Workbear재주넘는곰
대법원 85다375

Invalidity of Dismissal, etc.해고무효등

Decided1986. 07. 08. Court대법원Employer won
AI-generated English translation (summary, key points, decision summary and full text) for reference only — not an official translation and without legal effect. The Korean original below is authoritative.
AI Easy read — AI summary of this decision
AI-generated summary for reference only — the Korean original below is authoritative.

A bus driver at a transportation company was disciplinarily dismissed for embezzling fuel, unauthorized absences, and failing to follow work orders. The Supreme Court held that where the company's employment rules (취업규칙) do not require giving the employee subject to discipline an opportunity to appear and state their case, dismissing the employee without such a procedure does not render the dismissal invalid.

Key takeaways
  • CaseA bus driver was disciplinarily dismissed for embezzling fuel, unauthorized absences, and failing to follow work instructions, and argued the dismissal was invalid because he was not given a chance to appear and state his case before the disciplinary decision.
  • OutcomeThe Court ruled that if the employment rules (취업규칙) do not require an opportunity for the employee to appear and speak, dismissal without such a procedure is not invalid, and since the misconduct clearly justified dismissal, the dismissal was valid.
  • LessonEmployers are not legally required to provide a hearing procedure unless it is specified in the employment rules, but clearly stipulating disciplinary procedures in the employment rules is advisable to prevent future disputes.
Issues
  • Whether the employer had an obligation to give the disciplined employee an opportunity to appear and make statements during the disciplinary process
  • Whether the grounds for disciplinary dismissal were legally sufficient
  • Whether the employer abused its discretion in imposing disciplinary action
Key reasoning

If the employment rules (취업규칙) do not specify a procedure requiring that the employee facing disciplinary action be given a chance to appear and present their explanation, failing to follow such a procedure before dismissal does not automatically invalidate the disciplinary action. The Court found that the driver's misconduct—fuel embezzlement, unauthorized absence, and refusal to follow instructions—clearly fell within the grounds for disciplinary dismissal (징계해고) under the rules. Since the employer's exercise of disciplinary discretion did not exceed reasonable bounds or constitute an abuse of that discretion, the dismissal was upheld as valid.

Summary of Decision (English, AI translation)

In general, when disciplinarily dismissing an employee, if procedures concerning discipline are prescribed in the rules of employment (취업규칙) or the like, absent evidence to the contrary, such procedures shall be deemed to be required by justice and to constitute a condition for the validity of the disciplinary action; however, if the provisions on discipline in the rules of employment or the like do not prescribe procedures such as granting the person subject to disciplinary charges an opportunity to appear and make statements, the dismissal cannot be held invalid merely on the ground that such procedures were not followed.

Full text (English, AI translation) 6,990 chars

[Plaintiff, Appellant]

[Defendant, Appellee] Heungmyeong Unsu Co., Ltd., Litigation Representative Attorney Park Jong-chang

[Judgment Below]

Seoul High Court Decision 85Na54 delivered on June 26, 1985

[Order]

The appeal is dismissed.
The costs of the appeal are to be borne by the Plaintiff.

[Reasoning]

1. As to the appeal as of right (권리상고)

The gist of the grounds for the appeal as of right is that the judgment below contains errors in fact-finding due to a violation of the rules of evidence, and errors of law due to a misunderstanding of the legal principles concerning disciplinary procedure and disciplinary discretion. However, it is clear that such grounds do not fall under any of the grounds for appeal set forth in each item of Article 11 of the Act on Special Cases Concerning the Expedition, etc. of Legal Proceedings (소송촉진등에관한특례법), and therefore do not constitute lawful grounds for appeal.

2. As to the appeal by leave (허가상고)

(1) According to the reasoning of the judgment below, the court below, upon comprehensive consideration of the evidence it cited, found as follows: it was discovered that the Plaintiff, between January 1, 1982 and April 30, 1982, manipulated the meter of the vehicle he was driving and thereby embezzled 724 liters of diesel fuel worth 201,272 won; on May 31, 1982, the Plaintiff received a disciplinary pay cut of 10% of three months' salary from the Defendant company, and at the same time submitted a written pledge stating that he would never again commit such an act and would abide by all of the company's regulations. Nevertheless,

1) during June 1982 he used 101 liters of diesel fuel, during July 1982 he used 114 liters, and during August 1982 he used 12 liters, in excess of the standard quota set by the Defendant company, totaling 227 liters in excess;

2) although he had no vacation plan for June 1982, on June 22, 1982 he requested the head of the Defendant company's Gumi business office to grant him four days of leave from June 23 to June 26, 1982; the said business office head refused to grant this on the ground that there was no replacement driver available, and instead instructed him to operate an export cargo trailer traveling from Gumi via Iri to Busan; however, after departing Gumi Industrial Complex driving the said trailer at approximately 22:40 that day, without obtaining the Defendant company's consent, he arbitrarily handed over the driving of the vehicle to a fellow driver, non-party ○○○, who was staying at an inn of unknown name within the Gumi Industrial Complex, and thereafter failed to report for work from the following day until June 26, 1982;

