Workbear재주넘는곰
대법원 91다2656

Confirmation of Invalidity of Dismissal, etc.해고무효확인등

Decided1991. 05. 14. Court대법원Worker won
AI-generated English translation (summary, key points, decision summary and full text) for reference only — not an official translation and without legal effect. The Korean original below is authoritative.
AI Easy read — AI summary of this decision
AI-generated summary for reference only — the Korean original below is authoritative.

This case concerned a company that disciplinarily dismissed an employee without properly providing the opportunity to explain (소명기회) as required under the company's employment rules (취업규칙), resulting in the dismissal being ruled invalid. The Supreme Court held that the employee's receipt of severance pay (퇴직금) after filing suit to confirm the invalidity of the dismissal did not constitute approval or acceptance of the dismissal. The Court also ruled that any labor union fund payments received by the employee during the period of unfair dismissal (부당해고) should not be deducted from back pay owed by the employer.

Key takeaways
  • CaseThe company disciplinarily dismissed an employee without properly providing the opportunity to explain (소명기회) as required under its employment rules (취업규칙).
  • OutcomeThe court ruled that the failure to provide the opportunity to explain alone rendered the dismissal invalid, without needing to examine the actual grounds for dismissal.
  • LessonEmployers must fully guarantee the opportunity to explain in accordance with employment rules whenever conducting a disciplinary dismissal.
Issues
  • Whether the disciplinary dismissal procedure was lawful (i.e., whether the opportunity to explain was properly provided)
  • Whether receiving severance pay constitutes an expression of acceptance or approval of the dismissal
  • Whether labor union fund payments received during the unfair dismissal period should be deducted as interim income from back pay
Key reasoning

Under Korean labor law, if an employer fails to provide the opportunity to explain (소명기회) as required by the company's employment rules (취업규칙) before imposing disciplinary dismissal, the dismissal is invalid regardless of whether there were legitimate grounds for dismissal or whether the severity of the disciplinary action was appropriate. This procedural requirement takes precedence over substantive review. Additionally, the Court reasoned that labor union fund payments received during the unfair dismissal period are not substantially connected to the employee's exemption from providing labor services, and therefore should not be treated as interim income to be deducted from the back pay the employer owes.

Summary of Decision (English, AI translation)

[1] Case holding that a disciplinary dismissal was null and void because it was made without granting the opportunity to state one's case regarding the grounds for disciplinary action prescribed by the employment rules, etc.

[2] Case holding that the receipt of retirement pay cannot be deemed to constitute approval of the disciplinary dismissal as valid, etc., since it occurred after the filing of the lawsuit seeking confirmation of the invalidity of the disciplinary dismissal.

[3] An employee who was unable to provide labor due to an unfair dismissal may claim wages against the employer pursuant to the main text of Article 538(1) of the Civil Act (민법), and in such a case, if the employee has gained a benefit by being released from his own obligation, he must reimburse this to the employer; however, the benefit to be reimbursed is limited to that which is in proximate causal relation with the release from the obligation. Nevertheless, money received by an employee from a labor union fund during the period of dismissal cannot be deemed a benefit in proximate causal relation with his release from the obligation to provide labor.

Full text (English, AI translation) 8,397 chars

[Plaintiff, Appellee]

[Defendant, Appellant] Tongil Co., Ltd., Attorneys Yoon Kyung-hyun and 1 other, Defense Counsel

[Lower Court Judgment] Busan High Court Decision 89Na8422 rendered November 29, 1990

[Order]

The appeal is dismissed.
The costs of the appeal shall be borne by the Defendant.

[Reasoning] The grounds of appeal are examined.

