Workbear재주넘는곰
대법원 92다45490

Severance Pay (퇴직금)퇴직금

Decided1993. 09. 14. Court대법원Case reversed and remanded (worker-favorable ruling on the consent requirement)
AI-generated English translation (summary, key points, decision summary and full text) for reference only — not an official translation and without legal effect. The Korean original below is authoritative.
AI Easy read — AI summary of this decision
AI-generated summary for reference only — the Korean original below is authoritative.

This case concerns a government-invested corporation that unilaterally lowered its severance pay (퇴직금) rate by amending its employment rules (취업규칙), without obtaining employee consent. The Korean Supreme Court held that a board of directors' resolution or approval from a supervising government agency cannot substitute for the required employee consent when employment rules are changed in a manner disadvantageous to workers, and that the mere absence of employee objections for seven years does not constitute implied consent. The Supreme Court reversed the lower court's decision and remanded the case for further proceedings.

Key takeaways
  • Case사건: 정부투자기관이 근로자 동의 없이 이사회 결의와 주무관청 인가만으로 퇴직금 지급률을 낮추는 취업규칙을 개정했습니다.
  • Outcome결과: 대법원은 근로자에게 불리한 취업규칙 변경에는 반드시 근로자 집단의 동의가 필요하며, 7년간 이의제기가 없었어도 동의로 볼 수 없다고 판단했습니다.
  • Lesson교훈: 회사는 퇴직금 등 근로조건을 불리하게 변경할 때 반드시 근로자 과반수 동의를 받아야 하며, 단순히 이의제기가 없다고 동의한 것으로 간주해서는 안 됩니다.
Issues
  • Whether employees' implied consent or ratification of the amended severance pay rules could be recognized
  • At what point in time the 'reasonableness under social norms' of a disadvantageous change to employment rules should be evaluated
  • Whether the government-invested corporation's amendment to its severance pay rules was substantively reasonable
Key reasoning

Under Korean labor law, any amendment to employment rules (취업규칙) that disadvantages employees requires the consent of the collective body of workers. This consent cannot be replaced by internal corporate procedures such as a board of directors' resolution or external governmental approval, since these do not represent the will of the employees themselves. Additionally, the fact that employees did not raise objections for an extended period (seven years) cannot, by itself, be interpreted as implied consent to the disadvantageous change. Whether a rule change is 'reasonable according to social norms' (사회통념상 합리성)—a standard sometimes used to excuse the consent requirement—must be assessed based on the circumstances existing at the time the amendment was made, not retrospectively.

Summary of Decision (English, AI translation)

[1] The fact that it was practically impossible to ascertain the will of all the employees through a collective decision-making method at the time of the amendment of the Retirement Allowance Regulations (퇴직금규정), and that it would have been unreasonable to demand that the employer take such measures, does not mean that the mere fact that the government-invested institution amended the Retirement Allowance Regulations through a resolution of the board of directors or approval of the competent authority can substitute for the implied consent or ratification of the employee group with respect to the amendment of the Retirement Allowance Regulations, which constitutes an unfavorable amendment of the rules of employment (취업규칙). Nor can such circumstances serve as grounds for finding that there was implied consent or ratification by the employee group. Moreover, the mere fact that the employees of the government-invested institution did not raise any objection to the amendment of the Retirement Allowance Regulations for a period of about seven years after the amendment cannot be regarded as constituting implied consent to, or ratification of, the said amendment.

[2] In determining whether there exists social reasonableness sufficient to substitute for the consent of the employee group, the determination must be based on the circumstances existing at the time of the amendment. Therefore, the fact that about eight years had passed since the amendment, and the fact that the plaintiffs' labor union was recognized after the plaintiffs had already retired, are not circumstances to be taken into account in determining the effect of the amendment of the Retirement Allowance Regulations as against the plaintiffs.

[3] A case holding that the amendment of the Retirement Allowance Regulations lacked social reasonableness sufficient to substitute for the consent of the employee group.

