Workbear재주넘는곰
대법원 2017도3606

Violation of the Labor Standards Act (근로기준법위반)근로기준법위반

Decided2017. 06. 08. Court대법원Case reversed and remanded (파기환송) — ruling in favor of the worker/defendant's procedural rights
AI-generated English translation (summary, key points, decision summary and full text) for reference only — not an official translation and without legal effect. The Korean original below is authoritative.
AI Easy read — AI summary of this decision
AI-generated summary for reference only — the Korean original below is authoritative.

This case involved a worker who was indicted for violating the Labor Standards Act (근로기준법) but never received the indictment (공소장) and was therefore unaware that a trial was taking place. As a result, he was convicted in absentia without ever appearing in court. The Supreme Court ruled that under these circumstances, the worker was entitled to have his right to appeal restored (상고권회복), and that this situation itself constituted grounds for a retrial (재심청구).

Key takeaways
  • CaseA worker indicted for violating the Labor Standards Act (근로기준법) never received the indictment and was convicted in absentia without knowing a trial was underway.
  • OutcomeThe Supreme Court ruled that since the worker's absence was not his fault, he could have his appellate rights restored, and this constituted valid grounds for retrial—reversing and remanding the case.
  • LessonIf you never receive a criminal court notice or indictment, contact the court immediately to protect your procedural rights, as you may be entitled to reopen your case.
Issues
  • Validity of a criminal trial conducted while the defendant was absent without fault
  • Whether an appeal filed through restoration of appellate rights (상고권회복) qualifies as grounds for retrial (재심청구) under the Criminal Procedure Act
  • Whether the public notice service (공시송달) procedure under the Act on Special Cases Concerning Expedition of Legal Proceedings (소송촉진법) was properly conducted
Key reasoning

The Court held that when a defendant, through no fault of his own, was absent from both the first instance and appellate trials—such as due to failure of proper service of the indictment—an appeal filed through the restoration of appellate rights (상고권회복) falls under Article 383, Item 3 of the Criminal Procedure Act (형사소송법). This provision recognizes 'grounds for retrial' (재심청구의 사유) as a valid basis for Supreme Court review. The Court emphasized that a criminal trial conducted entirely without the defendant's knowledge—due to defective public notice service (공시송달) under the Act on Special Cases Concerning Expedition, etc. of Legal Proceedings (소송촉진법)—undermines the fairness and validity of the trial process. Therefore, such procedural failure justifies allowing the defendant a fresh opportunity to appeal, effectively treating the case as if grounds for retrial existed.

Full text (English, AI translation) 3,775 chars

[Defendant]

[Appellant] Defendant

[Defense Counsel] Attorney Kang Seok-min

[Judgment Below] Busan District Court Decision 2016No577 delivered on September 9, 2016

[Order]

The judgment below is reversed, and the case is remanded to the Busan District Court.

[Reasoning]

The grounds of appeal are examined.

1. Where, in a trial before the court of first instance conducted with the defendant absent pursuant to Article 23 of the Act on Special Cases Concerning the Promotion of Legal Proceedings (소송촉진 등에 관한 특례법), only the public prosecutor appealed, and the appellate court likewise proceeded with the trial in the defendant's absence and dismissed the prosecutor's appeal, thereby finalizing the guilty judgment of the first instance, if the defendant was unable to appear at the proceedings of the first instance and the appellate court through no fault attributable to him, and has filed an appeal to the Supreme Court following the restoration of his right to appeal, this constitutes "a case where there exists a ground for a retrial" as prescribed as a ground for appeal to the Supreme Court under Article 383, Item 3 of the Criminal Procedure Act (형사소송법) (see Supreme Court en banc Decision 2014Do17252 delivered on June 25, 2015; Supreme Court Decision 2015Do1054 delivered on August 27, 2015, etc.).

2. According to the record, the following facts may be ascertained.

A. The court of first instance served the copy of the indictment, the summons, and other documents by public notice pursuant to Article 23 of the Act on Special Cases Concerning the Promotion of Legal Proceedings, and proceeded with the trial in the absence of the defendant, sentencing the defendant to 10 months' imprisonment. The public prosecutor appealed on the ground of unfair sentencing, and the court below likewise served the summons and other documents by public notice, proceeded with the trial in the absence of the defendant pursuant to Article 365 of the Criminal Procedure Act, and dismissed the prosecutor's appeal, whereby the judgment of the first instance became formally final and conclusive.

