Workbear재주넘는곰
대법원 91도324

Violation of the Labor Dispute Mediation Act (노동쟁의조정법) and Dereliction of Duty (직무유기)노동쟁의조정법위반,직무유기

Decided1991. 05. 24. Court대법원Partially dismissed, partially reversed and remanded (mixed outcome; case sent back to lower court for reconsideration of the dereliction of duty charge)
AI-generated English translation (summary, key points, decision summary and full text) for reference only — not an official translation and without legal effect. The Korean original below is authoritative.
AI Easy read — AI summary of this decision
AI-generated summary for reference only — the Korean original below is authoritative.

This case arose when locomotive engineers employed by the Korean National Railroad went on strike. The Supreme Court confirmed that while these engineers, as public officials engaged in manual labor, could be legitimate subjects of collective action, such action is only lawful if conducted by a party with proper collective bargaining rights and through legally required procedures. Because the lower court failed to properly examine whether the strike met these legitimacy requirements before acquitting the defendants, the Supreme Court reversed and remanded the dereliction of duty portion of the case, while dismissing the remainder of the appeal.

Key takeaways
  • CaseRailroad locomotive engineers, who are public employees, went on strike, leading to related criminal charges including dereliction of duty.
  • OutcomeThe Supreme Court ruled that engineers can strike as manual-labor public officials, but sent the case back because the lower court didn't properly assess whether the strike met all legal legitimacy requirements.
  • LessonPublic sector strikes must satisfy strict legal requirements—proper bargaining authority, lawful purpose, correct procedure, and appropriate methods—to be considered a legitimate industrial action.
Issues
  • Whether locomotive engineers employed by the Korean National Railroad have proper standing to engage in collective labor action
  • What conditions must be met for a labor strike to be considered legally legitimate
  • Whether collective action organized by a group lacking proper collective bargaining rights can be lawful
Key reasoning

The Supreme Court held that locomotive engineers, as public officials who perform manual labor duties, are legally capable of engaging in collective action (쟁의행위). However, for such collective action to be considered lawful, four conditions must all be satisfied: the acting party must have proper standing to engage in collective bargaining, the purpose of the action must be legitimate, the required legal procedures must be followed, and the means and methods used must be appropriate. The lower court's acquittal, issued without examining whether these legitimacy requirements were met, constituted a misapplication of the law. Therefore, the case needed to be reconsidered with proper legal analysis of the strike's legitimacy.

Summary of Decision (English, AI translation)

a.

Article 33(2) of the Constitution (헌법) recognizes the right to collective action for public officials as prescribed by law, and Article 66(1) of the State Public Officials Act (국가공무원법) permits labor movement activities for public officials who perform actual manual labor. The "public officials who perform actual manual labor" include "technical public officials engaged in manual labor at field organizations under the Korail (철도청)" as provided in Article 28 of the Public Officials Service Regulations (공무원복무규정). Therefore, a person who is a public official belonging to the Korail (철도청) and performs the duties of an engineer falls under "technical public officials who perform actual manual labor," and thus is not among the public officials excluded from being a subject of industrial action under Article 12(2) of the Trade Union and Labor Relations Adjustment Act (노동쟁의조정법).

b.

A worker's industrial action is exempted from criminal illegality and is not punishable only when it is legitimate. The legitimacy of industrial action can be recognized only when all of the following conditions are satisfied: first, its subject must be a party capable of being a subject of collective bargaining; second, its purpose must be to promote autonomous negotiations between labor and management for the improvement of working conditions; third, it must be commenced only after the employer has refused collective bargaining regarding specific demands for the improvement of working conditions, and, absent special circumstances, must go through the procedures of obtaining the approval of union members and filing a report on the occurrence of a labor dispute; and fourth, its means and methods must be in harmony with the employer's property rights and must not amount to the exercise of violence.

c.

This is a case in which the appellate court's judgment was reversed on the ground that, despite the fact that the subject of the industrial action was the so-called "Special Collective Bargaining Promotion Committee," which had no right to collective bargaining, and that the procedures such as the filing of a report on the occurrence of a labor dispute set forth in paragraph "b" above had not been undertaken, the appellate court erred in finding that there was no evidence to establish that the defendants had recklessly engaged in unlawful industrial action or had abandoned their duties, thereby committing errors of incomplete deliberation and misapprehension of facts.