Full text (English, AI translation) 8,444 chars

[Plaintiff, Appellant]

[Defendant, Appellee] Agricultural and Fishery Marketing Corporation, Attorneys Lee Jae-hu and 1 other, Litigation Representatives
[Judgment Below] Seoul High Court Decision 92Na253 rendered September 17, 1992

[Order]

The judgment below is reversed, and the case is remanded to the Seoul High Court.

[Reasoning]

We examine the Plaintiff's grounds of appeal.

As to Ground 1
According to the reasoning of the judgment below, the court below determined as follows: Although the Defendant Corporation's amendment to the Retirement Allowance Regulations effective January 1, 1981, which lowered the retirement allowance payment rate, constituted a disadvantageous change to employees of the Retirement Allowance Regulations forming part of the Rules of Employment (취업규칙), at the time of the amendment there was no labor union established at the Defendant Corporation, nor was there any other organization through which employees' opinions could be gathered; since the number of employees was as many as 377, it was practically impossible, within a short period, for the employees themselves to lead a collective decision-making process to ascertain whether all employees consented; and since the Labor Standards Act (근로기준법) then in effect did not impose on employers an affirmative obligation to obtain employees' consent as does the proviso to Article 95 of the amended Labor Standards Act, it would have been unrealistic to expect the employer to take such measures. Accordingly, if the Defendant Corporation obtained a resolution of its board of directors and approval from the competent authority in amending the Retirement Allowance Regulations, the Defendant Corporation would be deemed to have taken reasonable measures. Furthermore, since there was no express expression of opposition from employees, including the Plaintiffs, for approximately seven years from January 1, 1981, when the amended Retirement Allowance Regulations took effect, until the Plaintiffs retired following the separation of the Korea Food Research Institute, the court below determined that it was reasonable to view that there had been implicit consent or ratification by the employees, including the Plaintiffs, with respect to the Defendant Corporation's amendment of the Retirement Allowance Regulations.

However, even if it was practically impossible at the time of the amendment of the Retirement Allowance Regulations in this case to ascertain the collective will of all employees through a collective decision-making process, and even if it was unreasonable to demand that the employer take such measures, the mere fact that the Defendant Corporation amended the Retirement Allowance Regulations through a resolution of the board of directors and approval of the competent authority cannot substitute for the implicit consent or ratification of the employee group with respect to the amendment of the Retirement Allowance Regulations, which constitutes a disadvantageous change to the Rules of Employment; nor can such circumstances serve as grounds for finding that there was implicit consent or ratification by the employee group. Moreover, the mere fact that the employees of the Defendant Corporation, including the Plaintiffs, did not raise objections to the amendment of the Retirement Allowance Regulations for approximately seven years after the amendment cannot be deemed to constitute implicit consent or ratification of the amendment. Therefore, the court below's finding that there was implicit consent or ratification by the employees with respect to the amendment of the Retirement Allowance Regulations in this case violated the rules of evidence, resulting in an erroneous finding of fact, or erred in its understanding of the legal principles concerning implicit consent or ratification of disadvantageous changes to Rules of Employment.

Therefore, the argument pointing out this error is well-founded.

As to Ground 2
Furthermore, according to the reasoning of the judgment below, the court below determined as follows: In the case of the Defendant Corporation, there was a need to reasonably adjust the retirement allowance payment rate, which was far higher than that of general civil servants, and to achieve management rationalization, necessitating a downward adjustment of the retirement allowance payment rate; even after the amendment of the Retirement Allowance Regulations, the retirement allowance payment rate remained at a level higher than that of civil servants; in amending the Retirement Allowance Regulations, the scope of wages forming the basis for calculating retirement allowances was expanded, which was actually more favorable to some employees; the payment rate for the period prior to the amendment was to be governed by the previous regulations, thereby protecting vested rights; and the labor union, which was formed after the Plaintiffs' retirement, accepted the amended Retirement Allowance Regulations as valid in concluding a collective bargaining agreement with the Defendant Corporation. In light of these circumstances, the court below determined that the amendment of the Retirement Allowance Regulations in this case had social rationality (사회통념상의 합리성), and therefore the Defendant Corporation's amendment of the Retirement Allowance Regulations was effective.

