Workbear재주넘는곰
대법원 91다22100

Confirmation of Invalidity of Disciplinary Dismissal (파면처분무효확인등)파면처분무효확인등

Decided1992. 05. 22. Court대법원Worker won
AI-generated English translation (summary, key points, decision summary and full text) for reference only — not an official translation and without legal effect. The Korean original below is authoritative.
AI Easy read — AI summary of this decision
AI-generated summary for reference only — the Korean original below is authoritative.

In this case, a school foundation transferred a labor union officer and subsequently dismissed him through disciplinary action. The Supreme Court ruled that while the transfer (전보처분) was justified by legitimate business necessity, the disciplinary dismissal (징계해고) was invalid because the employer failed to follow the prior consultation procedure with the union required under the collective bargaining agreement (단체협약) for disciplining union officials. The worker's claim for back pay covering the period after the unfair dismissal was also granted.

Key takeaways
  • CaseA school foundation transferred a union officer for operational reasons and later dismissed him through disciplinary action without following the required union consultation process.
  • OutcomeThe court upheld the transfer as valid but ruled the dismissal invalid due to failure to follow the mandatory prior consultation procedure under the collective agreement, and ordered back pay.
  • LessonEmployers must strictly follow collective bargaining agreement procedures—especially prior union consultation requirements—when disciplining union officials, or risk having the dismissal voided and owing back wages.
Issues
  • Whether the transfer order (전보처분) was a legitimate and justified personnel action
  • Whether the disciplinary dismissal violated the prior consultation procedure with the labor union required under the collective bargaining agreement
  • Whether a civil lawsuit could be filed after the Labor Relations Commission (노동위원회) rejected the worker's request for relief
  • Whether a worker unfairly dismissed can claim wages for the period following the dismissal
Key reasoning

The Supreme Court found that the transfer order itself was a legitimate exercise of the employer's business discretion, as it was based on genuine operational necessity. However, under the collective bargaining agreement, disciplinary action against union officers required prior consultation and agreement with the labor union, and this procedural requirement was not satisfied before the dismissal was carried out. As a result, the disciplinary dismissal was deemed void for failing to comply with this mandatory procedural safeguard. Since the dismissal was found to be unfair (부당해고), the resulting inability of the worker to provide labor was attributable to the employer's fault, entitling the worker to claim wages for the period following the wrongful termination.

Summary of Decision (English, AI translation)

a. Where a transfer disposition was made for the purpose of overcoming accumulated stagnation in personnel affairs, increasing work motivation and management efficiency through the placement of manpower in the right place at the right time, and facilitating the smooth operation of business through personnel exchange between departments, this constitutes a transfer made in accordance with business necessity, and not a retaliatory measure against the worker's labor union activities. Furthermore, even if a collective agreement (단체협약) provides that personnel matters concerning union executives are to be decided upon prior consultation with the union, an employer who was not notified by the worker concerned or by the labor union of the fact that the worker had been appointed as a union executive, and who was thus unaware of that fact, need not go through the procedure prescribed by the above provision when carrying out the transfer disposition with respect to that worker. Moreover, since the above transfer disposition does not exceed the scope of the already agreed labor contract so as to amount to a modification of the existing labor contract, it cannot be regarded as a material change in working conditions requiring the worker's prior consent, or as an unforeseeable disadvantageous change. Accordingly, this is a case affirming the lower court's determination that the above transfer disposition was made for justifiable reasons.

b. A remedial order issued pursuant to the remedy procedures under Article 40 et seq. of the Trade Union Act (노동조합법) merely imposes upon the employer a public-law obligation to comply with the order, and does not directly create or alter the private-law legal relationship between the worker and the employer. Therefore, even where a decision of the Labor Relations Commission dismissing an application for remedy under the procedures of Article 40 et seq. of the Trade Union Act has become final, the worker may separately file a civil lawsuit in order to secure his or her status under private law and obtain relief for his or her rights.

c. Where a collective agreement contains a provision stating that "personnel matters concerning labor union executives and delegates shall be decided upon prior consultation with the union," it is clear that disciplinary action against a worker constitutes a personnel matter, and whether or not the worker is a union executive should be determined not as of the time the grounds for the personnel action arose, but as of the time the personnel action is taken.

d. In cases of unjust dismissal, the reason a worker may claim from the employer payment of an amount equivalent to wages for the period after the date of dismissal is that the worker was unable to provide labor due to a cause attributable to the employer; therefore, such a claim cannot be said to violate the principle of no work, no pay, the principle of good faith, or the principle of equity.