Full text (English, AI translation) 5,897 chars

[Defendant]

[Appellant] Public Prosecutor
[Defense Counsel] Attorney Kim Hyung-gi
[Lower Court Decision] Seoul Criminal District Court Decision 88No6269, rendered November 7, 1990

[Order]

The appeal against the part of the lower court's judgment concerning the violation of the Labor Dispute Adjustment Act (노동쟁의조정법) is dismissed, and the part concerning dereliction of duty is reversed, and the case is remanded to the Panel Division of the Seoul Criminal District Court.

[Reasoning]

1. As to the grounds of appeal regarding the violation of the Labor Dispute Adjustment Act

The lower court determined as follows:

Article 33, Paragraph 2 of the Constitution (헌법) provides that "public officials who are workers shall have the right to organize, the right to collective bargaining, and the right to collective action only to the extent provided by law," thereby recognizing the right to collective action for public officials as provided by law.

Article 66, Paragraph 1 of the State Public Officials Act (국가공무원법) provides that "a public official shall not engage in labor movements or other collective acts for purposes other than official duties: Provided, That this shall not apply to public officials who are actually engaged in manual labor," thereby permitting the labor movement activities restricted above for public officials who are actually engaged in manual labor.

The category of "public officials who are actually engaged in manual labor" includes "technical public officials engaged in manual labor at operational agencies affiliated with the Railroad Administration" as set forth in Article 28 of the Public Officials' Service Regulations (공무원복무규정). Since the defendants were, at the time of this case, all public officials affiliated with the Railroad Administration performing the duties of train engineers, they fall under the category of "technical public officials actually engaged in manual labor," and therefore are not public officials who are barred from being the subject of a labor dispute act under Article 12, Paragraph 2 of the Labor Dispute Adjustment Act.

The lower court's determination in this regard is correct, and there is no error of law in misapprehending the legal principles as argued by the appellant. This ground of appeal is without merit.

2. As to the grounds of appeal regarding the point of dereliction of duty

According to the reasoning of the lower court's judgment, the lower court, with respect to the charge of dereliction of duty against the defendants, held that the defendants' acts in this case constituted a labor dispute act and thus constituted justifiable acts under the Criminal Act (형법), which corresponds to "justifiable cause" under the crime of dereliction of duty, and therefore does not constitute the crime of dereliction of duty; and, finding no other evidence to recognize that the defendants engaged in an unlawful labor dispute act or that they neglected their duties, acquitted the defendants on all charges.

However, a worker's labor dispute act is exempted from illegality under the Criminal Act and is not punishable only when such act is legitimate (Article 2 of the Trade Union Act (노동조합법)). The legitimacy of a labor dispute act can be recognized only when all of the following conditions are satisfied: first, the subject of the act must be one who is capable of being a party to collective bargaining; second, the purpose must be to foster autonomous bargaining between labor and management for the improvement of working conditions; third, the act must be initiated after the employer has refused to engage in collective bargaining regarding specific demands for the improvement of workers' working conditions, and, absent special circumstances, must go through the resolution of approval by union members (Article 12, Paragraph 1 of the Labor Dispute Adjustment Act) and the report of the occurrence of a labor dispute (Article 16, Paragraph 1 of the same Act); and fourth, the means and methods employed must be in harmony with the employer's property rights and must not amount to the exercise of violence (see this Court's Decisions 90Do357, rendered May 15, 1990, and 90Do1431, rendered October 12, 1990).

Accordingly, the lower court's determination—citing the single reason that the defendants' acts in this case constituted a labor dispute act, without examining at all whether such act was legitimate, and directly holding that it constituted a justifiable act under the Criminal Act and, further, "justifiable cause" for the crime of dereliction of duty—constitutes an error of law that misapprehends the legal principles concerning the legitimacy of labor dispute acts and thereby affects the judgment. Furthermore, according to the facts charged in this case, the subject of the labor dispute act in this case was the so-called "Special Collective Bargaining Promotion Committee," which lacked the right to collective bargaining, and the procedures such as the report of the occurrence of a labor dispute set forth above were not followed. Therefore, the lower court's judgment, which, without examining these points, carelessly held that there was no evidence to recognize that the defendants engaged in an unlawful labor dispute act or neglected their duties, also contains an error of law due to insufficient examination resulting in a mistaken finding of fact, which affects the judgment.