(1) As to the First Ground of Appeal,

According to the reasoning of the lower court's judgment, the lower court found, based on the evidence cited therein, the following facts: Article 74 of the Defendant company's Rules of Employment (취업규칙) provides that when the company disciplines an employee, the company shall grant the employee an opportunity to explain the grounds for disciplinary action; Article 17 of the Defendant company's Disciplinary Regulations (징계규정) provides that the chairperson of the disciplinary committee shall notify the person subject to disciplinary action of the date, time, and place of the disciplinary committee meeting; and Article 20 of the said Disciplinary Regulations provides that the person subject to disciplinary action shall make statements before the disciplinary committee concerning the grounds for disciplinary action, and where there is an unavoidable reason preventing the person subject to disciplinary action from making statements before the disciplinary committee, an agent designated by that person may make statements on his or her behalf. The lower court further found that the Defendant company, on the ground that the Plaintiffs' absence from work from November 5, 1987 to November 25, 1987 constituted "unauthorized absence of three or more days in a month," a ground for disciplinary action under Article 10, Item 17 of the Defendant company's Disciplinary Regulations, convened a disciplinary committee at 10:30 on November 26, 1987 in the small conference room of the Defendant company's main building on the same day, and resolved to discipline the Plaintiffs; that on the same day, under the name of the chairperson of the Defendant company's disciplinary committee, notices of attendance were sent by mail to each Plaintiff's hometown address, stating the date and time of attendance as 10:00 on November 26, 1987, the place of attendance as the small conference room of the main building, and, as a matter for attention, that although an agent designated by the person subject to disciplinary action might make statements on his or her behalf where there existed an unavoidable reason, if neither the person concerned nor the designated agent attended at the designated date and time, it would be deemed that the person had no intention to make a statement, and the matter would be treated as an absence and disciplinary action would be taken; and that the Defendant company, at around 10:30 on the same day, convened the disciplinary committee at the small conference room of the Defendant company's main building to deal with the disciplinary matters concerning the Plaintiffs, resolved to dismiss each Plaintiff as a disciplinary measure, and, upon obtaining the approval of the Defendant company's representative director, dismissed each Plaintiff as a disciplinary measure.

Having found the above facts, the lower court determined, in light of the above factual relationship, that it could not be found that the Defendant company had granted the Plaintiffs an opportunity to explain the grounds for disciplinary action by delivering to each Plaintiff, at the latest immediately before the disciplinary committee meeting was convened, the above notices of attendance informing them of the date, time, and place of the disciplinary committee meeting, in disciplinarily dismissing the Plaintiffs. Accordingly, the lower court determined that the disciplinary dismissals of the Plaintiffs by the Defendant company dated November 26, 1987 were made without notifying the Plaintiffs, who were subject to disciplinary action, of the date, time, and place of the disciplinary committee meeting at which the resolutions for the said disciplinary dismissals were made, thereby failing to grant the Plaintiffs an opportunity to explain the grounds for disciplinary action, and that therefore, without any need to examine whether the grounds for disciplinary action existed or whether the disciplinary measure was appropriate, the dismissals were null and void.

Upon examining the record, the above factual findings and determination of the lower court are justified, and there is no error therein of misapprehension of the legal principles concerning disciplinary procedures or of insufficient examination, as alleged in the grounds of appeal. The precedent of this Court cited in the grounds of appeal concerns a factual relationship different from that of this case, and thus is not appropriate to be invoked in this case. Accordingly, this ground of appeal cannot be accepted.

(2) As to the Second Ground of Appeal,

The lower court found that Plaintiff 1 received the amount claimed by the Defendant as retirement pay on December 24, 1988, without expressing any intention, that Plaintiff 2 received such amount on February 11 of the same year, and that Plaintiffs 3, 4, and 5 each received such amount on February 23 of the same year. Having found these facts, the lower court nevertheless determined that, since it is clear from the record that the date on which the Plaintiffs filed the instant action was February 5, 1988, which precedes each of the above dates of receipt of retirement pay, it cannot be found that the Plaintiffs, by receiving the retirement pay, approved the disciplinary dismissals as valid or themselves expressed an intention to terminate the employment contracts, nor can it be found that the Plaintiffs approved as valid, vis-à-vis the Defendant company, the defects in the disciplinary dismissal procedure, or provided a basis of trust that such defects had been approved.

Upon examining the record, the above determination of the lower court is justified, and there is no error therein of misapprehension of the legal principles concerning the principle of good faith (신의칙) or the principle of estoppel (금반언의 원칙), as alleged in the grounds of appeal. The Decision of this Court, Case No. 88Daka19804, rendered September 29, 1989, cited in the grounds of appeal, concerns a case in which an action for confirmation of invalidity of dismissal was filed approximately eight months after the receipt of retirement pay, etc., which the company had deposited for repayment (변제공탁), and thus does not constitute an appropriate precedent for this case. Accordingly, this ground of appeal cannot be accepted either.

(3) As to the Third Ground of Appeal,

An employee who was unable to provide labor due to an unfair dismissal may claim wages from the employer pursuant to the main text of Article 538, Paragraph 1 of the Civil Act (민법), and in such a case, where the employee obtained a benefit by being relieved of his or her own obligation, such benefit must be reimbursed to the employer; provided, however, that the benefit to be reimbursed is limited to that which has a proximate causal relationship with the relief from the obligation.