Full text (English, AI translation) 8,391 chars

[Plaintiff, Appellant and Appellee]

[Defendant, Appellee and Appellant] Hanyang Educational Foundation (학교법인 한양학원), Attorney Baek Nak-min and one other, Litigation Representatives

[Judgment Below] Seoul High Court Decision 91Na1020, rendered June 4, 1991

[Order]

All appeals are dismissed.

Each party shall bear its own costs of appeal.

[Reasoning]

We examine the Plaintiff's grounds of appeal.

According to the reasoning of the judgment below, the lower court, based on the evidence cited, found the fact that the Defendant's transfer of the Plaintiff on September 9, 1989 from work in the Insurance Department, Claims Review Section, handling review of unpaid medical insurance claims, to work at the store under Management Department No. 3, was carried out for the purpose of escaping the personnel stagnation that had accumulated because, since the hospital's opening approximately 17 years earlier, no institutional transfer personnel actions had been taken with respect to administrative staff, and thereby increasing work motivation and management efficiency through the placement of labor in the right place at the right time, and facilitating the smooth operation of business through personnel exchange among departments. Based on this finding of fact, the lower court held to the effect that the above transfer disposition was made according to business necessity, and was not made as a retaliatory measure against the Plaintiff's labor union activities; and further, that even though Article 21, Paragraph 2 of the collective bargaining agreement provides that "personnel actions concerning union officers shall be decided upon prior consultation and agreement with the union," since the Defendant had not been notified by the Plaintiff or the labor union of the fact that the Plaintiff had been appointed as a union officer and thus did not know of this fact, the Defendant was not required to go through the procedure under the above provision in carrying out the transfer disposition against the Plaintiff; and that the above transfer disposition could not be regarded as exceeding the scope of the already agreed labor contract so as to constitute a modification of the existing labor contract requiring the employee's prior consent as a material change in working conditions, or as an unforeseeable disadvantageous change; and accordingly, the lower court held that the above transfer disposition had justifiable grounds. Upon examination of the record, the above findings and determination of the lower court are acceptable, and there is no error of misunderstanding the legal principles concerning Article 39 of the Trade Union Act (노동조합법) or Article 27 of the Labor Standards Act (근로기준법). This ground of appeal is without merit.

We examine the Defendant's grounds of appeal.

(1) A remedial order issued pursuant to the remedy procedures under Article 40 and subsequent provisions of the Trade Union Act (노동조합법) merely imposes upon the employer a public-law obligation to comply with the order, and does not directly create or alter the private-law legal relationship between the employee and the employer. Therefore, even if a decision of the Labor Relations Commission dismissing an application for remedy under the remedy procedures of Article 40 and subsequent provisions of the Trade Union Act has become final, the employee may separately file a civil action to secure his or her private-law status and obtain relief for his or her rights (see this Court's Decision 90Da9353, rendered July 12, 1991). In accordance with this legal principle, the lower court's determination that the Plaintiff's action in this case is lawful is correct, and there is no error of misunderstanding the legal principles as argued in the grounds of appeal. This ground of appeal is without merit.

(2) The judgment below held as follows with respect to the issues related to the provision in Article 21, Paragraph 2 of the collective bargaining agreement stating that "personnel actions concerning union officers and delegates shall be decided upon prior consultation and agreement with the union":

① The fact that the non-party, who is the chairperson of the labor union, briefly attended the disciplinary committee convened on October 23, 1989 to discipline the Plaintiff and met with the chairperson of the disciplinary committee was merely to protest that the holding of the disciplinary committee was improper in that it would nullify the agreement reached between labor and management to hold collective bargaining on October 30 of the same year regarding the Plaintiff's transfer disposition as an agenda item. Therefore, this meeting cannot be regarded as the Defendant having reached prior agreement with the labor union on the disciplinary action against the Plaintiff, nor can it be regarded as the labor union having abandoned its right to prior consultation and agreement regarding the disciplinary action against the Plaintiff in this case.