However, according to the facts established by the court below, the Plaintiffs retired from the Defendant Corporation in April 1988, and the Defendant Corporation's labor union concluded a collective bargaining agreement on July 4, 1989, agreeing to apply mutatis mutandis the then-current Retirement Allowance Regulations of the Defendant Corporation, thereby recognizing the validity of the Retirement Allowance Regulations of January 1, 1981. In determining whether there exists social rationality sufficient to substitute for the consent of the employee group, the determination must be based on the circumstances existing at the time of the amendment. Therefore, the fact that approximately eight years had passed since the amendment, and that recognition by the labor union occurred only in July 1989, after the Plaintiffs had already retired, cannot be considered relevant circumstances in determining the effect of the amendment of the Retirement Allowance Regulations as against the Plaintiffs.

Meanwhile, it is the view of this Court that even if the amendment of the Retirement Allowance Regulations was made in accordance with the government's adjustment policy on the grounds of financial pressure on the management and profit-making activities of government-invested institutions due to excessively high salary levels among executives and employees of institutions under the government at the time, and on grounds of equity with general civil servants, this alone cannot be deemed to establish social rationality sufficient to obviate the need for the employee group's consent (see this Court's Decisions 92Da32357, rendered November 27, 1992; 92Da49324, rendered January 26, 1993). Furthermore, according to the record, although the amendment of the Retirement Allowance Regulations in this case was accompanied by changes such as including bonuses, overtime, holiday, and night-shift allowances, and annual/monthly leave allowances in the base wage for calculating retirement allowances, in light of the degree of disadvantage suffered by employees due to the reduction in the payment rate, it is difficult to find that the amendment of the Defendant Corporation's Retirement Allowance Regulations in this case possessed rationality sufficient to substitute for the consent of the employee group, even taking into account the motive for the amendment and the compensation resulting from the expansion of the scope of the base wage. Therefore, the court below's determination that the amendment of the Retirement Allowance Regulations in this case possessed social rationality sufficient to substitute for the consent of the employee group cannot but be deemed to have erred in its understanding of the legal principles concerning changes to Rules of Employment.

This argument is also well-founded.

Therefore, the judgment below is reversed, and the case is remanded to the court below. This judgment is rendered as stated in the Order by the unanimous opinion of the participating Justices.

Justice Choi Jong-yeong (Presiding Justice), Choi Jae-ho, Bae Man-woon (Justice in charge), Kim Seok-su

【판결요지】

가. 퇴직금규정의 개정 당시 전체근로자의 의사를 집단적 의사결정방식에 의하여 묻는 것이 사실상 불가능하고 그러한 조치를 사용자에게 요구하는 것이 무리였다고 하여 정부투자기관이 이사회의 결의나 주무관청의 인가를 거쳐 퇴직금규정을 개정한 것만으로 취업규칙의 불이익변경에 해당하는 퇴직금규정의 개정에 대한 근로자집단의 묵시적인 동의나 추인에 갈음할 수는 없는 것이고 이러한 사정이 근로자집단의 묵시적 동의나 추인이 있었다고 인정할 근거가 될 수도 없으며, 정부투자기관의 근로자들이 개정 후 7년여의 기간 동안 퇴직금규정의 개정에 대하여 이의를 하지 않았다는 것만으로 위 개정에 대하여 묵시적으로 동의하였다거나 추인하였다고 볼 수도 없다.

나. 근로자집단의 동의를 대신할 만한 사회통념상의 합리성이 있는지를 판단함에 있어서는 개정 당시의 상황을 근거로 하여야 하므로 개정 후 8년여가 경과하였고, 원고들이 퇴직한 후에 노동조합의 인정을 받았다는 것은 원고들에 대한 관계에 있어서의 위 퇴직금규정 개정의 효력을 판단함에 있어서는 고려할 사정이 못 된다.

