Workbear재주넘는곰
대법원 94다25889

Confirmation of Invalidity of Dismissal, etc.해고무효확인등

Decided1994. 10. 25. Court대법원Worker partially won
AI-generated English translation (summary, key points, decision summary and full text) for reference only — not an official translation and without legal effect. The Korean original below is authoritative.
AI Easy read — AI summary of this decision
AI-generated summary for reference only — the Korean original below is authoritative.

The company dismissed an employee for unauthorized absence from work without following disciplinary procedures. The Supreme Court ruled that since unauthorized absence constitutes grounds for disciplinary dismissal (징계해고), the company was required to follow disciplinary procedures, and a dismissal that skipped this process was invalid (무효). However, the court denied wage claims for the period during which the employee was in hiding from police pursuit, ruling that wages were only owed from the time the employee was released from custody onward.

Key takeaways
  • CaseIncident: The company dismissed an employee for unauthorized absence without following any disciplinary procedure.
  • OutcomeResult: The court ruled that since unauthorized absence is grounds for disciplinary dismissal, disciplinary procedures must be followed, and a dismissal skipping this process is invalid.
  • LessonLesson: If the grounds for dismissal qualify as disciplinary grounds, the employer must follow the disciplinary procedures set out in the collective bargaining agreement; also, wages need not be paid for periods when the employee could not work due to their own circumstances, such as evading arrest.
Issues
  • Whether disciplinary procedures may be skipped when dismissing an employee for disciplinary grounds under the guise of an 'ordinary dismissal'
  • Whether disciplinary procedures set forth in a collective bargaining agreement constitute a validity requirement for disciplinary action
  • Whether an employee is entitled to claim wages for periods during which they were personally unable to work following an invalid dismissal
Key reasoning

Even when an employer frames a dismissal as an 'ordinary dismissal' (통상해고) rather than a 'disciplinary dismissal' (징계해고), if the underlying grounds actually constitute disciplinary dismissal grounds, the employer cannot skip the disciplinary procedure. Disciplinary procedures set out in a collective bargaining agreement (단체협약) are a mandatory requirement for the validity of any disciplinary action. When a dismissal is ruled invalid, the employee may claim wages for periods during which they were unable to work due to the employer's fault. However, this wage claim does not extend to periods when the employee was personally unable to work for reasons attributable to themselves, such as being in hiding.

Summary of Decision (English, AI translation)

[a.] Even in a case where a specific ground falls under both the grounds for disciplinary dismissal and the grounds for ordinary dismissal as provided in a collective agreement or the rules of employment, as well as in a case where it falls under the grounds for disciplinary dismissal but not under the grounds for ordinary dismissal, it is lawful, within the scope not violating Article 27(1) of the Labor Standards Act (근로기준법), for the employer, in its discretion, to choose to take the ordinary dismissal disposition, which is more favorable to the employee, without adopting the regulatory basis or form of a disciplinary dismissal disposition on the ground of such reason. However, unless there exist special circumstances, such as circumstances so grave that dismissal would be deemed a matter of course even without affording the employee an opportunity to explain, the prescribed procedures attendant on disciplinary dismissal are additionally required even where the employer takes the method of ordinary dismissal, on the ground that the grounds for disciplinary dismissal also fall under the grounds for ordinary dismissal. Furthermore, the disciplinary procedure may not be omitted under the pretext of carrying out an ordinary dismissal for grounds that are grounds for disciplinary dismissal, because doing so could result in evading the purport of the relevant provisions that guarantee procedural protection, thereby causing instability in the employee's status.

[b.] Where a collective agreement or the like provides that disciplinary action requires a special procedure, such procedure constitutes a requirement for the validity of the disciplinary disposition taken by the employer, regardless of whether substantive grounds for disciplinary action exist or whether the disposition constitutes an unfair labor practice.