② Article 7 of the collective bargaining agreement provides that employees of the Accounting Department may not become union members, and although the Defendant reorganized the organizational structure of the affiliated hospital on October 1 of that year, designating Management Department No. 3, to which the Plaintiff had been transferred, as the Special Accounting Department, it can be found that Management Department No. 3 was a department in charge of store operations, that its duties remained unchanged after the reorganization with only the name being changed to the Special Accounting Department, that it was a department whose employees automatically became union members at the time the collective bargaining agreement was concluded, and that even after the reorganization, union dues continued to be collected from employees working at the store. In light of these findings, together with the nature of store operations and the purpose of excluding personnel officers and Accounting Department employees from the scope of union membership, the mere fact that Management Department No. 3 was renamed the Special Accounting Department through the organizational reorganization does not mean that an employee of Management Department No. 3 who had been a union member thereby lost union membership status.

③ It is clear that disciplinary action against an employee is a personnel matter, and whether a person is a union officer should be determined not as of the time the grounds for the personnel action arose, but as of the time the personnel action is taken. Since the Defendant was notified by the labor union, on October 7, before the disciplinary committee in this case was convened, of the fact that the Plaintiff had been appointed as the union's education officer, the Defendant was required to follow the procedure prescribed in Article 21, Paragraph 2 of the collective bargaining agreement with the union in taking the disciplinary action in this case.

Upon examination of the record, the above findings of fact and determinations of the lower court are all acceptable as correct, and there is no error of violation of the rules of evidence, misunderstanding of facts due to incomplete deliberation, or misunderstanding of legal principles as argued in the grounds of appeal. This ground of appeal is without merit.

(3) In the case of unjust dismissal, the reason an employee may claim from the employer payment of an amount equivalent to wages for the period after the date of dismissal is that the employee is unable to provide labor due to grounds attributable to the employer; therefore, this cannot be said to violate the principle of no work, no pay, the principle of good faith, or the principle of equity.

In this vein, the lower court's measure ordering the Defendant to pay the Plaintiff an amount equivalent to wages from the day following the disposition of dismissal in this case until reinstatement to Management Department No. 3 is correct, and there is no error of misunderstanding the legal principles as argued in the grounds of appeal.

Therefore, both the Plaintiff's and the Defendant's appeals are dismissed, and the costs of appeal are to be borne by each party respectively. This judgment is rendered as set forth in the Order by the unanimous opinion of the participating Justices.

Justice Park Woo-dong (Presiding Justice), Kim Sang-won, Yoon Young-cheol, Park Man-ho

【판결요지】

가. 전보처분이 누적된 인사정체에서 벗어나 적재·적소에의 노동력 배치에 의한 근로의욕의 증대와 경영의 능률증진, 각 부서간의 인사교류를 통한 업무운영의 원활화를 꾀할 목적으로 이루어진 것이라면 이는 업무상 필요에 따라 이루어진 것으로서 그 근로자의 노동조합활동에 대한 보복조치로 이루어진 것이 아니고, 또한 비록 단체협약에 조합간부에 대한 인사는 조합과 사전합의하여 결정하도록 한다라고 규정되어 있더라도 당해 근로자나 노동조합으로부터 그가 조합의 간부로 임명된 사실을 통지받지 아니하여 그 사실을 알지 못하였던 사용자는 그에 대한 위 전보처분을 함에 있어 위 규정에 의한 절차를 거칠 필요가 없으며, 위 전보처분이 이미 약정한 근로계약의 범위를 넘어서서 기존의 근로계약을 변경하는 것이어서 근로자의 사전동의를 요하는 중대한 근로조건의 변경이라거나 통상 예측할 수 없는 불이익변경이라 할 수도 없으므로 결국 위 전보처분에는 정당한 이유가 있다고 본 원심의 조치를 수긍한 사례.

나. 노동조합법 제40조 이하의 구제절차에 따른 구제명령은 사용자에 대하여 명령에 복종하여야 할 공법상의 의무를 부담시킬 뿐 직접 근로자와 사용자 간의 사법상의 법률관계를 발생 또는 변경시키는 것은 아니므로 노동조합법 제40조 이하의 규정에 의한 구제절차에서 구제신청을 기각하는 노동위원회의 결정이 확정되었다 할지라도 근로자는 사법상의 지위의 확보 및 권리의 구제를 받기 위하여 별도로 민사소송을 제기할 수 있다.