3) on August 2, 1982, without obtaining permission to go out, he left his post without authorization from 09:00 to 11:00 that day and went to Gumi Soonchunhyang Hospital; this incident led to a severe dispute with non-party ○○○, the acting manager of the Gumi business office; at that time, the Plaintiff requested sick leave for the treatment of eczema on his foot, but the said ○○○, citing the circumstance that disruption to the transport of export containers must be avoided, the fact that the Plaintiff's symptoms were not so severe as to prevent him from driving, and the absence of a suitable replacement driver at that moment, instructed the Plaintiff to continue working, saying that they would reconsider after he made one more trip to Busan and back; the Plaintiff thereupon used abusive language, saying "You bastards, don't you treat people like human beings?" and, after transporting the export container to Busan at around 16:30 that day and returning to the Gumi business office at around 22:00 that day, unilaterally threw the vehicle key into the office and immediately left his post without authorization, going up to Seoul, and was absent without leave for 9 days until August 11, 1982, on the pretext of treating his eczema.

Upon examination against the record, the above fact-finding by the court below and the process by which it selected and weighed the evidence leading thereto are properly affirmed, and there is no illegality of insufficient deliberation or misapprehension of facts due to violation of the rules of evidence, as argued in the grounds of appeal.

(2) Furthermore, the court below held that the Plaintiff's above series of acts clearly fall under the grounds for disciplinary dismissal prescribed in the Defendant company's rules of employment, personnel and service regulations, and salary regulations, and that the Defendant company's disciplinary dismissal of the Plaintiff, carried out following a resolution of the personnel committee on this basis, cannot be deemed to constitute a departure from or abuse of its discretion concerning discipline, in light of the degree of the Plaintiff's misconduct and the purpose for which the Defendant established its disciplinary system. The above judgment of the court below, based on accurately and lawfully established facts, is properly affirmed, and there is no illegality of misapprehension of the legal principles concerning disciplinary discretion as argued in the grounds of appeal. Therefore, this argument is without merit.

(3)

In general, where procedures concerning discipline are prescribed in the rules of employment, etc., for the disciplinary dismissal of a worker, such procedures are, in the absence of evidence to the contrary, required by fairness and constitute a condition for the validity of the discipline. However, where the provisions concerning discipline in the rules of employment, etc. do not provide for procedures such as granting the person suspected of a disciplinary offense an opportunity to appear and make statements, dismissal without following such procedures cannot, on that ground alone, be deemed invalid as discipline (see this Court's Decisions 78Da304 delivered on January 30, 1979; 79Nu306 delivered on December 26, 1979).

The court below held that, since the Defendant company's rules of employment (Exhibit Eul No. 4) and personnel and service regulations and salary regulations (Exhibit Eul No. 3) do not contain any provision requiring that the person subject to discipline be mandatorily summoned to appear and given an opportunity to make statements at the time of the personnel committee's resolution on discipline, the Plaintiff's assertion that the discipline was invalid because he was not given an opportunity to explain himself during the disciplinary procedure must be rejected; this measure is proper, and there is no illegality of misapprehension of the legal principles concerning disciplinary procedure as argued in the grounds of appeal. Therefore, this argument is also without merit.

3. Accordingly, all the Justices involved in this case unanimously agree to dismiss the appeal and order the losing party to bear the costs of the appeal, and judgment is rendered as stated in the Order.

Supreme Court Justice Yoon Gwan (Presiding Judge), Oh Seong-hwan, Lee Byeong-hu, Lee Jun-seung

【판결요지】

일반적으로 근로자를 징계해고함에 있어 취업규칙등에 징계에 관한 절차가 정하여져 있으면 반증이 없는 한 그 절차는 정의가 요구하는 것으로서 징계의 유효조건이라고 할 것이나, 취업규칙등의 징계에 관한 규정에 징계혐의자의 출석 및 진술의 기회부여등에 관한 절차가 규정되어 있지 아니하다면 그와 같은 절차를 밟지 아니하고 해고하였다 하여 이를 들어 그 징계를 무효라고는 할 수 없다.

【참조조문】

근로기준법 제27조

【참조판례】

대법원 1979.1.30 선고 78다304 판결, 1979.12.26 선고 79누306 판결

【주문】·【이유】 전문 2,493자 · 펼쳐 보기

【원고, 상고인】

【피고, 피상고인】 흥명운수주식회사 소송대리인 변호사 박종창

【원심판결】 서울고등법원 1985.6.26 선고 85다54 판결

【주 문】

상고를 기각한다.

상고비용은 원고의 부담으로 한다.

【이 유】 1. 권리상고에 관하여 본다.

권리상고에 관한 상고이유의 요지는, 원심판결에는 채증법칙위배로 인한 사실오인과 징계절차 및 징계재량권에 대한 법리를 오해한 위법이 있다는 것이나, 그러한 사유는 소송촉진등에 관한 특례법 제11조 각호가 규정하는 상고이유에 해당하지 아니함이 명백하므로 적법한 상고이유가 되지 아니한다.

2. 허가상고에 관하여 본다.