[c.] Where an employer's dismissal of an employee is null and void, the employee, notwithstanding the fact that the labor contract relationship continues to exist validly, is deemed to have been unable to provide labor due to a cause attributable to the employer, and thus may, pursuant to Article 538(1) of the Civil Act (민법), claim payment of wages, which constitute the counter-performance that the employee would have been able to receive had the employee provided labor during that period. However, in a case where a state of factual impossibility of employment would have arisen even without the dismissal, or where the employer has discontinued its business for justifiable cause, the failure to provide labor during that period is not attributable to a cause on the part of the employer, and therefore wages may not be claimed for that period.

Full text (English, AI translation) 10,460 chars

[Plaintiff, Appellant and Appellee] Plaintiff
[Defendant, Appellee and Appellant] Defendant Co., Ltd. (Attorney Kim Yeong-sam, Counsel)
[Judgment Below] Busan High Court Decision 93Na10156 delivered on April 21, 1994

[Order]

All appeals are dismissed.
The costs of appeal shall be borne by each party.

[Reasoning]

1. As to the grounds of appeal by the Defendant's counsel.
A. As to the first ground
(1) The court below found, based on the evidence it cited, as follows: the Plaintiff joined the Defendant company on June 25, 1988, worked in the Production Department's Technical Section, and had held the position of Head of the Education and Publicity Department since November 1, 1989; on December 16, 1989, the Plaintiff was subjected to a disciplinary suspension of two months on grounds including insubordination toward, verbal abuse of, and intimidation directed at his superior, and obstructing normal operations by going around the production site, and that disposition was finalized through the reexamination procedure; when the Defendant company urged the Plaintiff to return to normal attendance on February 15, 1990, the expiration date of the suspension period, the Plaintiff requested, through the labor union, that he be treated as on leave of absence on the ground that he could not report to work because he had been criminally charged and was being sought by the authorities; the Defendant company rejected this request and again urged him to report to work on the 20th of the same month; Article 30 of the Defendant company's collective bargaining agreement provides "continuous unauthorized absence of three days or more" as a ground for dismissal, and stipulates that in the case of such dismissal, advance notice of dismissal under Article 27-2 of the Labor Standards Act (근로기준법) shall be given, but the same provision on grounds for dismissal also includes "cases where the company's dignity is degraded or social controversy is caused by intentional act or gross negligence," and so forth; whereas Article 41 of the Rules of Employment does not include "continuous unauthorized absence of three days or more" as a ground for dismissal, but provides only for grounds for dismissal such as "when personnel reduction is carried out due to organizational restructuring," and the procedures therefor; and that the Defendant company, on February 26, 1990, dismissed the Plaintiff pursuant to Article 41 of the Rules of Employment and Article 30 of the collective bargaining agreement, without going through disciplinary procedures, on the ground that the Plaintiff had been absent without leave for three days or more. Based on these factual findings, the court below held that "unauthorized absence of three days or more" does not fall under the grounds for retirement provided in the collective bargaining agreement and the Rules of Employment; that although Article 30 of the collective bargaining agreement lists, in parallel, "unauthorized absence of three days or more" and "cases of receiving a disciplinary dismissal disposition" as grounds for dismissal, the aforesaid provision also includes grounds such as "cases where the company's dignity is degraded or social controversy is caused by intentional act or gross negligence," which, in light of the overall purport of the provisions of the collective bargaining agreement and the Rules of Employment, are intended to require that the employee concerned be given an opportunity to explain and that the facts be ascertained before dismissal is effected through disciplinary procedure; and that since the Rules of Employment provide, as one of the grounds for discipline, "a person who frequently commits unauthorized absence without justifiable cause," taking these circumstances together, it must be interpreted that even in a case falling under "unauthorized absence of three days or more," the intent is that disciplinary procedure should be followed, and therefore the dismissal in this case, effected without such procedure, is null and void. The court below further held that, since the disciplinary dismissal of the Plaintiff is void, the employment relationship between the Defendant company and the Plaintiff still validly continues; however, since the Plaintiff, having been sought by the investigative authorities, remained in hiding and was detained in November 1991, and was released from prison only on April 28, 1992, the Plaintiff was unable to render labor to the Defendant company until that time due to his own circumstances, and therefore the portion of the wage claim from the date of dismissal to the date of release from prison is without merit, and the Defendant company is obligated to pay the Plaintiff the equivalent of wages only from May 1, 1992, until the Plaintiff's reinstatement.