3. Therefore, the prosecutor's appeal regarding the point on the violation of the Labor Dispute Adjustment Act is dismissed, but the part of the lower court's judgment concerning the point of dereliction of duty is reversed, and the case is remanded to the court below for further examination and determination. The opinions of the Justices involved being unanimous, the judgment is rendered as stated in the Order.

Justice Yoon Young-cheol (Presiding Judge), Park Woo-dong, Bae Seok, Kim Sang-won

【판결요지】

가. 헌법 제33조 제2항이 법률이 정하는 공무원에게는 단체행동권을 인정하고 국가공무원법 제66조 제1항이 사실상 노무에 종사는 공무원에게는 노동운동을 허용하고 있으며, 위 "사실상 노무에 종사하는 공무원"에는 공무원복무규정 제28조 소정의 "철도청 소속의 현업기관에서 노무에 종사하는 기능직공무원"이 포함되어 있는바, 철도청 소속공무원으로서 기관사의 직무를 수행하는 자는 위 "사실상 노무에 종사하는 기능직공무원"에 해당하므로 노동쟁의조정법 제12조 제2항 소정의 쟁의행위의 주체가 될 수 없는 공무원이 아니다.

나. 근로자의 쟁의행위는 그것이 정당할 때에 한하여 형법상 위법성이 부정되어 처벌되지 아니하고, 쟁의행위의 정당성은 첫째 그 주체가 단체교섭의 주체로 될 수 있는 자이어야 하고, 둘째 그 목적이 근로조건의 향상을 위한 노사간의 자치적 교섭을 조성하는 데에 있어야 하며, 셋째 사용자가 근로자의 근로조건 개선에 관한 구체적인 요구에 대하여 단체교섭을 거부하였을 때 개시하되 특별한 사정이 없는 한 조합원의 찬성결정 및 노동쟁의 발생신고를 거쳐야 하는 한편, 넷째 그 수단과 방법이 사용자의 재산권과 조화를 이루어야 할 것은 물론 폭력의 행사에 해당되지 아니하여야 한다는 여러 조건을 모두 구비하여야 비로소 인정될 수 있다.

다. 쟁의행위의 주체가 단체교섭권이 없는 이른바 '특별단체교섭추진위원회'이고 위 '나'항의 노동쟁의 발생신고 등의 절차를 거치지 아니하였음에도 불구하고 만연히 부적법한 쟁의행위를 했다거나 직무를 유기했다고 인정할 만한 증거가 없다고 한 원심판결에는 심리미진, 사실오인의 위법이 있다고 하여 이를 파기한 사례.

【참조조문】

노동쟁의조정법 제12조, 제16조 제1항, 제2조, 제13조, 헌법 제33조 제2항, 국가공무원법 제66조 제1항, 공무원복무규정 제28조, 형법 제20조, 제122조, 노동조합법 제2조, 형사소송법 제308조

【참조판례】

나. 대법원 1990.5.15. 선고 90도357 판결(공1990,1306), 1990.10.12. 선고 90도1431 판결(공1990,2334)

【주문】·【이유】 전문 2,073자 · 펼쳐 보기

【피 고 인】

【상 고 인】 검사

【변 호 인】 변호사 김형기

【원심판결】 서울형사지방법원 1990.11.7. 선고 88노6269 판결

【주 문】

원심판결 가운데 노동쟁의조정법위반의 점에 대한 상고는 기각하고 직무유기의 점에 대한 부분은 파기하여 사건을 서울형사지방법원 합의부에 환송한다.