According to the record, it is undisputed between the parties that Plaintiffs 1, 3, and 5 received amounts ranging from KRW 70,000 to KRW 325,000 per month from the labor union fund during part of the dismissal period, as alleged in the grounds of appeal; however, this cannot be regarded as a benefit having a proximate causal relationship with the Plaintiffs' relief from the obligation to provide labor. Accordingly, even if the lower court erred by omitting to rule on the Defendant's assertion of deduction of interim income (중간수입공제), such error cannot be found to have affected the outcome of the judgment. Furthermore, the assertion concerning deduction of retirement pay is a new argument raised for the first time before this Court, not having been raised up to the lower court, and thus cannot constitute a legitimate ground of appeal. None of the arguments in this ground of appeal can be accepted.

(4) Therefore, the appeal is dismissed, and the costs of the appeal are to be borne by the losing party. This judgment is rendered as stated in the Order by the unanimous opinion of the participating Justices.

Presiding Justice Lee Jae-seong, Justice Lee Hoi-chang, Justice Bae Man-woon, Justice Kim Seok-su

【판결요지】

가. 징계해고가 취업규칙 등 소정의 징계사유에 대한 소명의 기회를 부여하지 아니한 채 이루어진 것이어서 무효라고 본 사례

나. 퇴직금을 수령한 것이 징계해고무효확인 등 소송의 제기 후이어서 징계해고를 유효한 것으로 승인하는 등 한 것으로 볼 수 없다고 한 사례

다. 부당해고로 인하여 노무를 제공하지 못한 근로자는 민법 제538조 제1항 본문의 규정에 의하여 사용자에 대하여 임금을 청구할 수 있고 이 경우 근로자가 자기의 채무를 면함으로써 이익을 얻은 때에는 이를 사용자에게 상환하되, 상환하여야 할 이익은 채무를 면한 것과 상당인과관계에 있는 것에 한한다고 할 것이지만, 근로자가 해고기간 중에 노동조합기금으로부터 지급받은 금원은 그가 노무제공을 면한 것과 상당인과관계에 있는 이익이라고는 볼 수 없다.

【참조조문】

가.나. 근로기준법 제27조 / 다. 민법 제538조, 근로기준법 제36조

【참조판례】

가. 대법원 1982.10.26. 선고 82다카2981 판결(공1923,57), 1988.11.8. 선고 87다카683 판결(공1988,1523), 1990.12.7. 선고 90다6095 판결(공1991,428) / 나. 대법원 1987.4.28. 선고 86다카1873 판결(공1987,882), 1991.1.25. 선고 90누4952 판결(공1991,878) / 다. 대법원 1969.3.31. 선고 69다135 판결(집17①민406), 1981.12.22. 선고 81다626 판결(공1982,220)

【주문】·【이유】 전문 2,902자 · 펼쳐 보기

【원고, 피상고인】

【피고, 상고인】 주식회사 통일 소송대리인 변호사 윤경현 외 1인

【원심판결】 부산고등법원 1990.11.29. 선고 89나8422 판결

【주 문】

상고를 기각한다.

상고비용은 피고의 부담으로 한다.

【이 유】 상고이유를 본다.

(1) 상고이유 제1점에 대하여,

원심판결 이유에 의하면 원심은 그 거시증거에 의하여 피고 회사 취업규칙 제74조는 회사가 사원을 징계하는 경우 회사는 본인에게 징계사유에 대한 소명의 기회를 부여한다고 규정하고 있고 피고 회사 징계규정 제17조는 징계위원장은 징계위원회의 개최일시 및 장소를 징계대상자에게 통보하여야 한다고 규정하고 있으며 위 징계규정 제20조는 징계대상자는 징계사유에 대하여 징계위원회에서 진술하여야 하고 징계대상자가 징계위원회에서 진술할 수 없는 부득이 한 사유가 있을 시는 징계대상자가 지정한 대리인이 대리진술하게 할 수 있다고 규정하고 있는 사실, 피고 회사는 원고들이 1987.11.5.부터 같은 달 25. 까지 결근한 행위가 피고 회사 징계규정 제10조 제17호 소정의 징계사유인 월간 3회 이상 무단결근하였을 경우에 해당한다는 이유로 1987.11.26. 같은 날 10:30 피고 회사 본관 소회의실에서 징계위원회를 개최하여 원고들을 징계하기로 결정하고 위 같은 날 피고 회사 징계위원장 명의로 원고들에게 출석일시 1987.11.26. 10:00, 출석장소 본관 소회의실, 유의사항으로 부득이한 사정에 의하여 징계대상자가 지정한 대리인으로 하여금 대리진술케 할 수 있으나 지정일시에 본인 또는 지정한 대리인이 출석하지 아니한 경우에는 진술할 의사가 없는 것으로 인정하여 결석, 징계처리한다는 내용을 기재한 출석통지서를 각 고향집 주소로 우편으로 각 발송한 사실, 피고 회사는 같은 날 10:30경 피고 회사 본관 소회의실에서 원고들에 대한 징계문제를 처리하기 위한 징계위원회를 개최하여 원고들을 각 징계해고하기로 의결하고 피고 회사 대표이사의 승인을 받아 원고들을 각 징계해고한 각 사실을 인정한 다음 위 인정의 사실관계에 비추어 피고 회사가 원고들을 징계해고함에 있어 그 징계위원회의 개최일시 및 장소를 알려주는 위 각 출석통지서를 늦어도 위 징계위원회가 개최되기 직전까지 원고에게 각 교부함으로써 원고들에게 그 징계사유에 대하여 소명할 수 있는 기회를 부여하였다고는 볼 수 없다 할 것이며 따라서 피고 회사가 원고들에 대하여 한 1987.11.26.자 각 징계해고는 피고 회사가 징계대상자인 원고들에게 위 각 징계해고를 의결한 위 징계위원회의 개최일시 및 장소를 통보하지 아니함으로써 원고들에게 징계사유에 대한 소명의 기회를 부여하지 아니한 채 이루어진 것으로서 그 징계사유의 존부 및 징계양정의 당부에 관하여 살펴볼 필요도 없이 이는 무효라고 판단하였는바, 기록에 비추어 살펴보면 원심의 위와 같은 사실인정과 판단은 정당하고, 거기에 소론과 같은 징계절차에 관한 법리오해나 심리미진의 잘못이 있다고 할 수 없으며 소론이 들고 있는 당원의 판례는 이 사건과 사실 관계를 달리하는 것이어서 이 사건에 원용하기에는 적절하지 않다 할 것이므로 상고논지는 받아들일 수 없다.