(1) 원심판결이유에 의하면, 원심은 그 거시증거를 종합하여 원고가 1982.1.1부터 1982.4.30까지 사이에 그가 운전하던 차량의 메타기를 조작하여 경유 724리터 싯가 금 201,272원 상당을 횡령하였음이 밝혀져, 1982.5.31 피고회사로부터 3개월분의 급료에 대하여 10퍼센트의 감봉처분을 받음과 동시에 앞으로는 다시는 이런 일이 없을 것이며 회사의 제반규정을 준수하겠다는 내용의 서약서를 작성 제출하고서도,

1) 1982.6월중에는 경유 101리터, 1982.7월중에는 경유 114리터, 1982.8월중에는 경유 12리터등 도합 227리터를 피고회사가 정한 기준량보다 초과사용하고, 2) 1982년 6월중에 휴가계획이 없었는데도 불구하고, 1982.6.22 피고회사 구미영업소장에게 1982.6.23부터 6.26까지 4일간의 휴가를 허가해 줄 것을 요청하였으나 위 영업소장은 교대할 운전사가 없다는 이유로 이를 허가하지 아니한 채 구미에서 이리를 경유하여 부산으로 가는 수출화물트레일러의 운행을 지시하였으나 그날 22:40경 위 트레일러를 운전하여 구미공단을 출발한 후 피고회사의 승락을 받음이 없이 구미공단내 옥호불상 여관에 투숙중이던 동료운전사인 소외 ○○○에게 임의로 위 차량의 운전을 인계하고는 다음날부터 1982.6.26까지 출근하지 아니하고, 3) 외출허가를 받지 아니하고 1982.8.2.09:00부터 그날 11:00까지 근무지를 무단이탈하여 구미 순천향병원에 다녀온 일이 발단되어 구미영업소 과장대리 소외 ○○○와 심히 다투었으며 그때 원고는 발에 생긴 습진치료를 위한 병가를 요청하였으나 위 ○○○가 수출용 콘테이너 운반에 차질이 생기면 안되는 사정이 있고 원고의 증세가 차량운전을 하지못한 중한 상태에 있는것이 아닌데다가 마침 교대시킬 운전사도 마땅하지 아니하여 부산까지 한차례 운행하고 돌아온 다음에 다시 생각해보자고 하면서 계속 근무할 것을 지시하자 원고는 “개새끼들 사람취급을 안하느냐”며 폭언을 하고서는 그 날 16:30경 수출용 콘테이너를 부산까지 운반하고 그날 22:00경 구미영업소에 돌아와서는 일방적으로 차량열쇠만 사무실에 던져놓고는 바로 근무지를 이탈하여 서울로 올라와 습진을 치료한다는 이유로 1982.8.11까지 9일간 무단결근한 사실을 인정하고 있는바, 기록과 대조하여 검토하여 보면 원심의 위와 같은 사실인정과 그에 이른 증거취사의 과정은 정당하게 시인되고, 거기에 소론과 같은 심리미진 또는 채증법칙위배로 인한 사실오인의 위법이 없다.

(2) 나아가서 원심은 원고의 위와 같은 일련의 행위는 피고회사의 취업규칙과 인사복무규정 및 급여규정 소정의 징계해고사유에 해당함이 명백하고 이를 이유로 하여 피고회사가 인사위원회의 의결을 거쳐 징계해고한 것이 원고의 비위정도나 피고가 징계제도를 둔 목적에 비추어 징계에 관한 재량권을 일탈하였다거나 남용한 것이라고 볼 수 없다고 판시하고 있는바, 원심이 적법하게 정확한 사실에 대한 위와 같은 판단은 정당하게 시인되고 거기에 소론과 같은 징계재량권에 관한 법리를 오해한 위법이 있다고 할 수 없으므로 논지는 이유없다.

(3) 일반적으로 근로자를 징계해고함에 있어 취업규칙등에 징계에 관한 절차가 정하여져 있으면 반증이 없는 한 그 절차는 정의가 요구하는 것으로서 징계의 유효조건이라고 할 것이나, 취업규칙등의 징계에 관한 규정에 징계혐의자의 출석 및 진술의 기회부여등에 관한 절차가 규정되어 있지 아니하다면 그와 같은 절차를 밟지 아니하고 해고하였다고 하여 이를 들어 그 징계를 무효라고는 할 수 없는 것인바( 당원 1979.1.30 선고 78다304 판결; 1979.12.26 선고 79누306 판결 참조), 원심판결이 피고회사의 취업규칙(을 제4호증)과 인사복무규정 및 급여규정(을 제3호증)에 징계를 위한 인사위원회의 결의시에 필요적으로 징계대상자를 출석시켜 진술할 기회를 주어야 한다는 규정이 없으므로 징계절차에 있어서 원고에게 변명할 기회를 주지 아니한 까닭에 징계가 무효라고 원고의 주장을 배척한 조치는 정당하고 거기에 소론과 같은 징계절차에 관한 법리를 오해한 위법이 있다 할 수 없으므로 논지도 이유없다.

3. 그러므로 상고를 기각하고, 상고비용은 패소자의 부담으로 하기로 관여법관의 의견이 일치되어 주문과 같이 판결한다.

대법관 윤관(재판장) 오성환 이병후 이준승

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