B. The defendant, not having received the copy of the indictment and other documents, was unaware even of the fact that a public prosecution had been instituted against him, and upon learning of the fact that a judgment had been rendered, filed a petition for restoration of the right of appeal. The court determined that the defendant's failure to file an appeal within the appeal period was due to a cause for which he could not be held responsible, and rendered a decision restoring his right to appeal.

3. Examining these facts in light of the legal principles set forth above, it must be found that the trial of the first instance was conducted pursuant to Article 23 of the Act on Special Cases Concerning the Promotion of Legal Proceedings with the defendant absent due to a cause for which he could not be held responsible, resulting in a guilty judgment against the defendant, and that the court below likewise proceeded with the trial in the defendant's absence due to a cause for which he could not be held responsible, and rendered a judgment dismissing the appeal. Accordingly, there exists a ground for retrial with respect to the judgment below, and this constitutes a ground for appeal to the Supreme Court as prescribed under Article 383, Item 3 of the Criminal Procedure Act.

4. Therefore, without examining the remaining grounds of appeal, the judgment below is reversed, and the case is remanded to the court below for further trial and determination. This judgment is rendered as set forth in the Order by the unanimous opinion of the participating Justices.

Justice Park Bo-young (Presiding Justice), Kwon Soon-il, Kim Jae-hyeong (Justice in charge)

【참조조문】

소송촉진 등에 관한 특례법 제23조, 형사소송법 제345조, 제346조 제3항, 제365조, 제383조 제3호

【참조판례】

대법원 2015. 6. 25. 선고 2014도17252 전원합의체 판결(공2015하, 1112), 대법원 2015. 8. 27. 선고 2015도1054 판결

【주문】·【이유】 전문 1,230자 · 펼쳐 보기

【피 고 인】

【상 고 인】 피고인

【변 호 인】 변호사 강석민

【원심판결】 부산지법 2016. 9. 9. 선고 2016노577 판결

【주 문】

원심판결을 파기하고, 사건을 부산지방법원에 환송한다.

【이 유】 상고이유를 판단한다.

1. 소송촉진 등에 관한 특례법 제23조에 따라 피고인이 불출석한 채로 진행된 제1심의 재판에 대하여 검사만 항소하고 항소심도 피고인 불출석 재판으로 진행한 후에 검사의 항소를 기각하여 제1심의 유죄판결이 확정된 경우, 피고인이 귀책사유 없이 제1심과 항소심의 공판절차에 출석할 수 없었고 상고권회복에 의한 상고를 제기하였다면, 이는 형사소송법 제383조 제3호에서 상고이유로 정한 ‘재심청구의 사유가 있는 때’에 해당한다(대법원 2015. 6. 25. 선고 2014도17252 전원합의체 판결, 대법원 2015. 8. 27. 선고 2015도1054 판결 등 참조).

2. 기록에 의하면 다음의 사실을 알 수 있다.

가. 제1심은 소송촉진 등에 관한 특례법 제23조에 따라 공시송달의 방법으로 공소장 부본과 소환장 등을 송달하고 피고인이 불출석한 상태에서 심리를 진행하여 피고인에게 징역 10개월을 선고하였다. 이에 대하여 검사가 양형부당으로 항소하자, 원심도 공시송달의 방법으로 소환장 등을 송달하고 형사소송법 제365조에 따라 피고인이 불출석한 상태에서 심리를 진행한 후 검사의 항소를 기각하여 제1심판결이 형식적으로 확정되었다.

나. 피고인은 공소장 부본 등을 송달받지 못해 공소가 제기된 사실조차 모르고 있다가 판결 선고 사실을 알게 되자 상소권회복청구를 하였고, 법원은 피고인이 상고기간 내에 상고하지 못한 것은 책임을 질 수 없는 사유로 인한 것이라고 판단하여 상고권회복결정을 하였다.

3. 이러한 사실을 앞에서 본 법리에 비추어 살펴보면, 피고인이 책임을 질 수 없는 사유로 불출석한 상태에서 소송촉진 등에 관한 특례법 제23조에 따라 제1심 재판이 진행되어 피고인에 대하여 유죄판결이 선고되고, 원심도 피고인이 책임질 수 없는 사유로 불출석한 채 재판을 진행하여 항소기각 판결을 선고하였다고 할 것이다. 따라서 원심판결에는 재심청구의 사유가 있고, 이는 형사소송법 제383조 제3호에서 정한 상고이유에 해당한다.

4. 그러므로 상고이유에 관한 판단을 생략한 채 원심판결을 파기하고, 사건을 다시 심리·판단하도록 원심법원에 환송하기로 하여, 관여 대법관의 일치된 의견으로 주문과 같이 판결한다.

대법관 박보영(재판장) 권순일 김재형(주심)

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