(2) Where a specific ground falls under both disciplinary dismissal grounds and ordinary dismissal grounds as provided in a collective bargaining agreement or Rules of Employment, or even where it falls only under disciplinary dismissal grounds but not under ordinary dismissal grounds, it is lawful and within the discretion of the employer, to the extent not contrary to Article 27, Paragraph 1 of the Labor Standards Act, to choose ordinary dismissal, which is more favorable to the employee, without relying on the provisions or form of disciplinary dismissal on that ground.
However, unless there are special circumstances such that dismissal would be considered a matter of course even without affording the employee an opportunity to make a defense, where a ground for disciplinary dismissal also falls under a ground for ordinary dismissal, even if the method of ordinary dismissal is adopted, the procedures prescribed for disciplinary dismissal are additionally required; furthermore, disciplinary procedure may not be omitted under the pretext of effecting an ordinary dismissal for a ground constituting a disciplinary dismissal ground, because doing so could result in the purport of the relevant provisions guaranteeing procedural protection being circumvented, thereby causing instability in the employee's status.
Examining the evidence relied upon by the court below in this case based on the record, the court below's finding and determination that "unauthorized absence of three days or more" is to be regarded as a ground for disciplinary dismissal requiring the prescribed disciplinary procedure is correct, and even if, as argued in the grounds of appeal, the Defendant company applied Article 41 of the Rules of Employment, which provides for ordinary dismissal grounds, to the aforesaid disciplinary dismissal ground and thereby effected an ordinary dismissal of the Plaintiff, the Defendant company was nevertheless required to go through disciplinary procedure, and therefore the Defendant company's dismissal in this case, which omitted such procedure, is void. Accordingly, the determination of the court below is justified, and it cannot be said that there is an error of law in the judgment below due to misunderstanding of the legal principles concerning dismissal as argued in the grounds of appeal. This ground of appeal is without merit.

B. As to the second ground
It is the established precedent of this Court (see Supreme Court Decisions 85Da375, 85Dagat1591 delivered on July 8, 1986; 92Da18542 delivered on September 25, 1992; 92Da49935 delivered on October 22, 1993, etc.) that, where a collective bargaining agreement or the like provides that a special procedure is required for disciplinary action, such procedure constitutes a requirement for the validity of the disciplinary disposition taken by the employer, regardless of whether substantive grounds for discipline exist or whether the disposition constitutes an unfair labor practice. The argument to the contrary is merely an independent view and is without merit.

2. As to the grounds of appeal by the Plaintiff.
A. As to the first ground
Where an employer's dismissal of an employee is void, the employee, notwithstanding that the employment relationship validly continues, has been unable to render labor due to a cause attributable to the employer, and therefore may claim payment of wages, which constitute the counter-performance that the employee would have received had he rendered labor during that period, pursuant to Article 538, Paragraph 1 of the Civil Act (민법) (see Supreme Court Decisions 87Dagat2132 delivered on May 23, 1989; 90Dagat25277 delivered on June 28, 1991; 92Da39860 delivered on December 8, 1992; 90Da8763 delivered on March 31, 1992). However, where a state of factual impossibility of employment would have arisen even in the absence of dismissal, or where the employer discontinued business for a justifiable cause, the failure to render labor is not due to a cause attributable to the employer, and therefore wages cannot be claimed for that period.
According to the reasoning of the judgment below, the Plaintiff had been evading the investigative authorities even before the dismissal in this case, was detained in November 1991, and was released from prison on April 28, 1992; thus, from the time of the dismissal in this case until his release from prison, the Plaintiff was, from the outset, in a position where he could not render labor, and therefore the issue of the employer's delay in accepting performance could not arise. Accordingly, it cannot be said that the court below's rejection of the Plaintiff's wage claim for that period constitutes an error of law, affecting the judgment, due to misunderstanding of the legal principles on impossibility of performance and delay in acceptance of performance. This ground of appeal is without merit.