다. 단체협약에 “노동조합 간부 및 대의원에 대한 인사는 조합과 사전합의하여 결정한다”는 규정이 있는 경우 근로자에 대한 징계는 인사사항인 것이 명백하고, 노동조합의 간부인지의 여부는 인사조치의 사유가 발생한 시점을 기준으로 삼아야 하는 것이 아니라 인사조치를 행할 당시를 기준으로 삼아야 한다.

라. 부당해고의 경우 근로자가 사용자에게 해고일 이후의 임금 상당액의 지급을 구할 수 있는 것은 사용자의 귀책사유에 의하여 근로자가 근로를 제공할 수 없기 때문이므로, 무노동무임금, 신의칙 또는 형평의 원칙에 반한다고 할 수는 없다.

【참조조문】

가.다.라. 근로기준법 제27조 제1항 / 가. 노동조합법 제39조 / 나. 민사소송법 제226조[소의 제기], 근로기준법 제27조의3, 노동조합법 제40조, 제43조 / 라. 민법 제2조, 근로기준법 제18조

【참조판례】

나. 대법원1988.12.13. 선고 86다204,86다카1035 판결(공1989,89) , 1991.7.12. 선고 90다9353 판결(공1991,2136) / 라. 대법원 1981.12.22. 선고 81다626 판결(공1982,220), 1989.5.23. 선고 87다카2132 판결(공1989,972)

【주문】·【이유】 전문 2,732자 · 펼쳐 보기

【원고, 상고인 겸 피상고인】

【피고, 피상고인 겸 상고인】 학교법인 한양학원 소송대리인 변호사 백낙민 외 1인

【원심판결】 서울고등법원 1991.6.4. 선고 91나1020 판결

【주 문】

상고를 모두 기각한다.

상고비용은 각자의 부담으로 한다.

【이 유】 원고의 상고이유를 본다

원심판결 이유에 의하면 원심은, 거시증거에 의하여 피고가 1989.9.9. 원고를 보험과 청구심사계 의료보험미수금심사청구근무에서 관리 3과 매점근무로 전보한 것은, 개원 이래 약 17년간 제도적으로 사무직 직원들에 대한 전보인사를 행하지 않음으로써 누적된 인사정체에서 벗어나 적재.적소에의 노동력배치에 의한 근로의욕의 증대와 경영의 능률증진, 각 부서간의 인사교류를 통한 업무운영의 원활화를 꾀할 목적으로 이루어진 것이라는 사실을 인정한 다음, 위 인정사실에 의하면 위 전보처분은 업무상 필요에 따라 이루어진 것으로서 원고의 노동조합활동에 대한 보복조치로 이루어진 것이 아니고, 또한 비록 단체협약 제21조 제2항에 조합간부에 대한 인사는 조합과 사전합의하여 결정하도록 한다라고 규정되어 있더라도 원고나 노동조합으로부터 원고가 조합의 간부로 임명된 사실을 통지받지 아니하여 그 사실을 알지 못하였던 피고는 원고에 대한 위 전보처분을 함에 있어 위 규정에 의한 절차를 거칠 필요가 없으며, 위 전보처분이 이미 약정한 근로계약의 범위를 넘어서서 기존의 근로계약을 변경하는 것이어서 근로자의 사전동의를 요하는 중대한 근로조건의 변경이라거나 통상 예측할 수 없는 불이익변경이라 할 수도 없으므로 결국 위 전보처분에는 정당한 이유가 있다는 취지로 판시하였는바, 기록에 의하면 원심의 위와 같은 인정과 판단은 수긍이 가고 거기에 노동조합법 제39조나 근로기준법 제27조에 관한 법리를 오해한 위법이 있다 할 수 없다. 논지는 이유 없다.

피고의 상고이유를 본다.