다. 퇴직금규정의 개정이 근로자집단의 동의를 대신할 만한 사회통념상 합리성이 없다고 한 사례.

【참조조문】

구 근로기준법(1989.3.29. 법률 제4099호로 개정되기 전의 것) 제95조 제1항

【참조판례】

가.다. 대법원 1993.9.10. 선고 92다54630 판결(동지), 1993.8.24. 선고 93다17898 판결(공1993,2606) / 가. 대법원 1991.3.12. 선고 90다15457 판결(공1991,1171), 1992.9.14. 선고 91다46922 판결(공1992,2858)

【주문】·【이유】 전문 2,825자 · 펼쳐 보기

【원고, 상고인】

【피고, 피상고인】 농수산물유통공사 소송대리인 변호사 이재후 외 1인

【원심판결】 서울고등법원 1992.9.17. 선고 92나253 판결

【주 문】

원심판결을 파기하고, 사건을 서울고등법원에 환송한다.

【이 유】 원고의 상고이유를 본다.

제1점에 대하여

원심판결 이유에 의하면, 원심은 피고 공사의 1981.1.1.자 퇴직금규정의 개정은 퇴직금 지급율을 하향조정한 것으로서 취업규칙의 일부를 이루는 퇴직금규정을 근로자에게 불이익하게 변경하는 것이기는 하나, 개정 당시 피고 공사에는 노동조합이 설립되어 있지 않았고, 달리 근로자의 의사를 모을 수 있는 기구도 없었으며, 근로자의 수가 377명이나 되었기 때문에 단기간 내에 근로자측의 주도하에 전체근로자의 동의 여부를 집단적 의사결정방식에 의하여 묻는 것이 사실상 불가능하였고, 당시의 근로기준법은 개정된 근로기준법 제95조 단서처럼 사업자에게 근로자의 동의를 얻어야 할 적극적인 의무를 부과하고 있지도 않은 상황이어서 사용자에게 그러한 조치를 취하도록 요구하는 것은 그 실현을 기대하기 어려운 일이었으므로, 피고 공사가 위 퇴직금규정을 개정함에 있어 이사회의 결의 및 주무관청의 인가를 얻었다면 피고 공사로서는 상당한 조치를 취하였다고 할 것이고, 개정된 퇴직금규정이 시행된 1981.1.1.부터 한국식품개발연구원이 분리됨에 따라 원고들이 퇴직할 때까지 7년여 동안 원고들을 포함한 근로자들로 부터 명시적인 반대의사의 표명이 없었던 것이므로, 피고 공사의 퇴직금규정의 개정에 관하여는 원고들을 포함한 근로자들의 묵시적인 동의 내지 추인이 있었다고 봄이 상당하다고 판단하였다.

그러나 이 사건 퇴직금규정의 개정 당시 전체 근로자의 의사를 집단적 의사결정방식에 의하여 묻는 것이 사실상 불가능하고 그러한 조치를 사용자에게 요구하는 것이 무리였다고 하여 피고 공사가 이사회의 결의나 주무관청의 인가를 거쳐 퇴직금규정을 개정한 것만으로 취업규칙의 불이익변경에 해당하는 위 퇴직금규정의 개정에 대한 근로자집단의 묵시적인 동의나 추인에 갈음할 수는 없는 것이고 이러한 사정이 근로자집단의 묵시적 동의나 추인이 있었다고 인정할 근거가 될 수도 없는 것이며, 원고들을 포함한 피고 공사의 근로자들이 개정 후 7년여의 기간 동안 위 퇴직금규정의 개정에 대하여 이의를 하지 않았다는 것만으로 위 개정에 대하여 묵시적으로 동의하였다거나 추인하였다고 볼 수도 없을 것이므로, 원심이 이 사건 퇴직금규정의 개정에 대하여 근로자들의 묵시적인 동의나 추인이 있었다고 인정한 것은 채증법칙을 위배하여 사실을 잘못 인정하였거나 취업규칙의 불이익변경에 대한 묵시적 동의나 추인에 대한 법리를 오해한 위법이 있다 할 것이다.