B. As to the second ground
The matters that the base pay applicable from April 1992 was increased by an additional 750 won as a result of renegotiation, and that other employees actually worked overtime after May 1, 1992, are both matters for which the Plaintiff bears the burden of proof, and it cannot be found that there was a duty to elicit clarification (석명의무) as argued in the grounds of appeal in this case. This ground of appeal is also without merit.

3. Therefore, all appeals are dismissed, and the costs of appeal are to be borne by each party, this judgment being rendered as stated in the Order by the unanimous opinion of the Justices participating.

Supreme Court Justice Jeong Gwi-ho (Presiding Justice), Kim Seok-su, Lee Don-hui, Lee Im-su (Justice in Charge)

【판결요지】

가. 특정사유가 단체협약이나 취업규칙 등에서 징계해고사유와 통상해고사유의 양쪽에 모두 해당하는 경우뿐 아니라 징계해고사유에는 해당하나 통상해고사유에는 해당하지 않는 경우에도, 그 사유를 이유로 징계해고처분의 규정상 근거나 형식을 취하지 아니하고 근로자에게 보다 유리한 통상해고처분을 택하는 것은, 근로기준법 제27조 제1항에 반하지 않는 범위 내에서 사용자의 재량에 속하는 적법한 것이나, 근로자에게 변명의 기회가 부여되지 않더라도 해고가 당연시될 정도라는 등의 특별한 사유가 없는 한, 징계해고사유가 통상해고사유에도 해당하여 통상해고의 방법을 취하더라도 징계해고에 따른 소정의 절차는 부가적으로 요구된다고 할 것이고, 나아가 징계해고사유로 통상해고를 한다는 구실로 징계절차를 생략할 수는 없는 것이니, 절차적 보장을 한 관계규정의 취지가 회피됨으로써 근로자의 지위에 불안정이 초래될 수 있기 때문이다.

나. 단체협약 등에서 징계에 특별한 절차를 요하는 것으로 규정되어 있는 경우, 그러한 절차는 실체적 징계사유의 존부, 부당노동행위에의 해당 여부를 불문하고 사용자가 하는 징계처분의 유효요건이다.

다. 사용자의 근로자에 대한 해고가 무효인 경우 근로자는 근로계약관계가 유효하게 존속함에도 불구하고 사용자의 귀책사유로 인하여 근로제공을 하지 못한 셈이므로 민법 제538조 제1항에 의하여 그 기간 중에 근로를 제공하였을 경우에 받을 수 있는 반대급부인 임금의 지급을 청구할 수 있다고 할 것이지만, 해고가 없었다고 하더라도 취업이 사실상 불가능한 상태가 발생한 경우라든가 사용자가 정당한 사유에 의하여 사업을 폐지한 경우에는 사용자의 귀책사유로 인하여 근로제공을 하지 못한 것이 아니므로, 그 기간 중에는 임금을 청구할 수 없다.

【참조조문】

가.나. 근로기준법 제27조 제1항 / 나. 노동조합법 제36조 / 다. 근로기준법 제36조, 민법 제538조 제1항

【참조판례】

나. 대법원 1986.7.8. 선고 85다375,85다카1591 판결(공1986,996), 1992.9.25. 선고 92다18542 판결(공1992,2993), 1993.10.22. 선고 92다49935 판결(공1993하,3151) / 다. 대법원 1994.9.13. 선고 93다50017 판결(공1994하,2627)

【주문】·【이유】 전문 3,606자 · 펼쳐 보기

【원고, 상고인 겸 피상고인】 원고

【피고, 피상고인겸 상고인】 피고 주식회사 (소송대리인 변호사 김영삼)

【원심판결】 부산고등법원 1994.4.21. 선고 93나10156 판결

【주 문】

상고를 모두 기각한다.

상고비용은 각자의 부담으로 한다.

【이 유】 1. 피고 소송대리인의 상고이유를 본다.