【이 유】 1. 노동쟁의조정법위반의 점에 관한 상고이유에 대하여

원심이 헌법 제33조 제2항에서 "공무원인 근로자는 법률이 정하는 자에 한하여 단결권, 단체교섭권 및 단체행동권을 갖는다"고 규정하여 법률이 정하는 공무원에게는 단체행동권을 인정하고 있고, 국가공무원법 제66조 제1항은 "공무원은 노동운동 기타 공무 이외의 일을 위한 집단적 행위를 하여서는아니된다. 다만 사실상 노무에 종사하는 공무원은 예외로 한다"고 규정하여 사실상 노무에 종사는 공무원에게는 위에서 제한하고 있는 노동운동을 허용하고 있으며, 위 "사실상 노무에 종사하는 공무원"에는 공무원복무규정 제28조 소정의 "철도청 소속의 현업기관에서 노무에 종사하는 기능직 공무원"이 포함되어 있는바, 피고인들은 이 사건 당시 모두 철도청 소속 공무원으로서 기관사의 직무를 수행하고 있었으니 위 "사실상 노무에 종사하는 기능직공무원"에 해당하고, 따라서 노동쟁의조정법 제12조 제2항 소정의 쟁의행위의 주체가 될 수 없는 공무원이 아니라고 판단하였음은 옳고 , 여기에 소론과 같이 법리오해의 위법은 없다. 논지는 이유없다.

2. 직무유기의 점에 관한 상고이유에 대하여

원심판결 이유에 의하면, 원심은 피고인들에 대한 직무유기의 공소사실에 대하여 피고인들의 이 사건 행위는 쟁의행위로서 형법상 정당행위이고 이는 직무유기죄의 "정당한 사유"에 해당하여 직무유기죄가 되지 아니하고, 달리 피고인들이 부적법한 쟁의행위를 하였다거나 직무를 유기하였다고 인정할 만한 증거가 없다는 이유로 모두 무죄를 선고하였다.

그러나 근로자의 쟁의행위는 그것이 정당할 때에 한하여 형법상 위법성이 부정되어 처벌되지 아니하고( 노동조합법 제2조), 쟁의행위의 정당성은 첫째 그 주체가 단체교섭의 주체로 될 수 있는 자이어야 하고, 둘째 그 목적이 근로조건의 향상을 위한 노사간의 자치적 교섭을 조성하는 데에 있어야 하며, 셋째 사용자가 근로자의 근로조건개선에 관한 구체적인 요구에 대하여 단체교섭을 거부하였을 때 개시하되 특별한 사정이 없는 한 조합원의 찬성결정( 노동쟁의조정법 제12조 제1항) 및 노동쟁의발생신고( 같은법 제16조 제1항)를 거쳐야 하는 한편, 넷째 그 수단과 방법이 사용자의 재산권과 조화를 이루어야 할 것은 물론 폭력의 행사에 해당되지 아니하여야 한다는 여러 조건을 모두 구비하여야 비로소 인정될 수 있다 ( 당원 1990.5.15. 선고 90도357 판결, 1990.10.12. 선고 90도1431 판결 참조).

따라서 원심이 피고인들의 이 사건 행위가 쟁의행위라는 한 가지 이유만을 들어 그 정당성의 유무를 전혀 심리하지 아니한 채 막바로 형법상 정당행위, 나아가 직무유기죄의 "정당한 사유"에 해당한다고 판시하였음은 쟁의행위의 정당성에 관한 법리를 오해하여 판결에 영향을 미친 위법을 저지른 것이라 아니할 수 없고, 또한 이 사건 공소사실에 의하면 이 사건 쟁의행위는 그 주체가 단체교섭권이 없는 이른바 "특별단체교섭추진위원회"이고 위에서 본 노동쟁의발생신고 등의 절차를 거치지 아니하였다는 취지이므로, 이러한 점들을 심리하지 아니한 채 만연히 피고인들이 부적법한 쟁의행위를 했다거나 직무를 유기했다고 인정할 만한 증거가 없다고 한 원심판결에는 심리미진으로 사실을 오인함으로써 판결에 영향을 미친 위법도 있다.

3. 그러므로 검사의 노동쟁의조정법위반의 점에 대한 상고는 기각하되, 원심판결 중 직무유기의 점에 대한 부분은 파기하여 사건을 다시 심리판단하게 하기 위하여 원심법원에 환송하기로 관여 법관의 의견이 일치되어 주문과 같이 판결한다.

대법관 윤영철(재판장) 박우동 배석 김상원

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