따라서 이점을 지적하는 논지는 이유 있다.

제2점에 대하여

또 원심판결 이유에 의하면, 원심은 피고 공사의 경우 일반공무원보다 훨씬 높은 퇴직금 지급률을 합리적으로 조정하고 경영합리화를 이루기 위하여는 퇴직금 지급률을 하향조정할 필요가 있었으며, 위 퇴직금규정의 개정 후에도 그 퇴직금 지급률은 공무원보다는 높은 수준이고, 위 퇴직금규정을 개정하면서 퇴직금 산정의 기초가 되는 임금의 범위가 확대되어 일부 근로자에게는 오히려 유리하게 변경된 것이며, 변경 전의 기간에 대한 퇴직금 지급률은 종전의 규정에 의하도록 하여 기득권을 보호하였을 뿐만 아니라, 원고들이 퇴직한 후에 결성된 노동조합이 피고 공사와 단체협약을 체결하면서 위 개정 퇴직금규정을 유효한 것으로 수용한 점 등에 비추어 보면, 이 사건 퇴직금규정의 개정에는 사회통념상의 합리성이 있다고 할 것이므로 피고 공사의 퇴직금규정의 개정은 효력이 있다고 판단하였다.

그러나 원심이 확정한 사실에 의하면, 원고들은 1988.4월에 피고 공사를 퇴직하였고, 피고공사의 노동조합은 1989.7.4. 단체협약을 체결하여 당시의 피고 공사 퇴직금규정을 준용하기로 합의함으로써 1981.1.1.자 퇴직금규정의 효력을 인정하였다는 것인바, 근로자집단의 동의를 대신할 만한 사회통념상의 합리성이 있는지를 판단함에 있어서는 개정 당시의 상황을 근거로 하여야 하므로 개정 후 8년여가 경과하였고, 원고들이 퇴직한 후인 1989.7.에 이르러 노동조합의 인정을 받았다는 것은 원고들에 대한 관계에 있어서의 위 퇴직금규정 개정의 효력을 판단함에 있어서는 고려할 사정이 못된다고 할 것이다.

한편 퇴직금규정의 개정이 당시 정부 산하의 투자기관 소속 임직원들의 급여수준이 너무 높음으로 인한 정부투자기관의 경영과 수익활동에 대한 재정압박과 일반공무원과의 형평 등을 이유로 정부의 조정방침에 따라 이루어졌다 하더라도, 그것만으로는 근로자집단의 동의를 받지 않아도 될만한 사회통념상의 합리성이 있다고 볼 수 없다는 것이 당원의 견해이고(당원 1992.11.27. 선고 92다32357 판결; 1993.1.26. 선고 92다49324 판결 참조), 기록에 의하면 이 사건 퇴직금규정의 개정시 상여금과 시간외, 휴일, 야간근로수당 및 연월차수당 등을 퇴직금산정의 기초임금에 산입하기로 하는 등의 변경도 함께 이루어졌으나, 지급률의 인하로 인하여 근로자들이 입는 불이익의 정도에 비추어 볼때, 그 개정의 동기와 기초임금의 범위 확대로 인한 보상을 고려하더라도 피고 공사의 이 사건 퇴직금규정의 개정에는 근로자집단의 동의를 대신할 만한 합리성이 있다고 보기는 어려우므로, 이 사건 퇴직금규정의 개정에 근로자집단의 동의를 대신할 만한 사회통념상의 합리성이 있다고 한 원심의 판단은 취업규칙의 변경에 관한 법리를 오해한 위법이 있다고 아니할 수 없다.

논지도 이유 있다.

그러므로 원심판결을 파기하고, 사건을 원심법원에 환송하기로 하여 관여 법관의 일치된 의견으로 주문과 같이 판결한다.

대법관 최종영(재판장) 최재호 배만운(주심) 김석수

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