자협회 회장에 입후보 취임하고 신문 및 방송제작을 거부하고 사무실과 시설을 점거 농성하여 해사행위를 하고 피고회사의 출근권유를 거부하였다는 해당 원고들에 대한 원판시 인정사실을 인정할 수 있다 할 것이고 채증법칙에 위배하여 사실을 오인하였거나 심리미진의 잘못 있다고 할 수 없다.

사실관계가 이러하다면 근로자로서의 정당행위였다거나 부당한 금지사항의 위배행위였다 함은 독단이라 할 것이고, 언론자유를 수호 발전시켜야 할 것은 소론과 같다 할지라도 피고회사에 근무하는 원고들로서는 피고회사의 사규와 질서를 초월 무시하여 감행하는 소위 기타 소론 자유언론실천운동을 내세워 극한투쟁을 일삼는 것은 제재를 받아야 할 것으로 아니 볼 수 없다.

같은 취지에서 원고들의 주장을 배척한 원심판시는 정당하고 거기에 정당행위 또는 부당한 금지사항의 위배행위를 징계이유로 잘못삼은 위법이나 징계의 정도와 징계권 남용에 관한 법리오해의 위법있다고 할 수 없다.

그러므로 상고를 모두 기각하기로 하고 상고소송비용은 패소자들의 부담으로 하기로 하여 관여 법관의 일치된 의견으로 주문과 같이 판결한다.

대법관 임항준(재판장) 주재황 양병호 라길조

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#4
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Confirmation of Invalidity of Dismissal, etc.
#5
95다53096 · 대법원 1997-07-22
Action to Confirm Invalidity of Dismissal, etc.

Cases citing this decision

96누5780 · 대법원 1997-10-28
Revocation of Retrial Decision on Unfair Dismissal Remedy
97누7165 · 대법원 1997-09-12
부당해고등구제재심판정취소
92다18542 · 대법원 1992-09-25
Confirmation of Invalidity of Dismissal, etc.
91다29071 · 대법원 1992-03-27
Action to Confirm Invalidity of Dismissal, etc.
85다375 · 대법원 1986-07-08
Invalidity of Dismissal, etc.

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Cross-check the original: 국가법령정보센터 (auxiliary link)