(1) 노동조합법 제40조 이하의 구제절차에 따른 구제명령은 사용자에 대하여 명령에 복종하여야 할 공법상의 의무를 부담시킬 뿐 직접 근로자와 사용자간의 사법상의 법률관계를 발생 또는 변경시키는 것은 아니므로 노동조합법 제40조 이하의 규정에 의한 구제절차에서 구제신청을 기각하는 노동위원회의 결정이 확정되었다 할지라도 근로자는 사법상의 지위의 확보 및 권리의 구제를 받기 위하여 별도로 민사소송을 제기할 수 있는 것이다(당원 1991.7.12. 선고 90다9353 판결 참조). 이와 같은 법리에 따라 원고의 이 사건 소는 적법하다고 한 원심의 판단은 정당하고 거기에 소론과 같은 법리오해의 위법은 없다. 논지는 이유 없다.

(2) 원심판결은 단체협약 제21조 제2항의 “조합간부 및 대의원에 대한 인사는 조합과 사전합의하여 결정한다”는 규정과 관련된 쟁점들에 대하여 다음과 같이 판시하였다.

① 노동조합의 위원장인 소외인 등이 1989.10.23.에 개최된 원고를 징계하기 위한 징계위원회에 잠시 들려 징계위원회 위원장을 면담한 것은, 위징계위원회의 개최는 노사간에 원고에 대한 전보처분을 안건으로 하여 동년 10.30.에 단체교섭을 갖기로 한 합의를 무산시키는 것으로서 부당하다고 항의한 것에 불과하므로 위 면담으로써 피고가 노동조합과 원고에 대한 징계처분을 사전합의하였다거나 노동조합이 원고에 대한 이 사건 징계에 관하여 사전합의하기를 포기한 것으로 볼 수는 없다.

② 단체협약 제7조는 회계과 직원은 조합원이 될 수 없다고 규정하고 있고, 피고는 동년 10.1. 위 부속병원의 직제를 개편하여 원고가 전보된 관리 3과를 특별회계과로 하였으나, 한편 관리 3과는 매점업무를 담당하는 부서로서 직제개편 후에도 그 업무에 변동 없이 명칭만 특별회계과로 바뀌었을 뿐만 아니라 단체협약체결 당시 노동조합 당연 가입부서이었으며, 직제개편 후에도 매점근무자에 대하여 노동조합비를 징수하고 있는 사실을 인정할 수 있으므로 위 인정된 사실과 매점업무의 성격 및 인사담당자 및 회계과 직원을 조합원의 범위에서 제외한 취지 등에 비추어 보면 관리 3과가 직제개편에 의하여 특별회계과로 명칭만 변경되었다고 해서 조합원이었던 관리 3과 직원이 그로써 조합원의 자격이 상실된 것은 아니다.

③ 근로자에 대한 징계는 인사사항인 것이 명백하고, 조합의 간부인지의 여부는 인사조치의 사유가 발생한 시점을 기준으로 삼아야 하는 것이 아니라 인사조치를 행할 당시를 기준으로 삼아야 하는바, 피고는 노동조합으로부터 이 사건 징계위원회가 개최되기 전인 10.7. 원고가 노동조합의 교육부장으로 임명받았다는 사실을 통지받았으므로 피고는 이 사건 징계처분을 함에 있어서는 위 조합과 단체협약 제21조 제2항에 정한 절차를 밟아야 한다.

기록에 의하여 살펴본 바, 원심의 위와 같은 사실의 인정과 판단은 모두 정당하다고 수긍이 되고 거기에 소론과 같은 채증법칙 위배, 심리미진으로 인한 사실오인이나 법리오해의 위법은 없다. 논지는 이유 없다.

(3) 부당해고의 경우 근로자가 사용자에게 해고일 이후의 임금 상당액의 지급을 구할 수 있는 것은 사용자의 귀책사유에 의하여 근로자가 근로를 제공할 수 없기 때문이므로, 무노동무임금, 신의칙 또는 형평의 원칙에 반한다고 할 수는 없다.

이러한 취지에서 피고에 대하여 원고에게 이 사건 파면처분의 다음날부터 관리 3과에 복직될 때까지 임금상당액의 지급을 명한 원심의 조치는 정당하고 거기에 소론과 같은 법리오해의 위법은 없다.

그러므로 원고와 피고의 상고를 모두 기각하고 상고비용은 각자의 부담으로 하여 관여 법관의 일치된 의견으로 주문과 같이 판결한다.

대법관 박우동(재판장) 김상원 윤영철 박만호

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