가. 제1점에 대하여

(1) 원심은 그 거시증거에 의하여, 원고는 1988.6.25. 피고 회사에 입사하여 생산부 기공과에 근무하면서 1989.11.1.부터 교육선전부장의 직책을 맡고 있던 중 1989.12.16. 상사에게 항명, 욕설, 협박을 하고 생산현장을 돌며 정상조업을 방해하였다는 등의 사유로 정직 2개월의 징계처분을 받았고, 재심절차에서 그 처분이 확정된 사실, 피고 회사가 정직기간 만료일인 1990.2.15. 원고에게 정상출근을 촉구하자 원고는 노동조합을 통하여 형사입건되어 수배중이어서 출근할 수 없다는 이유로 휴직처리를 요청하였고, 피고 회사는 이를 거부하고 같은 달 20. 재차 출근을 촉구한 사실, 피고 회사의 단체협약 제30조에는 "무계결근이 계속 3일 이상일 때"를 해고사유로 하고, 그 해고의 경우 근로기준법 제27조의2 소정의 해고예고를 하도록 규정하고 있으나, 같은 해고사유로서 "고의 또는 중대한 과실로 회사의 위신을 추락시키거나 사회적 물의를 일으킨 경우" 등을 포함하고 있고, 취업규칙 제41조에는 "무계결근이 계속 3일 이상일 때"의 해고사유는 포함되지 않고 "기구개편으로 인원감축을 단행할 때" 등의 해고사유와 그 절차만을 규정하고 있는 사실, 피고 회사는 1990.2.26. 원고가 3일 이상 무단결근하였다는 이유로 취업규칙 제41조, 단체협약 제30조에 따라 징계절차를 거치지 않고 원고를 해고한 사실을 인정하고, 그러한 사실인정에 기해 "3일 이상의 무계결근"은 단체협약과 취업규칙에 규정된 퇴직사유에는 해당되지 않고, 단체협약 제30조는 해고사유로서 "3일 이상의 무계결근"과 함께 "징계해고처분을 받은 경우"를 병렬적으로 규정하고 있으나, 위 규정 중에는 "고의 또는 중대한 과실로 회사의 위신을 추락시키거나 사회적 물의를 일으킨 경우" 등과 같이 단체협약과 취업규칙의 전체규정 취지에 비추어 해당 근로자에게 소명의 기회를 주어 사실을 규명한 다음 징계절차에 의하여 근로자를 해고할 것을 예정하고 있는 사유도 포함되어 있고, 위 취업규칙은 "정당한 사유 없이 무계출결근이 빈번한 자"를 징계사유의 하나로 규정하고 있으므로, 이러한 사정을 종합하면, "3일 이상의 무계결근"에 해당하는 경우에도 징계절차를 거치도록 규정한 취지라고 보아야 하고, 따라서 그러한 절차 없이 행해진 이 사건 해고처분은 무효라고 판시한 후, 나아가 원고에 대한 징계해고가 무효인 이상 피고 회사와 원고 사이의 고용계약관계는 여전히 유효하게 존속한다 할 것이지만, 원고는 수사기관의 수배를 받아 계속 피신해 있던 중 1991.11. 구속 수감되고 1992.4.28.에야 출소한 것이어서, 그때까지는 원고의 사정에 의하여 피고 회사에게 근로를 제공하지 못한 것이므로 해고일로부터 출소일까지의 임금청구부분은 이유 없고, 피고 회사는 원고에게 1992.5.1.부터 복직시킬 때까지만 임금상당액을 지급할 의무가 있다고 판단하고 있다.

(2) 특정사유가 단체협약이나 취업규칙 등에서 징계해고사유와 통상해고사유의 양쪽에 모두 해당하는 경우뿐 아니라 징계해고사유에는 해당하나 통상해고사유에는 해당하지 않는 경우에도, 그 사유를 이유로 징계해고처분의 규정상 근거나 형식을 취하지 아니하고 근로자에게 보다 유리한 통상해고처분을 택하는 것은, 근로기준법 제27조 제1항에 반하지 않는 범위 내에서 사용자의 재량에 속하는 적법한 것이다.