(2) 상고이유 제2점에 대하여,

원심은 원고 1은 1988.12.24.에, 원고 2는 같은 해 2.11.에, 원고 3, 4, 5는 각 같은 달 23.에 아무런 의사도 표시하지 아니한 채 피고 주장의 위 각 금액을 퇴직금으로 수령한 사실을 인정한 다음, 그러나 원고들이 이 사건 소를 제기한 날이 위 각 퇴직금수령일 이전인 1988.2.5. 임이 기록상 명백하므로 원고들이 퇴직금을 수령함으로써 징계해고가 유효한 것으로 승인하였다거나 또는 스스로 근로계약 해지의 의사표시를 한 것으로는 볼 수 없고 또 피고 회사에 대하여 징계해고절차상의 하자를 유효한 것으로 승인하였다거나 또는 승인하였다는 신뢰의 기반을 제공한 것으로도 볼 수 없다고 판단하였는바 기록에 의하여 살펴보면 원심의 위와 같은 판단은 정당하고 거기에 소론과 같은 신의칙 또는 금반언의 원칙에 관한 법리오해의 위법이 있다고 할 수 없으며 소론이 들고 있는 당원 1989.9.29. 선고 88다카19804 판결은 회사가 변제공탁한 퇴직금 등을 수령한 후 8개월가량 지나 해고무효확인의 소를 제기한 사안에 관한 것으로서 이 사건에 적절한 선례가 되지 못한다 할 것이므로 논지도 받아들일 수 없다.

(3) 상고이유 제3점에 대하여,

부당해고로 인하여 노무를 제공하지 못한 근로자는 민법 제538조 제1항 본문의 규정에 의하여 사용자에 대하여 임금을 청구할 수 있고 이 경우 근로자가 자기의 채무를 면함으로써 이익을 얻은 때에는 이를 사용자에게 상환하되 상환하여야 할 이익은 채무를 면한 것과 상당인과관계에 있는 것에 한한다고 할 것이다. 기록에 의하면 원고 1, 3, 5가 소론주장과 같이 일부 해고기간중에 월 금 70,000원 내지 금 325,000원 상당의 금원을 노동조합기금으로부터 지급받은 사실에 관하여는 당사자 사이에 다툼이 없으나 이를 가지고 원고들이 노무제공을 면한 것과 상당인과관계에 있는 이익이라고는 볼 수 없다 할 것이므로 결국 피고의 중간수입공제주장에 대한 판단을 유탈한 원심의 잘못이 판결의 결과에 영향을 미쳤다고는 할 수 없다. 또 퇴직금공제에 관한 주장은 원심까지에 주장한 바가 없는 당원에서의 새로운 주장으로 적법한 상고이유가 될 수 없다. 논지는 어느 것이나 채용할 수 없는 것이다.

(4) 그러므로 상고를 기각하고 상고비용은 패소자의 부담으로 하여 관여법관의 일치된 의견으로 주문과 같이 판결한다.

대법관 이재성(재판장) 이회창 배만운 김석수

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