그러나 근로자에게 변명의 기회가 부여되지 않더라도 해고가 당연시될 정도라는 등의 특별한 사유가 없는 한, 징계해고사유가 통상해고사유에도 해당하여 통상해고의 방법을 취하더라도 징계해고에 따른 소정의 절차는 부가적으로 요구된다고 할 것이고, 나아가 징계해고사유로 통상해고를 한다는 구실로 징계절차를 생략할 수는 없는 것이니, 절차적 보장을 한 관계규정의 취지가 회피됨으로써 근로자의 지위에 불안정이 초래될 수 있기 때문이다.

이 사건에서 기록에 의하여 원심이 취사한 증거관계를 살펴보면, "3일 이상의 무계결근"을 징계해고사유로 보아 소정의 징계절차를 요한다고 본 원심의 인정판단은 옳고, 소론과 같이 피고 회사가 위 징계해고사유에 대하여 통상해고사유를 규정한 취업규칙 제41조를 적용하여 원고를 통상해고하였다고 하더라도 피고 회사로서는 징계절차를 거쳐야 하는 만큼 그러한 절차를 생략한 피고 회사의 이 사건 해고처분은 무효이므로, 결국 원심의 판단은 정당하며, 원심판결에 소론과 같은 해고에 관한 법리오해의 위법이 있다고 볼 수 없다. 논지는 이유가 없다.

나. 제2점에 대하여

단체협약 등에서 징계에 특별한 절차를 요하는 것으로 규정되어 있는 경우, 그러한 절차는 실체적 징계사유의 존부, 부당노동행위에의 해당여부를 불문하고 사용자가 하는 징계처분의 유효요건이라는 것이 당원의 판례로서(당원 1986.7.8. 선고 85다375, 85다카1591 판결; 1992.9.25. 선고 92다18542 판결; 1993.10.22. 선고 92다49935 판결 등 참조), 이에 반하는 논지는 독자적인 견해에 불과하여 이유가 없다.

2. 원고의 상고이유를 본다.

가. 제1점에 대하여

사용자의 근로자에 대한 해고가 무효인 경우 근로자는 근로계약관계가 유효하게 존속함에도 불구하고 사용자의 귀책사유로 인하여 근로제공을 하지 못한 셈이므로 민법 제538조 제1항에 의하여 그 기간 중에 근로를 제공하였을 경우에 받을 수 있는 반대급부인 임금의 지급을 청구할 수 있다고 할 것이지만(당원 1989.5.23. 선고 87다카2132 판결; 1991.6.28. 선고 90다카25277 판결; 1992.12.8. 선고 92다39860 판결; 1992.3.31. 선고 90다8763 판결 참조), 해고가 없었다고 하더라도 취업이 사실상 불가능한 상태가 발생한 경우라든가 사용자가 정당한 사유에 의하여 사업을 폐지한 경우에는 사용자의 귀책사유로 인하여 근로제공을 하지 못한 것이 아니므로, 그 기간 중에는 임금을 청구할 수는 없다 할 것이다.

원심판결 이유에 의하면, 원고는 이 사건 해고처분 이전부터 수사기관의 수배를 피해 다니다가 1991.11. 구속되었고, 1992.4.28. 교도소에서 출소한 것이어서, 이 사건 해고처분시부터 위 출소시까지는 애당초 원고가 근로의 제공을 할 수 없는 처지였기 때문에 수령지체의 문제는 생길 수 없는 것이어서 원고의 그 기간 동안의 임금청구를 배척한 원심의 조치에 이행불능 및 수령지체에 대한 법리오해로 판결에 영향을 미친 위법이 있다고 할 수 없다. 논지는 이유가 없다.

나. 제2점에 대하여

1992.4.부터 적용되는 기본급에 대하여 재협상 결과 750원이 더 인상되었다는 점이나, 1992.5.1.이후 다른 근로자들이 실제 연장근로하였다는 점 등은 모두 원고에게 입증책임이 있고 이 사건에서 논지가 주장하는 석명의무가 있다고 볼 수도 없다. 논지도 이유가 없다.

3. 그러므로 상고를 모두 기각하고 상고비용은 각자의 부담으로 하기로 하여 관여 법관의 일치된 의견으로 주문과 같이 판결한다.

대법관 정귀호(재판장) 김석수 이돈희 이임수(주심)

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